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[Political] Parties and
the Common Good, by Mortimer J. Adler, Ph.D.
(Continued)
II. ETHICS AND
POLITICS AS PRACTICAL DOMAINS
1. Before
discussing the differences between these two
spheres, it is necessary to repeat briefly the main
points of the traditional understanding of ethics
and politics as sciences.
a. They are
sciences: bodies of knowledge and not
collections of opinion. They comprise truths,
reached by rational processes and ultimately
founded in experience as all human knowledge is.
(If the word 'science' is claimed for a special
kind of knowledge obtained by methods of
investigation and experiment, then it might be well
to add that the word 'science' can be replaced by
the word 'philosophy,' so long as it is understood,
of course, that philosophy is knowledge, not
opinion.)
b. They are
practical: this must be understood in
contradistinction to theoretical, i.e. in
terms of the difference between knowledge and
action. A practical science is one which ends in
action rather than knowledge as such. Briefly,
knowledge is practical when the truths it declares
are at once understood as prescriptions or
directions for conduct. Practical knowledge is
always concerned with what should be done if
the good is to be achieved in any sphere of
operations. Currently, this traditional distinction
between theoretic and practical sciences is
understood in terms of a distinction between
descriptive and normative sciences, the former
saying what is the case, the latter what ought to
be. But unless it is carefully qualified, this
contemporary distinction between the descriptive
and the normative is likely to rest in a too
shallow understanding of the relation between the
theoretic and practical orders. What ought to be
done in any case is never independent of the nature
of the case, and action always occurs in particular
cases.
(1)
Practical knowledge, in so far as it consists of
principles and generalities, is never adequate for
the solution of practical problems, since any
problem of action always requires a consideration
of contingent, singular circumstances. Possession
of moral or political wisdom does not free a man
from the need to deliberate, i.e. to supplement
principles by casuistry.
(2) The
practical knowledge which is contained in books, in
ethical and political treatises, does not solve
practical problems, as the theoretic knowledge
which is contained in physical and metaphysical
treatises can sometimes adequately answer
theoretical questions. Furthermore, no practical
treatise can ever become adequate in this sense,
for additional knowledge of a kind that can never
be exhaustively expounded in treatises must be used
by the prudent man in applying principles for the
direction of conduct. In short, the structure of
practical knowledge is much more complex than that
of theoretic knowledge.[5]
(3)
Practical truth is different from theoretic truth.
A theoretic judgment is true if it conforms with
being, with that which is the case. But a practical
judgment is true if it conforms with right
appetite, with a desire for what is good as the end
of operation. As a consequence, differences between
men in their practical judgments cannot be simply
resolved by reference to the facts, to the order of
existence. The element of subjectivity in practical
controversies is not capable of elimination as in
theoretic matters. In fact, if the minor premise in
what is called the practical syllogism is a
practical judgment too, and hence one which is true
only by conforming to a right appetite, it may not
be possible to arbitrate practical controversies by
any simple reference to the facts as such.[6]
This has a bearing, it will be seen, upon parties
engaged in political controversy and conflict.
(4) Finally,
there is the point which Aristotle so insistently
made. Ethics and politics must not be treated as
theoretic subjects. It is not enough to know what
virtue is; the student of ethics must aim at being
virtuous.[7] And if the
study of ethics is not by itself sufficient to make
a man virtuous, particularly a young man who lacks
moral experience and is swayed by his passions,
then ethical principles must be used by someone
else to help him, through training and even
coercion.[8] This, thought
Aristotle; was preeminently the task of the
statesman as a moral teacher. But what Aristotle
said of ethics is also true of politics. One must
not study politics merely to know what just
government is; rather one must aim at being a just
ruler or a just citizen. And here the problem
becomes more complicated, as we shall soon see, if
the study of politics is by itself inadequate to
direct man in just civil actions.
c. In all
that we have so far said, there is no striking
difference between ethics and politics. So far they
are essentially alike. And they are, further, alike
in one point which distinguishes them from all the
arts, which also belong to the large sphere of
practical knowledge. The sphere of the practical
includes what is traditionally called action and
production, or doing and making. The former is the
sphere of the practical sciences, properly so
called, namely, ethics and politics; the latter,
the sphere of the arts, which include the applied
sciences, such as medicine and engineering. The
artistic sphere is determined by some good other
than the good of man, individually or communally,
the good of something to be produced or altered in
some way. In short, the sphere of ethics and
politics is the government of men, individually or
communally, whereas the sphere of the arts,
particularly the useful arts, is the government of
things. All economic activities thus fall within
the sphere of art.[9] And
since, all practicable goods are ordered ultimately
to the good of the human person, the various arts
are subordinate to the practical science, and, in
the realm of the practical as a whole, ethics and
politics are said to be architectonic.
1. There is
a traditional distinction between ethics and
politics in terms of their ends. The moral end is
the good of the human person as such, happiness.
The political end is the good of persons united in
a community, and this community end is what is
called the common good, the social good, the
welfare of the state.
a. But which
is prior, ethics or politics? Which of these two
goods is paramount? Aristotle never succeeded in
fully answering this question, as any reader of his
Ethics and Politics must know. But in
the light of the integral humanism which M.
Maritain has explained to us, -- a doctrine in
which Christian practical philosophy clearly
improves upon that of the Greeks, -- the answer can
be given.[10] The good of
the human person as such is paramount. The good
society is not an end in itself, though it is an
intrinsic good. The common good is a means to the
happiness of men. But in so far as men are
individual members of a community, they must be
ordered to the common good, which is superior to
the private interests of each and every individual.
In short, man must be viewed as both a moral and a
political being, in the one case seeking happiness,
in the other serving the common good. Since the
common good is a means to happiness, the moral
obligation to act well politically is, in a sense,
more fundamental than the political obligation to
lead a good civil life.
b. One modem
misconception must be noted here, because it bears
on the relation of parties to the common good. The
common good is not determined by a utilitarian
arithmetic which results in the greatest good for
the greatest number. The common good cannot be
achieved by a compromise among conflicting private
interests, whether of individuals, sects or
parties. It is rightly determined in two ways:
first, as a means to happiness, and thus no social
arrangement is good which interferes with the
attainment of happiness, in its strict meaning as
ultimate moral perfection; secondly, as the good
intrinsic to the social order itself, the good of
the organization, which is not the summation of the
good of its several parts, any more than the
organization is a mere sum of these parts.[11]
As the virtues are the proximate and constitutive
means of happiness, so peace, order and justice
constitute the welfare of the community. Justice
must here be taken as including both justice in
general and economic or special justice, the latter
being concerned with the ordering of all the arts
and operations involved in the production and
distribution of goods which serve the needs of man
and society.
1. Now it is
my contention that there are still further
differences between ethics and politics, which
the traditional discussion has failed to make
explicit. I cannot say whether these further
differences are essential or whether they are only
marked differences in degree, but in either case,
they make the problem of political action different
from that of moral conduct. I shall enumerate them
briefly.[12]
a. First, an
objective difference: Ethics, or moral philosophy,
is much more independent of history than politics.
While it is true that the moralist does not only
consider the good man absolutely, but also what is
good for men differing individually in temperaments
and abilities, nevertheless this relativity is, for
the most part, independent of the contingencies of
time and place, because the range of individual
differences is for the most part the same at any
historic moment and under widely diverse conditions
of society and culture. The constancy of human
nature, both the specific sameness and the limited
range of individual differences, gives moral
problems a universal character and moral principles
a universal adequacy in application to their
solution. But, as we have seen, the practicable
political good is relative to historic conditions,
since a good form of government must be one adapted
to the social, economic, and cultural character of
a given concrete community. And in this historic
order there is genuine novelty, as there is not in
the order of human nature, specifically or
individually.
(1) Thus, Greek and
Christian moral truths are as applicable today as
they ever were. I do not mean that for their
application, casuistry, and with it some local
interpretation, is not needed. I mean only that an
adequate moral philosophy is not essentially
impaired by historic changes in human life. He who
speaks moral truths speaks them for all times. To
whatever extent moral philosophy guides me in the
conduct of my life, I can avail myself of its
ancient wisdom, though I must supplement it by
counsel, sound judgment and prudence in applying it
to action.[13] It can be
both ancient and adequate in principle.
(2) But
political philosophy cannot be both ancient and
adequate in principle. More than casuistry and
interpretation is needed to make the political
wisdom of Aristotle and St. Thomas applicable
today; and the more that is needed is more or
different wisdom, wisdom about the justice of
political arrangements which they could not have
foreseen because political potentialities reside
not in human nature simply, but in the historically
changing matrix of social life. Genuine novelty in
the material conditions requires new political
forms to be devised, and although the common good
is everywhere the same in essence, although peace,
order and the principles of justice do not change,
politics as practical thinking must implement these
principles by workable institutions.[14]
(3) This is
well illustrated by the problem we are considering.
Representative government and the party system are
new political forms evoked by modern economic and
social conditions. They have raised a host of
fundamental problems which must be solved if
political democracy is to be soundly
established.[15] The
great political treatises of the past simply do
not, nor could they be expected to, solve these
problems. For the most part they are silent on the
question of parties,[16]
if one is not misled by the analogy between parties
and factions, social classes or estates. Even such
modern essays as those by Locke and Rousseau,
though respectively moving rightly and wrongly in
the direction of democratic principles, provide
little or nothing that is relevant, because even
they are too early in the modem development to be
more than proclamations of a turn in human affairs.
In short, I am saying that the work of political
theory, of devising institutions, of extending and
adding principles, is not done, now or ever, as it
is possible for moral theory to be complete at any
time that the human effort is well made under happy
intellectual auspices.
b. The
foregoing difference between ethics and politics is
objective because it concerns the adequacy with
which they can solve their respective problems. We
must now consider a second difference which is
subjective, a difference which each individual must
realize in the solution of his own ethical and
political problems. It can be stated as follows:
The achievement of the moral end is within our own
power for the most part; except for the possession
of health and a minimum of external goods, which
may be given or withheld by fortune, our happiness
lies within our grasp, since the virtues which
constitute its activity are entirely within the
sphere of our interior and inviolable freedom. (For
the purposes of making this comparison, I am
restricting myself to the consideration of temporal
happiness and the natural virtues.) It is possible,
however difficult, for a man to know what the
virtues and happiness are and so to exercise his
freedom in good acts as to become virtuous and
attain happiness. But the proper end of political
action, the common good, is not within the scope of
my individual power, whether I be ruler or ruled.
It is only by the concerted just action of a
sufficient number of men in the community that the
political end toward which each is directed can be
effectively realized in any degree. In short, the
common good by its very nature requires the
cooperation of men of good will, as well as the
coercion or resistance of their opponents. From the
point of view of each individual, there is here
something which his will cannot command in the same
way that it can command his own free acts. This
difference is signified by the fact that in the
political sphere the authority of a right will must
be made effective either by force or
persuasion.
(1) Since
all men in a community are not of good will, nor do
they all possess the same virtues, or virtues to
the same degree, nor are they placed by fortune in
the same class according to gifts of birth, ability
or wealth, a society is necessarily divided into
friends and enemies in varying degrees of
affiliation or opposition. This is the inevitable
source of political groups, of classes, estates,
factions and, ultimately, political parties.
(2)
Precisely because every society is thus
constituted, power in the sense of force and
persuasion, exercised by one man upon another, is
the indispensable supplement of authority, which is
nothing but the voice of reason speaking, and
speaking ineffectively to those who will not hear
or cannot understand. (It is an interesting paradox
that because the political good lies beyond the
reach of each man's interior power to achieve, men
must use their powers externally upon one another
for this end.)
(3) It
follows, furthermore, that no societies are good in
their concrete embodiments in the same sense or to
the same degree in which there are really good men,
even apart from the saints. Happiness can be
achieved essentially, but the common good is never
more than remotely approximated, for the very
reason that authority must suffer the alloy of
force or be ineffective. Similarly, whereas the
only means to happiness are good acts, we are
frequently faced in political action with a choice
between bad alternatives, acting well if we choose
the lesser evil.[17]
(4) Rhetoric
is a necessary adjunct of political science, as it
is not of ethics.[18] In
moral matters, counsel and persuasion occur only
between those who are truly and closely friends,
and consequently there is no impurity of rhetoric.
But the need for rhetoric in politics is to conquer
the distances which separate men in virtue or class
or disposition, to overcome differences, to move
passions, often violently. Not only is political
rhetoric impure, merging with sophistry, but
political thought is itself contaminated by its
intimate association with rhetoric. There are few
political treatises, even among the great and
famous ones, which are purely scientific, free from
any admixture of rhetoric. (Thus, Hobbes was a
propagandist for the Tories, and Locke for the
Whigs.) The political thinker cannot help
addressing himself to contemporary problems, cannot
restrain himself from taking sides, cannot resist
trying to win adherents to his party, and in
consequence he conceives a treatise but delivers a
tract. His doctrine becomes doctrinaire!
(5) All the
foregoing facts bear on the existence of parties in
politics. Since good men, or bad, must cooperate to
achieve their political ends, the community is
always divided into political groups, affiliated or
opposed in varying degrees. If the division were
simply in terms of good and bad men, we would have
a problem no different from the one arising from
the fact that there are law-abiding and criminal
elements in the population. But it is generally
supposed that men of good will can divide into
opposing parties. We shall subsequently face the
question, whether there can be diverse parties to
the common good. Here the point to be made is that
under the conditions of representative government
in a democratic society, the party system imposes
certain inescapable conditions upon the effort of
any man to make his political action effective by
cooperating with his fellows. To whatever extent
the party system is corrupt and contrary to the
common good, individual action is vitiated by the
necessity to work through the medium of parties.
These are matters to be discussed more fully.
Suffice it here to say that in the moral sphere
there is nothing like the problem of factions or
parties. Moral action is always directly in contact
with its ends, whereas political action is like
action at a distance and through a medium which is
not ethereally pure.
a. Before
turning now to the problem of parties, as focusing
these difficulties which are peculiar to political
thought and action, we must note the prevalent
opposition between what is called
realpolitik and any normative approach to
the subject.
(1) Denying
the validity of norms, realistic politics reduces
itself to a descriptive account of the struggle for
power between nations and between factions in any
society. It identifies authority with force, which
is equivalent to denying authority. It converts
every political doctrine which speaks the language
of good and evil, justice and injustice, to mere
rhetoric used by leaders or parties as instruments
of conquest or domination. There is nothing wrong,
of course, with the notion of political
description, as an extension of political history
disguised as a science by the use of statistics and
pseudogeneralizations. But realpolitik,
while denying the traditional norms, is not
satisfied with being merely descriptive. It, too,
tries to be a practical science and to direct
political action. And in doing so it substitutes
the norm of power for the standards of justice and
the common good.[19]
(2) Thus we
have the opposition in political thought today
between the practical politics of power and that of
justice, an opposition that had an early
exemplification in the contrast between the De
Regimine Principum of St. Thomas and
Machiavelli's advice to the prince who would
succeed. We need not hesitate to condemn the
politics of power as normatively false, but we must
be careful not to dismiss the true or probable
descriptions of political action which
realpolitik has amassed. Only utopian
theorists can afford to ignore such facts. The
practical politics of justice must be no less
realistic than realpolitik about the nature
of political parties as actually operative in the
world today.
(3) But
being realistic is not enough; it is not enough to
know how parties operate, but whether they are
essentially good or bad as political institutions,
the standard being justice and the common good.
That almost all existing party systems in
democratic societies today are bad as a matter of
fact, -- the evidence being clear that they
implement the struggle for power rather than serve
the common good, -- does not fully solve our
question. The practical question is whether, under
democratic conditions, and in full view of all the
facts, political parties are indispensable
instruments of representative government? If they
are indispensable, then the next practical question
is how to remedy the prevalent abuses, how to make
parties serve justice rather than power.
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Footnotes:
5. Vd. J. Maritain, Les
Degrés du Savoir, Paris, 1932: Annexe
VII; Science et Sagesse, Paris, 1935: pp.
228-374. Cf. Y. Simon, Critique de la
Connaissance Morale, Paris, 1934; and Trois
Leçons sur le Travail, Paris, 1938.
Although these works have done much toward making
an explicit formulation of the practical order in
terms or traditional principles, many problems
remain to be solved.
6. Vd. St. Thomas Aquinas, In
Libros Ethicorum, Bk. VI, 2:1128-1132.
7. Nichomachean Ethics, II,
2, 1103b 26-30.
8. Nichomachean Ethics, I,
3, 1095a 1-10; X, 9, 1179b31-1180a13.
9. Vd. Maritain, Freedom in the
Modern World, New York, 1936: Appendix I. Cf.
my discussion of these matters in Art and
Prudence, New York, 1937: Ch. XII, esp. pp.
428-441. The Marxist notion of the "withering away
of the state" as an ideal is based upon the false
supposition that an adequate administration of
things will completely dispense with the need for a
government of men. Vd. V. I. Lenin, The State
and Revolution, 1918; Eng. trans., London,
1934. This summarizes the views of Marx and Engels
and extends them somewhat in view of later
conditions. For a critique of this doctrine, vd.
Kung Chuan Hsiao, Political Pluralism, New
York; 1927: Ch. V on pluralism as a solution of the
problem of the relation between economics and
politics.
10. Humanisme
Intégral, Paris, 1936; pub. in English
under the title of True Humanism, New York,
1938. Cf. Freedom in the Modern World, pp.
52 ff.
11. Vd. St. Thomas Aquinas, De
Regimine Principum, I, 1, 2, 14, 15; II, 3.
12. I have not included in this
comparison the difference between ethics and
politics in their relation to theology, as
differently requiring the supplementation of
theology to be adequate practically. Moral theology
is obviously a much more extensive body of doctrine
than theological politics. The latter is concerned,
for the most part, with two points: (1) the Divine
government as the source of political authority;
and (2) the movement of history, of both progress
and decline in human affairs, as reflecting
Providence. Vd. Note 35 infra.
13. It may be objected here that
manners are local and subject to historical and
ethnic variation; hence that there are changing,
conventional determinations of moral principles.
Thus, although courage and modesty are universal
and invariant as moral virtues, the kinds of
behavior which are recognized as courageous or
modest are different at different times and in
different cultures. But this objection fails to see
what is involved in the distinction between
shifting mores and enduring moral principles.
Manners have to do with overt behavior, extrinsic,
social operations. But the sphere of ethics is the
interior domain of the will. Moral problems are all
concerned in one way or another, with the rectitude
of the will, and only accidentally with the
exteriorization or socialization of its commands.
The fact that the moral virtues must express
themselves socially in the varying dress of
conventional manners does not affect the constancy
of the virtues themselves as the basic moral form,
nor impair the adequacy of moral philosophy as
directive of the moral life, an adequacy that
transcends local conditions and historically
determined mores. To suppose that moral philosophy
must be essentially altered by an accommodation to
the mores is to suppose that the principles of
justice change with changes in positive law or
national customs. The changing content of civil law
as a set of determinations of natural law is
relevant to the subjection of political principles
to historic conditions for their fulfillment, but
not to ethics. Cf. Art and Prudence, pp.
154-155, 165-166.
14. To say that political
philosophy is not adequate in principle for all
times and conditions is not to say that there are
no political principles which have enduring
practical truth. The difference between ethics and
politics, here being discussed, is simply that
casuistry, and casuistry alone, is needed to apply
the principles and rules of moral wisdom for the
guidance of life at any time or place; whereas
changing conditions of human life and community
call for new political principles and regulations.
These are general, and not casuistical judgments
about singular circumstances. Thus, the
constitution as a political form is analogous to
the virtues as moral forms. The virtues are
constant because they are forms perfecting a
constant human nature; but constitutions must vary
with historic changes in social conditions. All the
working institutions of the political order flow
from the constitution as the arrangement of offices
and as the principle of more determinate regulation
of political processes. Thus, legal justice differs
from natural justice in that it is measured by the
constitution which confers legislative authority
under specific restrictions, and not absolutely.
If, then, it is true that a finite set of
constitutions cannot be formulated for all times
and conditions, political science is necessarily
subject to history, and is always inadequate on the
level of principles, as well as casuistically. To
admit this is not to say that the ancient
formulation of the principles of political justice
and the ancient analysis of the generic kinds of
government are not true today. These principles and
forms are anterior in their generality to the
specific constitutions and more determinate
regulations. But the latter belong no less to
politics as practical science and are the focal
point of its temporal limitations. Vd. Note 37
infra. Cf. St. Thomas Aquinas, Summa
Theologica, I-II, Q. 97, A.1.
15. "James Mill, in his famous
article on 'Government,' written in 1814 for the
Encyclopedia Britannica, called
representation 'the grand discovery of modern
times,' supplying the key to 'the solution of all
the difficulties, both spiritual and practical,' in
the way of organizing 'good Government.' Political
scientists have yet to find the solution for the
difficulties in the way of organizing good
representation" (F. W. Coker and C. C. Rodee,
article on Representation in the Social Science
Encyclopedia, Vol. XIII, p. 315). Cf. Laski on
the discovery of the idea of representation as
early as the thirteenth century: op. cit., Vol. V,
p. 79.
16. It is significant here that
the Constitution of the United States did not
anticipate the problem of parties as instruments of
representation.
17. A text of Aristotle would
appear to be inconsistent. He says: "As it is
difficult to hit the mean exactly, we must take the
second best course, as the saying goes, and choose
the lesser of two evils" {Nichomachean
Ethics, II, 9, 1109a33-35). But this apparent
inconsistency is removed by the context, for
Aristotle is here suggesting practical rules for
approximating the mean by tending away from the
worse of the two extremes. This does not mean that
the act which follows such advice is a vicious act.
A vicious act cannot be a cause of virtuous habit;
the act is not vicious by reason of approximating
the mean rather than hitting it exactly. But in the
political, as opposed to the moral, order evils may
have to be chosen or endured for the sake of
avoiding greater evils. Vd. St. Thomas Aquinas,
De Regimine Principum, I, 6. In other words,
a means which is intrinsically bad may have to be
employed, because all the available means may be
defective in one way or another. Under such
conditions, of course, the common good can be
approximated only in proportion as the means are
not entirely corrupt. If it be argued that a man
can act well politically if he direct himself to
the right end, despite the corruption of the means
he consents to employ, it must be answered that a
man is responsible for the probable consequences of
the instruments he uses; and if he use a corrupt
political device which is probably contrary in
effect to his intention, he is a. culpable as a man
who shoots another man intending only to cure him
of a disease. If a revolver and poison are the only
instruments at hand, would it not be better to
abstain from action? Vd. Maritain's discussion of
the purification of means in Freedom in the
Modern World: pp. 139-192.
18. Rhetoric, being a formal
organon of persuasion, is not a branch of politics,
which as science deals with a restricted
subject-matter, but so closely is it related to
politics in fact that "rhetoric masquerades as
political science, and the professors of it as
political experts" (Aristotle, Rhetoric, I,
2, 1356a 28). Cf. ibid., I, 4, 1359b10.
19. Vd., for example, C. E.
Merriam, Political Power, New York, 1934; H.
D. Lasswell, Politics, Who Gets What, When,
How, New York. 1936.
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