The Origin of
Ideas
A Critique
of Some Philosophical Positions
by Celestine N. Bittle, O.F.M.Cap.
Part Two
Locke's
Empiricism
Descartes' ultra-dualism of body and mind proved
to be a fateful legacy for philosophic thought. His
interpretation of the mind or soul, being
ultra-spiritualistic, led to extreme idealism. His
interpretation of the body, being
ultra-mechanistic, led to empiricism,
sensationalism, associationism, and
materialism.
John Locke (1632-1704) followed in the
footsteps of Thomas Hobbes (1588-1679), who was a
sensationalist. Locke strenuously opposed
Descartes' doctrine of innate ideas. In the
beginning, he says, the mind is devoid of ideas, a
"blank sheet." All knowledge has its origin in
experience, in sense-perception. Experience
is twofold, sensation (perception of
external phenomena) and reflection
(perception of the operations of the mind itself).
From both sources we obtain "ideas."
Locke's philosophy centers in his theory of the
ideas. Here is his understanding of an idea:
"It being that term which, I think, serves best to
stand for whatever is the object of the
understanding when a man thinks. I have used it to
express whatever is meant by phantasm, notion,
species, or whatever it is which the mind can be
employed about in thinking." (An Essay
Concerning Human Understanding.)
In this superficial definition Locke
unfortunately lumps together as "ideas" things
which conceivably be radically different in nature,
namely, "phantasm, notion, species, or whatever it
is which the mind can be employed about in
thinking." By thus arbitrarily blurring the nature
of the "idea" so as to include the images of
sense-perception ("phantasm, species"), he laid the
foundation for sensism, in which all
"thinking" is nothing but a form of
"sensation."
Descartes placed all sense-perception in the
spiritual mind, thus identifying sense-perception
with spiritual activity; Locke here does the
reverse, by reducing ideas, at least in part, to
the level of sense-perception.
This confusion of ideas and images is present in
all his philosophy. He does not hesitate to assert
that the Creator can make matter think: "I
see no contradiction in it that the first eternal
thinking Being should, if he pleased, give to
certain systems of created senseless matter, put
together, as he thinks fit, some degrees of sense,
perceptions and thought." (An Essay Concerning
Human Understanding.)
Criticism
For one thing, Locke simply assumes without
proof that "ideas" and "images" are identical. This
identification of ideas and images wipes out the
distinction between sensory and intellectual
knowledge simply by definition.
Again, according to his definition of the "idea"
the idea is the object of our
understanding, instead of the reality of
things being the object of our intellectual
knowledge. All we can know, then, are "ideas,"
internal states of mind; in that case, however, we
can acquire no knowledge of the material world as
it is in itself. If carried out to its logical
conclusion, such a theory must inevitably end in
subjective idealism.
Furthermore, his confusion of "ideas" and
"images" led him to the curious conclusion that God
can make matter think. The empiricism of
Locke made him reduce "thinking" to a property of
matter, because he could not bridge the
ultra-dualism of Descartes. But God can no more
make nonliving matter think than He can make a
square circle. Only on the supposition that man is
an integral organism, consisting of body and
mind, is it possible to explain how sensations can
give rise to images, and images to ideas through
the process of abstraction.
Finally, since all ideas originate either from
sensation or from reflection on mental activities,
Locke can give no proper explanation of ideas such
as "God," "soul," "good," "evil," "spirituality,"
and a host of similar important ideas. We simply do
not experience such realities in any form.
Such ideas, then, should not be present in the
intellect at all; they are, however, present and
must be accounted for, though not according to the
principles of Locke's empiricism.
Locke's empiricism was developed into a complete
system of sensism by Condillac (1715-1780)
who reduced the entire contents of the mind to
"transformed sensations." Another offshoot of the
empiricism of Locke is the positivism of
Comte (1798-1857) who maintained that all knowledge
is illusory except the "positive" science of
phenomena derived from sensation.
Sensationalism
and Associationism
David Hume (1711-1776), accepting the
fundamental tenets of Locke's empiricism, was more
consistent than Locke and developed a thoroughgoing
system of sensationalism.
According to Hume, the total content of the mind
consists of perceptions. Perceptions are of
two kind: "impressions" and "ideas" or "thoughts."
Impressions are those perceptions which are
more lively and forceful, and they include
sensations and emotions. The faint images of these
impressions Hume terms ideas or
thoughts. Impressions (sensations and
emotions) are experienced; ideas or thoughts (faint
images of sensations and emotions) are revived in
imagination and memory. "Perceptions" thus form the
total contents of our mental states, and they are
all we can know.
We can know nothing of objects or the qualities
of objects. Even when we think we perceive our own
body and its members, we perceive nothing but
"certain impressions which enter by the senses."
There is no such thing as a "substance." The mind
is nothing but "a heap or collection of different
perceptions united together by certain relations,
and supposed, though falsely, to be endowed with
simplicity and identity." Nothing is left, then,
for knowledge but phenomena, subjective
mental states, perceptions. As for the cause
of the impressions which arise from the senses,
Hume professes complete ignorance.
Relative to universal ideas, Hume
maintains that we find a resemblance between
objects and apply the same name to them;
then, after a "custom" of this kind has been
established, the name revives the "idea," and the
imagination conceives the object represented by the
"idea."
A prominent part of Hume's philosophy is his
theory of associationism. We speak, for
example, of the Principle of Causality, and
consider it to be a universally and necessarily
valid axiom that "Every effect must have a cause."
Hume claims that this axiom is derived from
experience. What we perceive is an
invariable sequence of events: one thing
invariably follows an antecedent event, and from
this sequence we conclude that the antecedent event
"causes" the one that follows as an "effect." We do
not perceive anything like the "production" of one
thing by another.
From his phenomenalistic, sensationalistic
standpoint, Hume could not admit real "causation."
Whenever we observe one event to occur, we feel the
mental compulsion to assert that the other will
follow. But whence the mental compulsion to conjoin
just these two events as "cause" and "effect"? Hume
gives as the reason that "the mind is carried by
habit, upon the appearance of one event, to
expect its usual attendant and to believe that it
will exist."
In other words, it is the association of
ideas which compels us to formulate necessary
and universal judgments, axioms, and principles.
Such judgments, axioms, and principles have no
objective value, but are mere associations of
impressions derived from the succession of
phenomena. As for the mental mechanism of
association, it finds its explanation in the Laws
of Association.
Criticism
First
Hume's explanation of ideas as faint
images of sense-impressions is totally
inadequate. Since both are of a sensory character,
they are concrete and individualized. Our ideas,
however, are abstract and universal. There is a
radical difference between "sensations" and
"images" on the one hand and "intellectual ideas"
on the other. To ignore or deny these differences
is a serious error.
Second
Hume's explanation of universal ideas is
totally inadequate. The process of forming
universal ideas is not at all the way Hume pictures
it. We acquire them by a process of
abstraction, taking the objective features
common to a number of individuals and then
generalizing the resultant idea so that it applies
to the whole class and to every member of the
class. It is not a question of merely labeling
objects with a common name. Intellectual
insight into the nature of these objective
features, not "custom" or habit, enables us to
group them together into a class.
Third
Hume's explanation of the origin and nature of
the necessarily and universally true axioms
and principles, such as the Principle of
Causality and the Principle of Contradiction, is
totally inadequate. He explains their necessity and
universality through association.
Now, the laws of association are purely
subjective laws with a purely subjective result.
Consequently, the "necessity" which we experience
relative to the logical connection between the
subject and predicate in these principles would not
be due to anything coming from the reality
represented in these judgments, but solely to the
associative force existing in the mind. It
is a subjective and psychological, not an
objective and ontological necessity.
The mind does not judge these principles to be
true because it sees they cannot be
otherwise; it cannot see them to be
otherwise because the mind in its present
constitution must judge them to be true. So far as
objective reality is concerned, 2 plus 2 might
equal 3 or 5 or any other number; and there might
be a cause without an effect, or an effect without
a cause.
If Hume's contention were correct, that our
observation of "invariable sequence" is the reason
for assuming an antecedent event to be the "cause"
of the subsequent event, then we should perforce
experience the same psychological necessity of
judgment in all cases where we notice an
invariable sequence in successive events.
Experience, however, contradicts this view.
For instance, day follows night in an invariable
sequence; but nobody would dream of asserting that
the night is the "cause" of the day. In an
automobile factory one car follows the other on the
assembly line in invariable sequence; but this
association does not compel us to think that the
preceding car is the "cause" of the one following.
Reversely, when an explosion occurs but once in our
experience, we search for the "cause" of this
"effect" are are convinced there must be a cause
present; here, however, there can be no question of
an "invariable sequence" of events.
Fourth
Hume's theory, if accepted as true, must
destroy all scientific knowledge. The very
foundation of science lies in the Principles of
Contradiction, Sufficient Reason, and Causality. If
these principles are valid only for our mind and do
not apply with inviolable necessity to physical
objects in nature, the scientist has no means of
knowing whether his conclusions are objectively
valid. His knowledge is nothing but a purely
mental construction which may or may not agree
with extra-mental reality. But science treats of
physical systems and their operations, not of
mental constructions.
Since, according to Hume, we can know nothing
but our internal states of consciousness, we could
never discover whether the external world and other
minds exist at all; driven to its logical
conclusions, such a theory can end only in
solipsism or in skepticism.
Fifth
Hume's Laws of Association are valid, of
course, in themselves; they were known and
accepted, long before his time, by Aristotle and
the Schoolmen. Hume, however, makes an illogical
and illegitimate use of them, viewed from the
standpoint of his own theory.
According to Hume, the total content of
the mind consists of perceptions
(impressions and "ideas" or images). Now, the Laws
of Association, considered in themselves, are
not perceptions, whether impressions or
their images ("ideas"). The Laws of Association
control, regulate, and link together these
ideas; they are, therefore, over and above the
ideas and distinct from them. According to
Hume's own principles, then, they do not, and in
fact cannot, belong to the content of the mind at
all. Yet they are there.
Sixth
According to Hume, the mind is its
content. In this view, there is no abiding mind
or Ego in which impressions and ideas reside; all
we have are perceptions (impressions and ideas) in
a continuous flow; there is no mind or Ego
distinct from these perceptions. Hume is very
emphatic on this point. Theoretically, he denies
the existence of "mind" or "Ego"; practically, he
cannot, and actually does not, get along without a
"mind" or "Ego." He speaks continually of "the
mind," "we" and "I," and such terminology is
inconsistent, to say the least. As a matter of
fact, a "mind" or "Ego" is indispensable and
necessary to his theory, notwithstanding his
denial of their existence.
The reason is plain. The Laws of Association, so
basic to his theory, are merely the laws
according to which ideas are conjoined; they
themselves do not do the conjoining. Something,
then, must be present which applies the Laws
of Association to the ideas and associates
them; without this "something" these laws would be
inoperative. Hume cannot explain the operation of
these laws without a "mind" or "Ego" to operate
them. Thinking demands a thinker, just as motion
demands a moving object.
Seventh
Hume's theory is atomistic. It cannot be
otherwise. Every sensation, emotion, and idea is a
single item of consciousness, similar to an atom in
nature. Each, as Hume expressed it, is a "distinct
existence." Each is a solitary reality, having only
an instantaneous existence; it comes, abides for a
moment, and is irrevocably gone. No two items exist
simultaneously; one succeeds the other in the flow
of conscious events. And the important point is
this: there is no "mind" or "Ego," distinct in
being from these experiences, which would be an
abiding reality behind them, capable of
experiencing them.
Since each item of experience has but a
momentary, isolated, and solitary existence, there
is nothing present which could hold them together,
compare them, and synthesize them.
All we can have is an unrelated, kaleidoscopic
succession of items. The formation of general
ideas, judgments, and inferences should
thus be utterly impossible, since there is no
"mind" or "Ego" present to observe whatever
relations might exist between ideas or things. But
we have such general ideas, judgments, and
inferences. Hume's theory, therefore, is utterly
false.
Hume himself gave expressions to the
dilemma of the position in which he had
placed himself. He said: "There are two principles
which I cannot render consistent; nor is it in my
power to renounce either of them, viz., that all
our distinct perceptions are distinct
existences, and that the mind never
perceives any real connection among distinct
existences. Did our perceptions either inhere
in something simple and individual, or did the mind
perceive some real connection among them, there
would be difficulty in the case."
This statement is a frank confession that a
"thinking mind or Ego" is necessary to explain our
thought processes. But Hume would not accept this
conclusion and thereby pronounced the complete
failure of his theory of knowledge. He became a
skeptic.
Hume exerted a tremendous influence on English
and American philosophy, an influence which is felt
even to this day.
Imageless
Thought
Sensationalism and associationism dominated
psychology for a long time. Each philosopher
treating of psychological subjects introspected his
own personal mind and its operations and then
proceeded to make dogmatic pronouncements
concerning them. Such was the method employed by
Locke, Berkeley, Hume, J. Mill, Bain, Spencer, and
other prominent English writers.
Experimental methods were not used, for the
simple reason that experimental psychology was not
as yet in existence. The application of
experimental methods to psychology did much to
remove personal speculation and place psychology on
a sounder factual basis. The first consistent
experimental investigations into the nature of the
thought processes began around the turn of the 20th
century.
Alfred Binet tested the sensationalist theory,
to which he subscribed, through experiments on his
two young daughters, expecting to find that
thoughts were nothing but images. He came to the
definite, and to him amazing, conclusion that
"naked thoughts" existed in the mind and that
"images" are extraneous to real "thinking."
More extended and systematic investigations
along these lines were made by the psychologists of
the Wurzburg School, prominent among whom were
Oswald Kulpe (1862-1915), Marbe, and Buhler. Using
the method of proposing questions and problems to
their observers, they attempted to find out just
what takes place in the mind in the formation of
ideas, judgments, and inferences. In this manner
they hoped to settle the question whether ideas are
identical with images or whether thinking
transcends imaging.
Sifting the evidence obtained from the subjects
concerning their experiences, it was found that
images of various types usually were present in the
thought processes. The evidence, however, revealed
a clear distinction between knowing and
sensing or imaging. "Understanding"
and "insight" were something totally different from
the images. "Meaning" was something over and above
the images flitting through the mind during the
process of thinking. In may instances, the subjects
claimed, ideas were present, but no perceptible
image; they experienced imageless
thought.
In any case, whenever images were present
together with ideas, the images were recognized as
merely accompanying the ideas, as adventitious to
thoughts, and not as constitutive of, or essential
to, the meanings. Usually, too, the images were
soon forgotten, while the meanings, the ideas, the
knowledge remained and were remembered.
The psychologists of the Wurzburg School soon
learned that a distinction had to be made between
the "picturable and unpicturable contents of
conscious processes." They mean that some contents
of our mind can be "pictured" or "imaged," such as
a "house" or "horse," while other contents cannot
be "pictured" or "imaged," such as a "negation" or
the "will." The latter are ideas. From these and
similar facts brought to light in the psychological
laboratories of the Wurzburg School, Buhler drew
the general conclusion: "What enters into
consciousness so sporadically, so very accidentally
as our images, cannot be looked upon as the
well-knitted, continuous content of our
thinking."
The main point about all these experiments is
not whether thoughts can occur without images, but
whether thoughts are identical with images. These
psychologists have adduced considerable evidence in
favor of imageless thought; but the evidence
is not conclusive, and further experiments will
have to be made. They have, however, definitely
established the fact that ideas are not
images. Sensationalism has thus been disproved
on experimental grounds.
Later experiments, made by Woodworth, Betts,
Moore, Clark, Willwoll, Lindworsky, and others,
have confirmed the findings of the Wurzburg
School.
In general, the Wurzburg School agrees with the
teachings and principles of classical realism and
traditional aristotelian-scholastic philosophy
concerning abstraction, universal ideas, judgments
and inferences. Experimental methods thus furnish
positive proof that intellectual is a
supra-sensuous process.
E.B. Titchener (1867-1927), the noted head of
the department of psychology at Cornell University,
disputed the findings of the Wurzburg School. On
the strength of the experimental studies conducted
under his guidance, he claimed that his observers
always thought in images. Titchener, a
sensationalist himself, contended that all thought
processes can be reduced to "sensations," so that
the "sensation" is the "structural unit or element"
of everything occurring in consciousness; his
theory is therefore sometimes referred to as
structuralism, but it is really nothing more
than a form of sensationalism.
Titchener denies that there are "unpicturable
meanings" of ideas. He himself, he says, always
imaged meanings, even "meaning" itself. Here is his
description of "meaning" as he images it: "I see
meaning as the blue-grey tip of a kind of scoop,
which has bit of yellow above it (probably a part
of the handle), and which is just digging into a
dark mass of what appears to be plastic material."
One of his subjects saw "meaning" as the "unrolling
of a white scroll"; another saw it as "a horizontal
line, with two short verticals at a little distance
from the two ends."
Here we have, if images are really ideas, three
distinct individual meanings of "meaning"! These
irrelevant images are now what we understand
by "meaning"; "meaning," as any dictionary will
disclose, is that which is signified by an idea or
word and which is expressed in a definition, the
comprehension or intention of a word or idea, and
that is something very different from the images
mentioned above.
The egregious fallacy of the Cornell method
consisted in the presupposition that ideas and
images are identical; the subjects were instructed
to look for images in their thought
processes. They neglected "ideas" in the search for
"images." Thus, one was told to look for the
meaning of the sentence "Did you see him kill the
man?" He reported that he had "No meaning all the
way through." By "meaning" he meant "image." He had
no "image," but he certainly understood the
sense of the sentence; any child would
understand that. If anything, such a report bears
out the main contention of the Wurzburg School that
images are only accessory products of the
thinking process.
It was the abuse of the introspective
experimental method of the Cornell School that
called forth a denunciation from John Watson and
prepared the way for behaviorism as a school of
psychological thought.
Gestaltism
Besides the Wurzburg School of experimental
psychology, the psychology of Gestalt or
configuration arose in opposition to
sensationalism. There are really two Schools of
Gestalt. The Old School originated with
Franz Brentano, in 1874. He had been trained in
scholastic philosophy, and he stressed the
supra-sensuous character of thought. But it was the
work of two of his students, Alexius Meinong and C.
von Ehrenfels, who developed the ideas of Brentano
into what is known as the Psychology of
Gestalt.
In particular, it was von Ehrenfels who showed
that "configurational qualities" exist in many
types of perceptions, so that we apprehend these
complex perceptions as "wholes" rather than as mere
"aggregates" of sensory impressions. Meinong came
to the conclusion that in Gestalt, in many
instances, meanings are involved which are
more than the resultants of sensations and cannot
be explained on the basis of sensation, because
they are altogether objects of a higher
order, namely, conceptual or intellectual.
This view was, of course, diametrically opposed
to the "atomistic" sensationalism prevalent in
psychology at the time and practically amounted to
a return to scholastic psychology, because over and
above the sensory data of perception there must be
the interpretative thought process as the
configuring principle. Since Meinong taught at
Gratz, the Old School of Gestalt psychology is
often referred to as the School of
Gratz.
The New School is called the School of
Berlin, because Max Wertheimer and Wolfgang
Koehler, who, together with Kurt Koffka, were
mainly responsible for the new development of
configurational psychology, taught at Berlin. These
authors extended and deepened the researches begun
by their predecessors of the Old School, especially
by applying the experimental methods of modern
psychology to the problem of configuration in
perception. The New School began with an essay by
Wertheimer on the perception of movement, written
in 1912. Today Gestaltism is still receiving
attention and has a large following.
The final conclusion of the studies of the
Gestaltists can be condensed into the statement:
Perception is not the mere sum of individual
"atomistic" sensations, but the resultant of the
total sensory impression.
Unfortunately, the School of Berlin opposed the
intellectualism of the parent School of Gratz and
attempts to explain all configuration on the basis
of sensory perception, ignoring entirely the
intellectual interpretation of the cognitive
processes. The pathology of perception, such as in
cases of cortical blindness and in persons operated
on for cataract, reveals the fact that
configurations may be "apprehended" and yet not
"understood." Over and above perception, therefore,
we have supra-sensuous thought processes dealing
with intellectual meanings. The School of Berlin
was still caught in the web of sensationalism,
although it stood in opposition to the old-style
sensationalism of Hume and his followers.
Nevertheless, it was a step in the right
direction.
Conclusion
For three centuries the ill-fated ultra-dualism
of Descartes has played havoc in the minds of
philosophers. System after system has been devised,
only to be found in the end to be inadequate.
Slowly but steadily experimental psychology is
forcing philosophers and psychologists into
recognizing that man is not pure spirit nor pure
matter, but a unitary being composed of a material
body and of a sentient, intellectual mind, an
integral organism.
For a discussion of the classical realist,
peripatetic, and artistotelian-scholastic theory
regarding the origin of ideas, see
The Problem of Knowledge: A
brief introduction to epistemology.
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