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[Political] Parties and
the Common Good, by Mortimer J. Adler, Ph.D.
(Continued)
III. THE PROBLEM OF
PARTIES
1. In order
to answer the questions raised about parties, let
us proceed to review the arguments for and against
the role of parties in political democracy.
a. The case
for parties is so well-known that it can be briefly
summarized.[20]
(1)
According to Lord Bryce, political parties have
three main functions: first, the promotion of party
principles; secondly, the carrying of elections;
and thirdly, the holding together of members in the
assembly who profess homogeneous political opinions
upon certain general issues. Parties, therefore,
act as a sort of connecting link between the two
sides of representative government: on the one
hand, they afford an effective machinery to help
the people in national elections, and, on the other
hand, provide a means to organize the delegates in
the assembly, so that public opinion may receive a
further definite form.[21]
(2)
Political parties are also justified as generally
facilitating the free debate of public issues and
as providing popular political education for the
masses.
(3)
Furthermore, it is said, that the party system, bad
as it may be, permits a choice of policies, "though
the alternatives offered may seem to be arbitrary
when the issues are forced into the Procustean bed
of party platforms."[22]
(4) In
short, parties are viewed as indispensable to any
parliamentary form of government, and that form of
government is considered essential to
democracy.[23]
(5) This
view is supported by considering the alternatives
to the parry system.
(a) The
abolition of parties, in the plural, leads
either to the dominance of one party, which is the
case in all antidemocratic totalitarian regimes, or
to government without parties, which must then be
some form of nonrepresentative government, and
hence also inimical to democracy. We must remember
that the question is not, absolutely speaking,
whether government without any parties is better
than some form of party government; rather we are
considering parties relative to forms of government
appropriate to democratic life.
(b) It has
been suggested by certain political pluralists that
parties can be abolished when society is explicitly
organized along vocational lines. I need not
expound the general view of political pluralism, to
present the notion of vocational representation,
that is, the substitution of a vocational
parliament for the present political parliament
constituted along party lines. According to this
view of functional democracy, in which the state is
constituted by a hierarchy of minor associations
rather than by otherwise unassociated citizens, the
various vocational groups or corporations can
become the medium of representative government to
replace parties.[24] But
this alternative is also rejected by the proponents
of the party system, on two grounds:
(i) In the
first place, it is pointed out and must be
generally admitted that no working scheme of
representation by vocations has been devised,
because of the difficulty of distributing the
voting strength among the various vocations. Nor
has any satisfactory method been found for
combining vocational with popular
representation.[25]
(ii) In the
second place, there is the basic objection that
questions of policy, whether they be economic
policy or social policy or international policy,
are ultimately political questions and must be
solved by political means, i.e. a political power
which is superior to all the subordinate vocations
and corporations in the state. "Therefore,"
Professor Feiler insists, "they must remain with
the political parliament as the sovereign
representative body of political
democracy."[26] And the
indispensability of a political, as opposed to a
vocational, parliament carries with it, inevitably,
the instrumentality of political parties.
(iii) These
objections are not objections to the pluralistic
conception of democratic society. M. Maritain who
sees in the pluralistic conception of the
functional or corporative state the rectification
of democracy in the line of its own ideals,
nevertheless would retain political parties as
media of political thought and education. The
existence of political parties is necessary for the
supremacy of the political principle over economic
or professional principles in terms of which the
various subordinate corporations are organized. But
M. Maritain admits that he does not know how to
retain parties and yet make government independent
of their influence, since that requires the
invention of a system of representation which is
neither simply vocational nor purely political
along present party lines.[27]
(1) It would
be a fair summary to say that those who defend
parties as the instruments of democratic
government, in which a vast electorate is given
parliamentary representation, are not blind to the
abuses and corruptions of the party system. They
argue either (1) that the party system with
all its irremediable faults and vices is the lesser
of two evils, the greater evil being the loss of
democracy through the abolition of
parties;[28] or (2) that
the party system as such does not have irremediable
faults, in which case they propose to retain
parties but to reform them. I shall try to show in
what follows that only the first position is really
a defense of parties. The second position
necessarily leads to the abolition of parties as
they are now constituted and now function in
representative government. The issue is sharpened
thus if we do not permit ourselves to use the word
'party' ambiguously. What the word 'party' now
designates is a political institution which is
vicious essentially, or in other words has
irremediable faults. If those faults were removed,
the reformed institution could not be called a
'party' in a strictly univocal use of the word.
Furthermore, I shall try to show that the
pluralistic position is incompatible with the party
system as it now exists. M. Maritain and other
pluralists may retain the name 'party,' but they
cannot retain the essential nature of the
institution which now functions in representative
democracy as we know it.
a. In the
light of the foregoing, I shall state the case
against parties, first, by arguing that the
institution is essentially vicious, which means
contrary to the common good, and second, by
attempting to show that it is incompatible with the
fundamental principles of political pluralism. In
so doing, I shall, of course, use the word 'party'
univocally to name the existing institution, the
essential nature of which will be defined in the
course of the discussion. And, let me add, I am so
using the word as to exclude from consideration
such revolutionary movements as communism, which
are more properly regarded as factions, right or
wrong, than as political parties.[29]
(1) The root
notion in the concept of the party is that of
partisanship, as opposed to
impartiality. Thus, in the legal process
litigants are parties to an issue, and it is the
issue, a two-sided question, which makes
partisanship possible. And the litigants can remain
opposed parties only so long as the law will
recognize an issue between them. In the order of
legality, though not the temporal order, the issue
makes parties, not the parties the issue. Only if
the court sustains the issue as a legally debatable
one, as against the demurrer of either litigant,
can the litigants retain their status as parties.
In short, the issue must be a two-sided question;
within the law of the realm, not all questions
which can possibly be raised have two sides; there
is thus a limit to litigation, to the opposition of
parties in judicial controversies. Now it will be
admitted that, if the judicial process is itself
not corrupt, litigation serves the end of justice
as between the parties bringing or defending suits.
The arbitration of the dispute by a tribunal of one
sort or another is a better way of settling an
issue than force or fraud. But it must be added
that this is so only if the partisanship of the
litigants is supplemented by the impartiality of
the arbitrator.
(a) Let us
use this fundamental type of partisanship for the
solution of practical questions, as a standard to
measure the justifiability of political
partisanship in the processes of representative
government. As litigants are not just men unless
they both seek a just decision from the court, so
political parties are not just unless they
severally seek the common good. Not only must all
just political parties have the same ultimate end
in view, but since there can be no tenable or
reasonable difference of opinion concerning the
proximate and constitutive means to the common
good, they must all agree in seeking peace, order
and economic justice. What, then, remains as the
source of their differentiation into opposed
political groups? They must divide on questions of
policy concerning remote and contingent means, and
they can justifiably divide only if the question
has sides, that is, if the several conflicting
opinions are each tenable and reasonable.
(b) A number
of things follow from this view of the matter.
First, since in political affairs there are always
debatable issues concerning remote and contingent
means to the common good, there is justification
for partisanship both before the electorate and in
legislative assemblies. Parties taking sides on
such issues serve the commonweal by causing
effective debate and, hence, deliberation prior to
action. But, in the second place, it would seem to
follow that once action is taken, the parties which
are specifically responsive to a given issue,
should completely dissolve, their several members
free to enter into other alignments on any other
issue. This would mean that an issue or a group of
issues would be the principle of temporary party
formations in the electorate or legislature. And,
in the third place, since some element of
impartiality is needed to supplement partisanship
if the ultimate decision is to be just, and since
the really debatable issues deal with contingent
matters that are qualified by many circumstances
subject to change, it is necessary for the
electorate or legislature to have a unity which
transcends party divisions, for the sake of
impartiality, and a flexibility of deliberation,
which can shift from one side to another, for the
sake of adaptation to changing circumstances. These
requirements reinforce the point that political
parties can serve the common good only if they are
utterly transitory, formed to debate an issue and
dissolved by its solution.[30]
(c) If these
are the criteria by which party division are
justifiable, in terms of serving the common good,
then it must follow that permanent party
organizations, which seek to endure regardless of
the solution of specific issues, are contrary to
the common good. For what end do they obviously
serve by seeking to endure regardless of specific
issues? The end of power, not justice; the end of
dominating the electorate or legislature. Instead
of real issues causing partisanship specifically
responsive to them, permanent party organizations
cause political issues, which, as a consequence,
are often unreal and merely pretexts in the
struggle for power. I do not mean to say that
permanent parties are totally vicious. They serve
the common good in so far as they are instruments
of debate and deliberation, and in so far as they
are necessary to the machinery of representation. I
am saying only that in so far as they are
permanent, parties are organized and operate for
another end, namely, their exclusive power, power
as such divorced from authority, and, therefore,
that permanent party organizations are inimical to
the common good which, in some part, they may
serve. Since the existing party system, whether it
involves two major parties or a larger plurality,
is comprised by permanent parties which in every
case seek to endure, I say that there is an
essentially vicious element in that system. I am
only saying what Lord Halifax said several hundred
years ago: "The best kind of party is in some sort
of conspiracy against the nation."[31]
(d) The
foregoing analysis of the nature of party
organizations is fully supported by the history of
the development of parties and the account given of
their operation. They may be in origin genuine
movements of partisanship, but once organized and
striving for endurance they become involved in the
conquest of power. Within the party itself, there
is a tendency either to autocratic leadership or
oligarchical domination,[32]
for just as nations find true democracy
incompatible with war and aggression, so parties
struggling for power, even in a democracy, soon
become undemocratic in their own constitution for
the sake of efficiency in the struggle. All this is
admitted by those who defend parties as the
indispensable instrument of representative
government. They call upon us to accept the evil
with the good, holding them to be inextricably
connected. It may be supposed by some that the evil
can be minimized by such devices as proportional
representation, but others maintain that the
resulting plurification of parties creates a
situation which, under present conditions of
nationalism and imperialism, soon ends in the rise
of one strong party and totalitarianism.[33]
(e) Unless
we can find, then, some workable substitute for the
party system, representative democracy is doomed to
achieve, not the common good, but that counterfeit
of it which is a compromise between many
conflicting interests, each organized for the
seizure of power.
(1) My
second point is that party organizations, as
permanent associations within a society, are
incompatible with the sound principles of political
pluralism. I shall try to show this briefly as
follows:
(a) Within
the practical order, men can be associated
cooperatively for either a political or an artistic
end. The political end is the common good. The
artistic ends include all the good products and
services which men can make or perform. Let us use
the words 'economic' or 'technical' to name all
associations of men directed to such goods. Each
such association is a vocational group or economic
corporation which has a place in the hierarchical
order of society by virtue of the function it
performs. A pluralistic society is thus a
functionally organized society, and since every
individual, except the worthless, performs one or
more functions, he is not only a member of the
all-inclusive political society, but also of one or
more subordinate corporations. Furthermore, these
functions cannot be antagonistic essentially,
though they may need regulation from without if the
total collection of corporations is to be well
ordered and harmoniously disposed in operation.
(b) The
economic or technical function is, thus, the
government of things, making products or performing
services, and such government is achieved within
the several corporations and vocations. But the
government of the vocations themselves for the sake
of the common good is a government of men, though
not of men in a nude relation to the state as
individuals, but men clothed with functional
responsibility as members of subordinate economic
or technical associations.[34]
Thus, political government or the government of men
is seen to be supreme in the hierarchy of human
associations, because it serves the paramount good.
Political government consists of those offices of
authority which are constituted in the organization
of the political community as a whole.
(c) The
question, therefore, is, what place has a permanent
political party as a corporation within a
functionally organized society? On the one hand, it
is not an economic or technical group. On the other
hand, it has no political authority and is no part
of the government. Between the supreme political
association, which wields political authority, and
the various corporations which have economic or
technical functions, there seems to be no place for
the kind of association which is a permanent
political party. This seems to indicate that
permanent parties are interlopers or foreign bodies
in a well planned society. Where everything else
works for the good of the whole, either directly or
by some partial contribution, the political party
seeking to endure works for its own good primarily,
the good of success in the struggle for power.
Parties as they are now known in representative
government can have no place in the embodiment of
the corporative state.[35]
(d) It may be objected that political parties do
serve a function which justifies them in the
corporative order, namely, the function of
political education through debate and
deliberation. This objection is answered by our
previous analysis of political partisanship which
showed that debate and deliberation are facilitated
only by flexible and shifting alignments, and are
either impeded or corrupted by strong, permanent
party organizations, which make issues rather than
respond to them. Furthermore, those who assign only
this function to political parties are, in fact,
denying parties as they now exist and operate.
Thus, M. Maritain, in a recent paper, said:
"Parties, on condition that they are not reduced to
vast coalitions of interests, from which all
political thought is absent, furnish the scheme of
a certain political education of men....It is
important not to suppress parties, but that which
corrupts them, and makes them instruments of
corruption of the public good. And to achieve this
aim, it is necessary to render the State and the
government itself independent from these political
parties."[36] But this,
it seems to me, is tantamount to calling for the
abolition of political parties, for that which
corrupts them is their permanence, and as they now
operate the State and government are not
independent of them. M. Maritain recognizes this
when he adds that a radically different, and as yet
unconceived, system of representative government
must replace the existing type, if parties are to
be thus reformed and take their place in the
organic democracy of the corporative state.
Political pluralism can say it is not opposed to
parties only by using the word to name an
institution which does not yet exist, and which
will be as essentially different from the parties
of today, as the representative government of a
truly corporative state will be different from
institutions of the sort which are used by
individualistic democracy as it exists today.
(Here, again, the point is analogy.)[37]
1. The
problem can, in summary, be reduced to a few basic
propositions which indicate the alternatives:
a. It is
held by all that political democracy under modern
conditions require the maximizing of suffrage and
adequate representation, that the essential
principles of democracy under such conditions call
for an effective electorate and parliamentary
legislation.
b. Some hold
that the party system as presently constituted is
an indispensable instrument of modern political
democracy. To agree to this proposition is to
concede irreducible weaknesses in the embodiment of
democratic principles, contrary tendencies which
impair and weaken the fabric of democratic life. To
agree here is to admit that nations which call
themselves democratic are in fact oligarchies, that
the common good is remotely approximated by the
compromise of powerful conflicting interests, and
that the spectre of totalitarianism must continue
to threaten democracy because of its own incurable
weaknesses and inefficiencies.
c. Others
hold that the essential principles of democracy are
not only preserved but better realized in a
corporative state. But there are difficulties in
this position in view of what all agree to, namely
that under modern, in contrast to mediaeval,
conditions, the government of a corporative
society, if it is to be democratic, must include
the principles of universal suffrage and
representative parliaments. These difficulties can
be summarized by the following dilemma:
either the party system as presently
operative is the only way in which such government
can be implemented, or there is some other way of
securing genuinely representative government. In
the first alternative, there is a genuine
incompatibility between the corporative principle
of social organization and the democratic principle
of representative government. In which case, one
may be faced with the choice between a corporative
state without democratic, that is, representative
government, and individualistic democracy retaining
representative processes. In the second
alternative, it will be possible for democracy to
come to its full fruition in a harmonious union of
social and political principles that are
essentially democratic.
d. If we are
to avoid alternatives which offer us choices
between evils, we must try to invent a workable
substitute for the present type of representative
government with its dependence on the system of
permanent party organizations. Those who claim that
parties are indispensable are merely confessing
that they cannot imagine the institutions which
will transform representative government and make
it appropriate for the organic democracy of the
corporative order. Those who call for the abolition
of parties or speak of their transformation under a
different sort of parliamentary regime than now
exists will be regarded as utopian rather than
practical politicians until they can draft the
constitutional provisions for bringing the change
about.
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Footnotes:
20. Vd. James Bryce, Modern
Democracies, London, 1921; A. Lawrence Lowell,
Government and Parties in Continental
Europe, Boston, 1896; H. Finer, The Theory
and Practice of Modern Governments, London,
1932; A. N. Holcombe, The New Party
Politics, New York, 1933; M. Ostrogorskii,
Democracy and the Organization of Political
Parties, New York, 1922.
21. Burke defined a party as "a
body of men united for promoting by their joint
endeavors the national interest, upon some
particular principle in which they all agreed;" and
Bagehot declared that "party organization is the
vital principle of representative government."
22. H. Simons, "Parliamentarism,"
in Political and Economic Democracy: p.
202.
23. Vd. A. Feiler, "Democracy by
Class and Occupational Representations," and M.
Ascoli, "Political Parties," in Political and
Economic Democracy. Professor Ascoli's article
is the most original defense of the party system in
terms of the double function of parties to link
society and state and also to maintain a certain
distance between them. Vd. op. cit., p. 210.
24. Vd. Hsiao, Political
Pluralism, esp. pp. 58-90, 115-125; A. Feiler,
"Democracy by Class and Occupational
Representation" in Political and Economic
Democracy; G. D. H. Cole, Social Theory,
London, 1920; H. J. Laski and others, The
Development of the Representative System in our
Times, Lausanne, 1928.
25. Vd. F. W. Coker and C. C.
Rodee, article on Representation in the Social
Science Encyclopedia, Vol. V, pp. 314-315; A.
Feiler, op. cit., p. 184; H. Simons, op. cit., p.
195; Hsiao, op. cit., pp. 82-90.
26. Op. cit., p. 188. Vd. also
pp. 186-7. The arguments for the ultimate supremacy
of the political regime operate alike against the
notion of purely vocational representation advanced
by the guild socialists, and against the Marxist
hope for the withering away of the state. Cf. Note
9 supra.
27. The views here cited were
expressed in a lecture an Democracy and Authority
delivered at the University of Chicago in October,
1938, and not yet published. For M. Maritain's
espousal of political pluralism, vd. Humanisme
Intégral, pp. 175 ff; Freedom in the
Modern World, pp. 55 ff.
28. Vd. James Madison's arguments
for a large plurality of parties in No. 10 of the
Federalist Papers. It is not democracy,
however, which Mr. Madison wishes to save. He
argues that the causes of party oppositions cannot
be removed; that, at best, relief can be obtained
by mitigating their effects. He fears, most of all,
the mob-like action of the multitude. Hence he
seeks a plurification of parties to protect the
ruling oligarchy from being submerged by a popular
majority. Washington's counsel against parties, --
as essentially factious, -- in his Farewell Address
appears, in contrast, to spring from a genuine
concern for the common good.
29. If there is a just cause of
action against the iniquities of the capitalistic
economy, the communist "party" is justified as a
permanent organization devoted to promoting this
cause by revolutionary measures but not otherwise.
This "party," in so far as it employs revolutionary
tactics, does not operate as a medium of
representative government, and hence is not a
party, in the primary sense of that word. In so far
as the communists support candidates for elective
offices, "the party" functions as an ordinary
party. The arguments against parties apply to
communism only in the latter case.
30. It may be objected that as
lawyers perform the function of serving the ends of
justifiable litigation, so parties can perform the
function of serving the ends of political
controversy. But lawyers are not permanently
associated with one set of clients, prosecuting or
defending a single line of action; or, if they are,
they are open to suspicion of serving the litigant
in preference to the law. Their professional status
has been subordinated to the partisan interests of
their clients, in which they may even share.
Therefore, this analogy permits the conclusion that
parties can be permanently organized to perform a
recognized political function, namely, facilitating
debate, but only on the condition that they perform
that function and do not become involved in the
activities of government itself through the
partisan occupation of public offices. This
argument does not, therefore, justify the
permanence of parties as they now exist and
function. And it is certainly a question whether a
party, thus reduced to the office of a debating
society, could receive that name univocally with
parties as they now exist.
31. Another way of seeing that
parties are essentially perverse, -- that there
cannot be parties to the common good, -- is in
terms of unity as an essential note of the common
good. The community has only so much being as it
has unity, and its goodness is proportionate
thereto. But parties are essentially divisive in
their operation. They fractionalize rather than
integrate. It should be added that the unity which
constitutes the common good is not a simply unity.
That is the error of the totalitarianisms seeking,
as they do, to wipe out all differences by an
enforced homogeneity. That is the error of
one-party-rule as a cure for the defects of the
party system. No, the unity of the state is complex
and must be achieved by the organization of
differences and not by their annihilation. "Is it
not obvious," says Aristotle, "that a state may at
length attain such a degree of unity as to be no
longer a state, since the nature of a state is to
be a plurality" (Politics, II, 2, 1261a
17-9). Cf. ibid., II, 5, 1263b 30-38. But it does
not follow that the pluralistic unity of the state
requires a plurality of political parties. Just as
one-party-rule tends toward a false unity, so the
system of parties in opposition tends to create,
not an organic heterogeneity, but divisions which
thrive for their own sake and hence a false
plurality. For the dissenting opinion of Professor
Ascoli, see his article on "Political Parties" in
Political and Economic Democracy.
32. Vd. R. Michels, Political
Parties, a Sociological Study of Oligarchical
Tendencies of Modern Democracy, New York,
1915.
33. F. A. Hermens, "The Trojan
Horse of Democracy" in Social Research,
Nov., 1938: pp. 379-423.
34. Vd. Dom Virgil Michel, The
Theory of State, St. Paul, 1936: pp.21-24.
35. The phrase "corporative
state" is here used to refer to a pluralistic
society with a corporative economy. It must not be
understood as denying the supremacy or the unity of
the political regime over the plurality of
vocations operating on the economic level. Some
writers, such as Feiler, prefer to speak of
functional democracy; others, as Maritain, speak of
organic democracy; and still others, such as Hsiao
insist that corporative pluralism on the economic
plane requires political monism. What is generally
agreed on throughout, except by such extremists in
pluralism as Laski and Cole, is that a truly
pluralistic conception of the state as an order of
corporations or vocations does not, in fact cannot,
dispense with the supreme unity of political
government, the government of men, not things.
Fascism caricatures the corporative order, on the
one hand, by assimilating the corporations into the
governmental bureaucracy, instead of regulating
them as quasi-autonomous functions; and socialism,
on the other hand, goes to the opposite extreme of
an unregulated plurality of economic functions, the
corporations being vested with the autonomy of the
state which has withered away. (Laski admits that
his notion of a functional society is
quasi-Marxian. Vd. Social Science
Encyclopedia, Vol. V. pp. 83-84.)
36. Loc. cit., Note 25 supra.
37. The emphasis throughout this
paper has been upon the role of analogy in
political science. If the political philosophy of
the ancients is inadequate in principle for solving
modem problems, it is nevertheless rich in
analogies which, if properly seen, may help us to
invent new institutions or adapt old ones. To this
end, we must avoid the stultifying error of using
basic political terms as if they were univocal.
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