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The
Human Person
by Celestine N. Bittle, O.F.M.Cap.
A Study
and Critique
Digest
of Theories
After reviewing the historical development of
the body-mind problem, which is also the problem of
the human Ego and the human person, it is not
difficult to summarize the various views and
theories into a few broad systems. Starting
with Descartes' ultra-dualism, which everybody
seemed to accept without question, the following
main solutions have been offered as a metaphysical
explanation of man's nature.
Man has a body; man also has a
mind. Whatever pertains to the body is
physical; whatever pertains to the mind is
psychical. The physical and the psychical, body and
mind, have attributes and activities which are
diametrically opposed to one another. The material
and the mental are mutually irreducible, because
the material is spatial while the mental is
non-spatial; hence, they cannot reside in, nor be
the product of, a single principle. Body and mind,
therefore, since they have nothing in common,
cannot interact upon each other; it is impossible
for the mind causally to influence the body or for
the body causally to influence the mind. Yet, such
an interaction apparently occurs continuously.
We must, then, accept a double series of
events, one physical, belonging to the body,
the other psychical, belonging to mind. Each series
is independent of the other, but running parallel
to it, giving the impression of interaction. The
result of this line of thought is the theory of
rigid psycho-physical parallelism in a
metaphysical sense.
Other thinkers were dissatisfied with this
theory. It presupposes a division in man
which is contrary to all experience. Man is not a
double being, but a single being. If man were
really a double being consisting of two irreducible
parts, each part possessing an independent series
of events without mutual interaction, one cannot
explain the perfect synchronization or timing that
exists between the physical and psychical series.
Such a parallelism is inconceivable. The body-mind
problem can only be solved by maintaining that body
and mind are not distinct and separate entities,
but fundamentally a single reality. In other words,
there exists an identity of body and mind;
their distinctness is merely apparent. These
thinkers defend the identity theory.
Even when maintaining the identity of body and
mind, the problem is not solved thereby. This
disparity between body and mind still remains. One
must either reduce the body to the mind, leaving
the mind as the sole remaining reality; or, one
must reduce the mind to the body, leaving the body
as the sole remaining reality. The psychical must
absorb the physical, or the physical must absorb
the psychical.
To some philosophers it seemed evident that man
is conscious, senses, thinks, and wills. The
mental, therefore, is real. The
existence of the mind must be maintained under all
circumstances, because one cannot deny the
existence of psychical experiences as a part of
man's life. Consequently, the physical, the
material, the body, must be identified with the
mind. The mind, then, is the only reality;
the physical, the material, the body, exist solely
in the mind as a percept or idea. At the most,
matter and the physical world can be nothing more
than manifestations or modes of mind. This form of
the identity theory is characterized as
idealistic monism.
There is, however, also a reverse side to the
identity theory. Other philosophers are convinced
that man is a bodily being existing in time and
space, with all the attributes and properties of
matter. If we are certain of anything, we are
certain that we are material organisms. The
material, therefore, is real. Hence,
the mental, the psychical, the mind, must be
reduced to the reality of matter. Matter is, at
bottom, the only reality, and the mental is
fundamentally identical with the physical. The
identity theory thus becomes materialistic
monism.
Others take a metaphysical short-cut across all
difficulties of explaining the union of body and
mind by assuming that all matter is living and
endowed with mind; or, as some prefer it, all
bodies consist ultimately of some neutral
stuff which is the substrate of both matter and
mind. One need not wonder, then, that man possesses
the attributes of a body and a mind in conjunction.
These philosophers advocate
pan-psychism.
It is seldom, however, that any of these basic
systems are accepted in their pure form. Most
psychologists and philosophers mix the principles
of the one with that of another. They may be
parallelists from one standpoint and idealistic or
materialistic monists or pan-psychists from
another; even a pantheistic monist may be a
parallelist. Others adhere strictly to an
idealistic or materialistic monism; the former
admit nothing but mind and mental states, the
latter nothing but matter and material states.
Although psycho-physical parallelism really should
exclude all interaction between psychical and
physical events, yet some thinkers believe in
interaction. Some believe that body and mind (soul)
are distinct substances; others believe in one of
the two as a substance; and others deny the
substantiality of both body and mind. There is no
unity of doctrine; everything is confusion.
Strictly speaking, every type of monism should
be opposed to the dualistic concept of
psycho-physical parallelism. Some monists, however,
are parallelists, as our historical survey has
shown. Under the heading of parallelism we
find grouped together the most diversified theories
-- interactionism, pre-established harmony,
occasionalism, sensationalism, the identity theory,
the double-aspect theory, the actuality theory,
automatism, the mind-dust and mind-stuff theory,
epiphenomenalism, pan-psychism. Yet some of these
theories are also fundamentally monistic.
Critique
of Theories
Here we will critique and evaluate only the pure
basic systems, as outlined above.
Psycho-physical
Parallelism
The theory presupposes the ultra-dualistic
opposition between matter and mind, between the
physical and psychical, as propounded by those who
deny the possibility of interaction between these
supposedly antagonistic realities.
This denial is based mainly on the argument that
such an interaction would be contrary to the Law
of the Conservation of Energy, as H. Hoffding,
contends, in as much as the total amount of energy
in the physical universe would be decreased or
increased by the causal action of the physical on
the psychical or of the psychical on the physical.
The validity of this argument is very doubtful.
Furthermore, there is good evidence to show that
intellectual (and volitional) activities do not
consume physical energy, so that there would be no
infringement on the law. The main point, however,
is that all evidence of our daily life definitely
establishes the fact of a mutual influence
between the physical and psychical events in
man, irrespective of the postulates of any
theory.
The physical conditions of the body influence
our sensations, imagination, memory, intellect,
emotions, and will; there can be, for instance, no
sensations without physical stimuli. Reversely,
emotions have physical resonances in the body; and
the will, as consciousness testifies, does control
the movements of our bodily members throughout our
waking state. The testimony of consciousness is so
clear on this score and the mass of experiential
evidence so overwhelming, that an unprejudiced
observer cannot doubt the facts.
Parallelism rests on a false assumption.
It places an excessive division between the
body and mind of man, as if the two were completely
separated entities. Such a division does not exist.
Man is a unitary, integral organism in which the
physical, vegetative, sensory, and rational
activities are fused into a single harmonious
whole. The ultimate nature of man, therefore, must
be a dynamic and entitative unit and not the
extrinsic union of ultra-dualistic entities. It
follows, that Descartes' and the parallels' concept
of the nature of man is an assumption which is
erroneous in its foundation. The facts are true;
the theory of parallelism is wrong.
Idealistic
Monism
Every type of idealistic monism, whether it be
spiritualistic (Berkeley), phenomenalistic (Hume),
or absolutistic (Fichte), takes it for granted
that, as Descartes proposed, we can know nothing
but our own internal mental states. The
body, the physical objects, the material universe
-- all have no existence except in so far as they
are present in our perceptions and thoughts. At
bottom, then, everything is mental; the mind alone
exists, and matter is identified with mind. In this
way, idealists claim to reduce ultra-dualism and
parallelism to unity and the difficulty of the
body-mind problem in man is overcome. The theory,
however, is fallacious.
Idealism, for one thing, is contrary to the
sound teachings and experimental findings of the
natural sciences. Every natural science --
physics, chemistry, geology, astronomy, biology,
physiology, and all the rest -- is based on the
actual existence of material bodies endowed
with spatial attributes and physical energy
independent of the mind and its conscious contents.
True, we cannot know that they exist unless
we have a conscious percept or idea of them, but it
does not follow that they have existence only in
knowledge.
Experimental psychology shows how our sensations
are dependent on external stimuli for their
origin and specificity; it also proves that
nerves and a brain, which are
material realities, are required for the
transformation of the stimulus excitation into
conscious perception. Without the body, there can
be no reception of stimuli; without the mind, there
can be no knowledge of the objects transmitting the
stimuli.
If nothing exists but the nonspatial mind and
its ideas, then our knowledge should absolutely be
restricted to the mind and its ideas. But
then it should be utterly impossible to have any
perceptions and ideas of such nonexistent things as
brains, nerves, bodily organs, houses, automobiles,
cities, and countries. Yet we are as certain of
these material things as we are of our mind and its
conscious states.
Our emotions and feelings are accompanied by
definite bodily changes, as we know from the
findings of experimental psychology; these facts
are not the result of sheer imagination. When
idealists speak as scientists and psychologists,
they invariably speak of sensation and perceptions
as if they possessed a bodily character; it
is only when confronted with the difficulty of
explaining the reciprocal action of body and mind
that they seek to evade the difficulty of denying
the existence of matter and material bodies. Man
has both a body and a mind, and we are conscious of
both; we have no more right to deny the existence
of the one than of the other.
We are conscious of being passively
influenced by extra-mental objects. When I
close my eyes and imagine a parade, I know that I
am the agent producing these images; but when I
watch a parade passing by, I am passive and do not
myself determine what images I shall or shall not
receive. Such a situation could not arise, if the
production of sensations, perceptions, and ideas
were solely dependent on the mind and its
operation.
Idealism is inadequate, because it leaves out of
account the body, which is just as much a
part of man as his mind.
Materialistic
Monism
Little need be said here in refutation of
materialistic monism. If nothing exists but matter
and material energy, then everything in man must be
able to be interpreted strictly in terms of
matter and material energy. However, not even
the ordinary phenomena of sensation admit of
such an interpretation. The sensation of "blue,"
for example, is something totally different from
the physical stimulus of a definite frequency of
light waves striking the retina; and the sensation
of "pain" has no similarity to the piercing of the
skin by a needle point. Cognition and
consciousness cannot be be explained in
terms of atomic oscillations of brain substance.
Ideas are abstract and universal, while
everything material is concrete and particular.
Intellection is spiritual and intrinsically
independent of material conditions; it cannot,
therefore, be reduced to material activity.
Materialism accounts for the body, but it does
not account for the mind. Yet the mind is as much a
part of man as his body. The theory is inadequate,
because it fails to give an explanation of the
"whole man." Like idealism, it is an oversimplified
system which evades the real issue by denying the
existence of an essential part of man's nature.
Pan-psychism
Pan-psychism assumes, in one form or other, that
everything material is also mental; in other words,
every body is fundamentally endowed with life and
mind. This assumption is gratuitously made and is
contrary to the verdict of the natural
sciences. The sciences make a distinction
between living and nonliving bodies, and they base
this distinction on essential differences in
structure and operation. Nonliving
beings are characterized by "transitive" action,
living beings by "immanent" action. There is not a
shred of evidence for maintaining that the
electron, proton, and atom have life and mind. The
metaphysical necessity of overcoming the cartesian
ultra-dualism of mind and matter prompted the
formation of the theory; the theory, however, is
contrary to all known facts.
Classical
Realistic Animism
The prodigious confusion of philosophical and
psychological systems of the three preceding
centuries stems logically from the ultra-dualism
of Descartes. It is the clearest proof that
Descartes' assumptions must be wrong, because this
confusion furnishes a complete reductio ad
absurdum: when the conclusion is so disastrous,
the premises must inevitably be false. Wherein did
Descartes err?
His error consisted in splitting man's nature
into two antagonistic substances, body and spirit.
He conceived the body as a mechanistic aggregate of
atoms and the spirit as the sole seat of all mental
states. A psycho-physical parallelism was
unavoidable, and he thereby made a metaphysical
explanation of man's unitary nature impossible. The
result is seen in the fruitless attempt of most
modern philosophers to restore the evident factual
unity of man as an integral organism capable
of both bodily and mental activities.
Descartes made his initial mistake in rejecting
the traditional teaching of man's nature as
embodied in classical realistic anthropology. Here
was the correct doctrine, but Descartes
misunderstood it. In rejecting it, he led
subsequent thinkers into a quagmire of errors. To
remedy this desperate situation, we must return to
the fundamental doctrine of the classical realists.
The correct view of the matter is called
vitalistic animism.
In vitalistic animism we find the
solution of all the difficulties involved in
the various systems mentioned above:
- Parallelism stresses the difference between
the physical and the mental, but finds no means
of combining them into the higher unity of the
human Ego. Animism preserves the difference
between the physical and the psychical, because
the primary source of the physical is matter and
the primary source of the psychical is the soul;
but the real subject of both is neither matter
nor the soul, but the Ego which is the composite
unitary substance resulting from the substantial
union of matter and soul.
- Idealism stresses the mental, but finds no
place for the material side of man's nature; it
reduces the physical to the psychical, thereby
doing violence to man's physico-psychical
nature. Animism does justice to the psychical
side of man's nature, but it also safeguards the
physical as an equally important part of man's
being.
- Materialism emphasizes the physical, but it
eliminates the psychical which is present in
man's nature. Animism also accounts for the
physical side of man's nature, but it safeguards
the psychical as being equally essential to
man.
- Pan-psychism is correct in maintaining that
in man matter is living matter, but it goes
contrary to all evidence when it asserts that
all matter in the world is endowed with life and
mind. Animism agrees with the sciences in
distinguishing between living and nonliving
matter, and it also agrees with biology and
psychology in asserting that man's nature is
both physical and psychical, material and
mental.
- While Descartes' theory of man is an
ultra-dualistic conception, based on the
dissociation of man's nature into two distinct
and separate complete substances, body and
spirit, the theory of vitalistic animism is a
moderate dualism, based upon the real
distinction of matter and soul as
part-substances, combined into the metaphysical
unity of a single nature by means of a
substantial integration.
Animism, therefore, contains whatever there is
of truth in parallelism, idealism, materialism, and
pan-psychism, while avoiding the errors of
extremism found in each and all of them. The
animism of classical realistic philosophy alone
accounts for all the facts and phases of man's
complete nature.
The
Human Person
What, then, is the human Ego? Whatever in
man is bodily and mental, physical and psychical,
material and spiritual, is referred by the Ego to
itself: I weigh one hundred fifty pounds,
I see a house, I think, I
will. The physical and the psychical represent
the whole man. The Ego, therefore, is
the whole man. Body and soul are integrated
into one thing, the whole man, the Ego. The Ego,
therefore, is not the body, not the soul, not the
intellect, not the will, not consciousness, not
life. All these things "belong" to the Ego as
constituting "the whole man."
The Ego is a substance. A "substance" is
an individual being whose nature it is to exist in
itself and not in another as in a subject. A being
whose nature it is to exist, not in itself, but in
another as in a subject, is called, in
philosophical terminology, an "accident." Shape,
color, motion, thought, feelings, etc., are
modifications of some ultimate reality; they do not
exist in and for themselves, but exist in the
substance which they modify. Man, considered as a
totality, is a self-contained being with a
naturally independent existence of its own; man,
therefore, is a "substance." And since the Ego is
the whole man, the ultimate reality which possesses
everything pertaining to man's being, it is evident
that the Ego is substantial and not merely
accidental.
The Ego (man) is a person. The term
"person" is never applied to a chemical being, to a
plant, or to a brute animal; no one calls a piece
of carbon, a tree, or a horse, a "person." Since
man alone, among all material beings and organisms,
is called a "person," what specifically constitutes
man s "person"? It is not "materiality," because
chemicals, plants, and brute animals are material.
It is not "life," because plants and brute animals
are living. It is not "sentiency," because brute
animals are sentient. It must be that which
distinguishes man from all these types of being,
and that is "rationality," "intellectuality."
Boethius has given us the following definition
of a "person": naturae rationalis individua
substantia -- an individual substance of a
rational nature. A "person" is, therefore, an
individual, complete, subsistent, rational
(intellectual) substance. A moment's
consideration will reveal the fact that the human
Ego, or whole man, is indeed a substance which is
individual and complete and subsistent and
rational. Consequently, the human Ego, or man in
his totality, is a "person."
We must make an exact distinction between
"personality" in this metaphysical sense and
"personality" in a psychological sense.
Psychologists, when they use the term, mean the
sum-total of human functions and capacities, traits
and aptitudes, and this concept is akin to
"character." The unity of "personality" in this
psychological meaning is a functional unity,
and this functional unity may at times be impaired
or destroyed, as we notice it in "split
personality," "dual personality," and so on.
"Personality" in the philosophical or
metaphysical sense is the essential mark of man's
nature as a "rational animal" and is never subject
to change, because the essential constitution of
man's being from the moment of conception to the
moment of death remains the same. In other words,
man is and remains at all times a "person," namely,
an individual, complete, subsistent, rational
substance, irrespective of what happens to the
functional unity of his mental states and
operations.
The human being, the human Ego, is a person. As
a person, man is a substance consisting of two
really distinct substantial co-principles, soul and
matter. The soul is the animating principle and
therefore the primary principle (in conjunction
with matter) of the vital attributes and
activities of vegetancy and sentiency. The soul,
however, is spiritual (nonmaterial) in essence and
as such the sole agent (though with an extrinsic
dependence on matter) of the spiritual activities
of intellect and will. Matter is the principle (in
conjunction with the soul) which accounts for all
the physical attributes and activities in
man's nature.
Man is a unique being, the fusion of spirit and
matter compounded into a single substance and
organism. He is in all truth a microsm,
uniting within his person the essential realities
of chemical elements, living plants, sentient
animals, and spiritual intelligences.
How can spirit and matter be so intimately
linked together that they constitute a single
substance, nature, Ego, person? The fact,
from all that has been said, is demonstrated beyond
reasonable doubt; the manner of this union
will never be clearly understood. We explain the
union of spirit and matter in man by saying that
the spirit is the soul of the body, the
"vital principle" or "substantial form" or
"entelechy" of matter. Such terminology may not
clarify the "manner" of their union to any great
extent, but it is a philosophical explanation which
at least avoids the difficulties inherent in
parallelism and monism and is in accord with all
the material, sensory, and spiritual phenomena
observed to be present in man.
T.V. Moore's remarks are classic:
"Since Infinite Power cannot make a square
circle, neither can it make the essentially
nonthinking and lifeless matter, while it remains
nonthinking and lifeless, at the same time think
and live. But it is possible for living matter to
live by a principle of life inherent within it; it
is possible for a sensory organism to have
sensations by means of sense organs vitalized by a
living soul; it is possible for man to be a living
being with sense organs capable of being acted on
by the energies of matter in the outside world,
because these same sense organs are themselves
material, but not lifeless matter, and live by the
soul that vivifies the body. It is possible for
this same living soul, which is a principle of
life, vivifying the body and animating the sense
organs, to be conscious of the way in which its
sense organs are affected, and to think about those
revelations of the world outside, which come to it
through the sense organs, by powers which are in no
way the activity of bodily organs, though they can
interpret the data derived from bodily organs, and
so understand and interpret the world outside by
nonsensual and spiritual concepts."
[Cognitive Psychology, p. 157.]
No other theory can explain all the pertinent
facts so clearly and completely.
Man is the ultimate ground and agent of
everything that occurs within the realm of his
being. Whatever pertains to his being in any manner
whatsoever must, in its final analysis, be referred
to his person and Ego and not to any
particular part or power. Man is material and
spatial. Man is composed of a matter and a
spiritual soul, and is an organism. Man assimilates
food and reproduces himself. Man has a nervous
system and sense organs. Man sees, hears, tastes,
smells, has the sense of touch, and feels pain.
Man synthesizes the sense data, imagines,
remembers, and performs instinctive actions. Man
strives for sensuous good, avoids sensuous evil,
and experiences various emotions. Man forms ideas,
judgments, and processes of reasoning. Man
exercises free will and desires spiritual values.
Man is conceived, lives, and dies. The immediate
principles of functions are powers or faculties,
but the ultimate agent is man, the
person, the Ego.
There are a thousand-and-one aspects to man's
being, but they are all just so many phases of one
ultimate substantial reality, the human person,
expressing itself in multitudinous ways.
The End
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