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On
Democracy
by John Dewey
Democracy is much broader than a special
political form, a method of conducting government,
of making laws and carrying on governmental
administration by means of popular suffrage and
elected officers. It is that, of course. But it is
something broader and deeper than that The
political and governmental phase of democracy is a
means, the best means so far found, for realizing
ends that lie in the wide domain of human
relationships and the development of human
personality. It is, as we often say, though perhaps
without appreciating all that is involved in the
saying, a way of life, social and individual. The
key-note of democracy as a way of life may be
expressed, it seems to me, as the necessity for the
participation of every mature human being in
formation of the values that regulate the living of
men together: which is necessary from the
standpoint of both the general social welfare and
the full development of human beings as
individuals.
Universal suffrage, recurring elections,
responsibility of those who are in political power
to the voters, and the other factors of democratic
government are means that have been found expedient
for realizing democracy as the truly human way of
living. They are not a final end and a final value.
They are to be judged on the basis of their
contribution to end. It is a form of idolatry to
erect means into the end which they serve.
Democratic political forms are simply the best
means that human wit has devised up to a special
time in history. But they rest back upon the idea
that no man or limited set of men is wise enough or
good enough to rule others without their consent;
the positive meaning of this statement is that all
those who are affected by social institutions must
have a share in producing and managing them. The
two facts that each one is influenced in what he
does and enjoys and in what he becomes by the
institutions under which he lives, and that
therefore he shall have, in a democracy, a voice in
shaping them, are the passive and active sides of
the same fact.
The development of political democracy came
about through substitution of the method of mutual
consultation and voluntary agreement for the method
of subordination of the many to the few enforced
from above. Social arrangements which involve fixed
subordination are maintained by coercion. The
coercion need not be physical. There have existed,
for short periods, benevolent despotisms. But
coercion of some sort there has been; perhaps
economic, certainly psychological and moral. The
very fact of exclusion from participation is a
subtle form of suppression. It gives individuals no
opportunity to reflect and decide upon what is good
for them. Others who are supposed to be wiser and
who in any case have more power decide the question
for them and also decide the methods and means by
which subjects may arrive at the enjoyment of what
is good for them. This form of coercion and
suppression is more subtle and more effective than
is overt intimidation and restraint. When it is
habitual and embodied in social institutions, it
seems the normal and natural state of affairs. The
masses usually become unaware that they have a
claim to a development of their own powers. Their
experience is so restricted that they are not
conscious of restriction. It is part of the
democratic conception that they as individuals are
not the only sufferers, but that the whole social
body is deprived of the potential resources that
should be at its service. The individuals of the
submerged mass may not be very wise. But there is
one thing they are wiser about than anybody else
can be, and that is where the shoe pinches, the
troubles they suffer from.
The foundation of democracy is faith in the
capacities of human nature; faith in human
intelligence and in the power of pooled and
cooperative experience. It is not belief that these
things are complete but that if given a show they
will grow and be able to generate progressively the
knowledge and wisdom needed to guide collective
action. Every autocratic and authoritarian scheme
of social action rests on a belief that the needed
intelligence is confined to a superior few, who
because of inherent natural gifts are endowed with
the ability and the right to control the conduct of
others; laying down principles and rules and
directing the ways in which they are carried out.
It would be foolish to deny that much can be said
for this point of view. It is that which controlled
human relations in social groups for much the
greater part of human history. The democratic faith
has emerged very, very recently in the history of
mankind. Even where democracies now exist, men's
minds and feelings are still permeated with ideas
about leadership imposed from above, ideas that
developed in the long early history of mankind.
After democratic political institutions were
nominally established, beliefs and ways of looking
at life and of acting that originated when men and
women were externally controlled and subjected to
arbitrary power persisted in the family, the
church, business and the school, and experience
shows that as long as they persist there, political
democracy is not secure.
Belief in equality is an element of the
democratic credo. It is not, however, belief in
equality of natural endowments. Those who
proclaimed the idea of equality did not suppose
they were enunciating a psychological doctrine, but
a legal and political one. All individuals are
entitled to equality of treatment by law and in its
administration. Each one is affected equally in
quality if not in quantity by the institutions
under which he lives and has an equal right to
express his judgment, although the weight of his
judgment may not be equal in amount when it enters
into the pooled result to that of others. In short,
each one is equally an individual and entitled to
equal opportunity of development of his own
capacities, be they large or small in range.
Moreover, each has needs of his own, as significant
to him as those of others are to them. The very
fact of natural and psychological inequality is all
the more reason for establishment by law of
equality of opportunity, since otherwise the former
becomes a means of oppression of the less
gifted.
While what we call intelligence be distributed
in unequal amounts, it is the democratic faith that
it is sufficiently general so that each individual
has something to contribute, whose value can be
assessed only as enters into the final pooled
intelligence constituted by the contributions of
all. Every authoritarian scheme, on the contrary,
assumes that its value may be assessed by some
prior principle, if not of family and birth or race
and color or possession of material wealth, then by
the position and rank a person occupies in the
existing social scheme. The democratic faith in
equality is the faith that each individual shall
have the chance and opportunity to contribute
whatever he is capable of contributing and that the
value of his contribution be decided by its place
and function in the organized total of similar
contributions, not on the basis of prior status of
any kind whatever.
I have emphasized in what precedes the
importance of the effective release of intelligence
in connection with personal experience in the
democratic way of living. I have done so purposely
because democracy is so often and so naturally
associated in our minds with freedom of action,
forgetting the importance of freed intelligence
which is necessary to direct and to warrant freedom
of action. Unless freedom of individual action has
intelligence and informed conviction back of it,
its manifestation is almost sure to result in
confusion and disorder. The democratic idea of
freedom is not the right of each individual to do
as he pleases/ even if it be qualified by adding
"provided he does not interfere with the same
freedom on the part of others." While the idea is
not always, not often enough, expressed in words,
the basic freedom is that of freedom of mind and of
whatever degree of freedom of action and experience
is necessary to produce freedom of intelligence.
The modes of freedom guaranteed in the Bill of
Rights are all of this nature: Freedom of belief
and conscience, of expression of opinion, of
assembly for discussion and conference, of the
press as an organ of communication. They are
guaranteed because without them individuals are not
free to develop and society is deprived of what
they might contribute.
It is a disputed question of theory and practice
just how far a democratic political government
should go in control of the conditions of action
within special groups. At the present time, for
example, there are those who think the federal and
state governments leave too much freedom of
independent action to industrial and financial
groups, and there are others who think the
government is going altogether too far at the
present time. I do not need to discuss this phase
of the problem, much less to try to settle it. But
it must be pointed out that if the methods of
regulation and administration in vogue in the
conduct of secondary social groups are non-
democratic, whether directly or indirectly or both,
there is bound to be unfavorable reaction back into
the habits of feeling, thought and action of
citizenship in the broadest sense of that word. The
way in which any organized social interest is
controlled necessarily plays an important part in
forming the dispositions and tastes, the attitudes,
interests, purposes and desires, of those engaged
in carrying on the activities of the group. For
illustration, I do not need to do more than point
to the moral, emotional and intellectual effect
upon both employers and laborers of the existing
industrial system. Just what the effects
specifically are is a matter about which we know
very little. But I suppose that everyone who
reflects upon the subject admits that it is
impossible that the ways in which activities are
carried on for the greater part of the waking hours
of the day; and the way in which the share of
individuals are involved in the management of
affairs in such a matter as gaining a livelihood
and attaining material and social security, can not
but be a highly important factor in shaping
personal dispositions; in short/ forming character
and intelligence.
In the broad and final sense all institutions
are educational in the sense that they operate to
form the attitudes, dispositions, abilities and
disabilities that constitute a concrete
personality. The principle applies with special
force to the school. For it is the main business of
the family and the school to influence directly the
formation and growth of attitudes and dispositions,
emotional, intellectual and moral. Whether this
educative process is carried on in a predominantly
democratic or non-democratic way becomes,
therefore, a question of transcendent importance
not only for education itself but for its final
effect upon all the interests and activities of a
society that is committed to the democratic way of
life.
***
There are certain corollaries which clarify the
meaning of the issue. Absence of participation
tends to produce lack of interest and concern on
the part of those shut out. The result is a
corresponding lack of effective responsibility.
Automatically and unconsciously, if not
consciously, the feeling develops, "This is none of
our affair; it is the business of those at the top;
let that particular set of Georges do what needs to
be done." The countries in which autocratic
government prevails are just those in which there
is least public spirit and the greatest
indifference to matters of general as distinct from
personal concern.
***
Where there is little power, there is
correspondingly little sense of positive
responsibility. It is enough to do what one is told
to do sufficiently well to escape flagrant
unfavorable notice. About larger matters, a spirit
of passivity is engendered. In some cases,
indifference passes into evasion of duties when not
directly under the eye of a supervisor; in other
cases, a carping, rebellious spirit is engendered.
. . . Habitual exclusion has the effect of reducing
a sense of responsibility for what is done and its
consequences. What the argument for democracy
implies is that the best way to produce initiative
and constructive power is to exercise it. Power, as
well as interest, comes by use and practice. . . .
It is also true that incapacity to assume the
responsibilities involved in having a voice in
shaping policies is bred and increased by
conditions in which that responsibility is denied.
I suppose there has never been an autocrat, big or
little, who did not justify his conduct on the
ground of the unfitness of his subjects to take
part in government.
***
I conclude by saying that the present subject is
one of peculiar importance at the present time. The
fundamental beliefs and practices of democracy are
now challenged as they never have been before. In
some nations they are more than challenged. They
are ruthlessly and systematically destroyed.
Everywhere there are waves of criticism and doubt
as to whether democracy can meet pressing problems
of order and security. The causes for the
destruction of political democracy in countries
where it was nominally established are complex. But
of one thing I think we may be sure. Wherever it
has fallen it was too exclusively political in
nature. It had not become part of the bone and
blood of the people in daily conduct of its life.
Democratic forms were limited to Parliament,
elections and combats between parties. What is
happening proves conclusively, I think, that unless
democratic habits of thought and action are part of
the fiber of a people, political democracy is
insecure. It can not stand in isolation. It must be
buttressed by the presence of democratic methods in
all social relationships. The relations that exist
in educational institutions are second only in
importance in this respect to those which exist in
industry and business, perhaps not even to
them.
Excerpted from John Dewey,
"Democracy and Educational Administration,"
School and Society 45 (April 3, 1937);
457-67.
Read
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Philosophy section. Read
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Democracy
and Education, by John Dewey
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