CAPITAL
PUNISHMENT
and HUMAN RIGHTS
Does the
Death Penalty Violate the Concept of Natural Rights
as
Expressed in the Declaration of
Independence?
by Jonathan Dolhenty, Ph.D.
Is
the imposition of the death penalty on an
individual for committing certain particularly
heinous crimes against society a violation of that
individual's human rights? That is the
specific question I am going to discuss here in
this essay. Before I begin, however, allow me to
clarify a few points.
This discussion is not about the legality or
constitutionality of the death penalty. Whether or
not capital punishment is constitutional in light
of the "cruel and unusual punishment" clause of the
American Constitution is not an issue for moral
philosophy or philosophical ethics to decide. The
reason for this is because the constitutional
matter is really a secondary issue. The fundamental
issue is a moral one: Does the death penalty
violate the human rights of the person on whom it
is imposed? If it does not, then the constitutional
issue becomes the one to be decided. If it can be
shown, however, that capital punishment does
violate human rights, then the constitutional
question takes on a different character. The
question then becomes: Does the American
Constitution support an activity which is a
violation of human rights and, if so, ought it do
so? This specific legal issue is not of concern
here.
Also, the claims made by some that capital
punishment is justified because it serves to deter
other individuals from committing certain heinous
acts is not an issue to be discussed here. First, I
don't know how one would even gather evidence that
the death penalty in fact deters anyone from
committing a criminal act. Second, if it can be
shown that the death penalty violates human rights,
can the death penalty be used as a means of
deterring others from committing heinous acts
against society? This is an old debate regarding
the use of an evil means for a good end. Does the
end justify the means? While I stand with those who
answer negatively to this question, this specific
moral problem is not of immediate concern in this
discussion.
Furthermore, there are those who support the
death penalty on the ground that the person guilty
of some particularly heinous crime, such as child
rape or murder for instance, is certainly deserving
of being put to death. This is sometimes referred
to as the "justifiable retribution" or vengeance
argument. But this is also not an issue here. The
moral question to be asked, however, would be: Even
if a person deserved to be put to death, would it
be moral and proper to do so if it violated his
human rights?
We now return to the key question asked at the
beginning of this essay: Is the imposition of the
death penalty on an individual for committing
certain particularly heinous crimes against society
a violation of that individual's human rights? An
answer to this question would, of course, have a
bearing on the constitutional matter, the
deterrence issue, and the retribution argument.
The
Argument
In this essay, I'm
going to present an argument which will challenge
those, mostly of a politically conservative
persuasion, who tend to be strong advocates of
capital punishment, and yet support a literal
interpretation of the Declaration of Independence
and the Bill of Rights in the Constitution, and
support a theory of natural rights. What I am going
to show is this:
If we accept as true the theory of
fundamental natural human rights (at least as
expressed in our evolving Western tradition and in
our Christian heritage), and the statements made in
the second paragraph of the American Declaration of
Independence, and the philosophical principles
which support and justify the Bill of Rights of the
U.S. Constitution, then we cannot at the same time
logically and morally advocate a policy of capital
punishment.
The reason we cannot logically accept a policy
of capital punishment at the same time we accept
our historical conception of natural rights is
because the principles involved in each are
contradictory to one another.
If we are to remain logical, we must accept
the traditional theory of natural rights and reject
a policy of capital punishment or, if we accept a
policy of capital punishment, we must reject our
traditional conception of natural rights.
We cannot accept both propositions at the
same time as true.
The reason we cannot morally accept a policy of
capital punishment at the same time we accept our
historical conception of natural rights is because
any violation of natural rights would be an immoral
act on the part of the violator. If it were not an
immoral act, our theory of natural rights and the
rights themselves would have no moral status and
would, therefore, be of no genuine ethical concern
to us. If a state or society violates a natural
right or "human" right, we generally accuse it of
committing an immoral act.
Now, let's get on with the details of the
argument.
The
Traditional Conception of Natural
Rights
First, we need to
define two important terms in the argument. The
first is "natural rights." Sometimes these are
referred to as "human rights." There are certain
rights that are ours by virtue of the fact of our
human nature or that we are human beings. These
rights "belong" to us, are inherited, are part and
parcel of our nature. The religious person would
say these are granted to us by God or the Divine
Creator. The nonreligious person would probably say
these are granted to us by our very nature as a
human being. We will use the terms "natural rights"
and "human rights" to refer to the same sort of
rights.
The conception of natural rights we have today
has evolved over a long period of time. Our full
understanding of natural rights did not occur at
any single time in history. Indeed, even today we
may not have a complete understanding of natural
rights. Those of us who advocate a realist theory
of natural rights would argue that natural rights
exist whether or not they are fully understood at
the present time, whether or not they are
acknowledged by the state or society, and whether
or not they are protected by civil law or other
legal provisions.
Human beings have natural rights by virtue of
being human. These rights are grounded solidly on
our nature as human beings. We are not given
natural rights, we possess them as part of our
human nature. There is no external granting
authority, such as the state or society. If we were
granted natural rights by the state, for instance,
then there is no sense to speaking about natural
rights because they would be the same as civil
rights or legal rights. We would have to throw out
the terms "natural" and "human" because the
granting authority would be outside our nature or
our humanity. All rights would then be those
granted by some external governing body who could
take them away at any time for any reason.
The theory of natural rights described above,
which says that human beings possess certain rights
by virtue of their being human, rights not granted
by any external human authority, is totally in
accord with the common sense beliefs of ordinary
human beings, the fundamental ethical principles of
realistic philosophy, and the truths established by
appeal to objective evidence. Furthermore, it is
this theory of natural rights which provided the
philosophical foundation for the documents creating
our American constitutional democracy.
Natural
Rights as Inalienable Rights
The Declaration of
Independence, our premier American document, states
that all Men (including women, of course) are
endowed by their Creator with certain (natural)
rights such as Life, Liberty, and the Pursuit of
Happiness. Most of us don't seem to have a problem
accepting this idea, although the nonreligious
person might hesitate at the term Creator. This
point is not, however, essential to the argument.
(Use "Nature" if you prefer.)
The second term we need to note is the word
"unalienable" in the Declaration of Independence.
(This word should actually be spelled "inalienable"
and I shall do so.) The Declaration says that not
only do we have natural rights but these are
"inalienable" rights. What does this mean? It means
that these rights are given to us by the Creator or
by Nature, not granted to us by the state or
society. As a result, these rights cannot be taken
away and cannot be transferred. That is the true
meaning of "inalienable" and that is how the
Founding Fathers interpreted it as far as we
know.
Summing up briefly what is stated in our basic
American document, we can say:
All human beings are endowed with certain
human or natural rights, rights that are not
granted by the state or society, rights that cannot
be taken away or be transferred. We possess these
natural rights even though we may not be able to
exercise them (say, under a despotic government).
Furthermore, we possess these natural rights even
if they are not protected by civil law or
legislation. Their existence as natural endowments
gives them moral authority even though they may
lack legal force or legal sanction.
(Again, for the sake of clarity, let me point
out that, besides natural rights, we may also have
constitutional, civil, and legal rights. These
rights are granted by the state or society and are
"alienable" rights. Since these rights are
alienable, they can be taken away by the granting
authority, which is the source of the rights in the
first place. Some or all of our natural rights may
sometimes be secured by constitutional means, or by
civil or legal enactments. Whether this occurs or
not does not affect the status of natural rights as
natural rights. Constitutional, civil, and legal
rights are not of concern in this discussion.)
Rights
Specified in the Declaration of
Independence
There are three
natural rights specifically mentioned in the
Declaration of Independence: Life, Liberty, and the
Pursuit of Happiness. The only right we are
concerned with in this argument is the right to
life. Since this natural right is "inalienable," it
cannot be taken away or transferred (or forfeited,
which is the same thing). This right is not granted
by the state or society and, therefore, the state
or society cannot take it away, at least according
to the Declaration of Independence.
And here is the dilemma for those who accept
the idea of an "inalienable" right to life as
declared in the Declaration of Independence and who
also advocate capital punishment. If the state
imposes a death sentence, is it not taking away a
person's right to life, a right that the
Declaration of Independence says is "inalienable"?
If the right to life is truly "inalienable," the
state cannot take it away and no person may
transfer it or forfeit it. That's the meaning of
"inalienable."
Either the Declaration of Independence is right
about natural rights being "inalienable" or it is
mistaken or it is not to be taken seriously. Most
of the advocates of capital punishment I know are
on the conservative side of the political spectrum
and do take the Declaration of Independence, not
only seriously, but literally. Are they not being
illogical?
It comes down to this:
We either have an "inalienable" right to
life, a right not granted by the state and,
therefore, not to be taken away by the state, or we
don't have an "inalienable" right to life, and the
right to life is granted by the state which may, of
course, take it away. It seems one can't have it
both ways. Logically, it appears that we can't
subscribe to the notion of an "inalienable" right
to life and advocate capital punishment at the same
time.
There are those who may try an end run around
this by declaring that the state is not really
taking away an "inalienable" right; the convicted
person is merely forfeiting the right. This won't
do, however. The meaning of the word "inalienable"
(look it up yourself) clearly includes the idea of
non-transference and non-forfeiture. If the right
to life is really "inalienable," the right cannot
be taken away or given up. It is part of the nature
of the person as a human being. And this is clearly
what the Declaration of Independence appears to
state.
Now some of you may want to present the
following argument to get around the points made
above. You may point out that, according to the
Declaration of Independence, we also possess the
natural right to liberty and this right is also
claimed to be inalienable. If this right to liberty
is inalienable, how can we then justify the fact
that the state deprives certain criminals of their
liberty by placing them in prison? This question
arises because of the failure to distinguish
between the possession of a natural right and the
exercise of a natural right.
A criminal, properly convicted with due process
of law, has not forfeited his natural right to
liberty nor has the state taken away his natural
right to liberty. What has occurred is that the
criminal has temporarily been deprived of the
exercise of his natural right to liberty by the
commission of a criminal act. His time in prison
may curtail his freedom of action while he is
incarcerated, but in no way does such incarceration
deprive him of his natural right to liberty. The
right remains in existence during his time in
prison and after he is released. After release from
prison, what is restored is not the individual's
natural right to liberty, but only his fuller
exercise of that right.
The imposition of the death penalty raises a
totally different issue. Capital punishment takes
away more than the exercise of the right to life,
for it takes away life itself. It is one thing to
give up or have taken away the exercise of a
natural right, and quite another to forfeit or have
taken away the natural right itself. After
incarceration, the individual is free to exercise
fully his natural right to liberty. After capital
punishment is imposed, however, the individual is
hardly free to exercise fully his natural right to
life.
Conclusion
It seems we
cannot logically accept the premise that the
natural right to life is "inalienable" and then
proceed to argue that the state can take that right
away, even under extreme circumstances. It is
either an "inalienable" right or it is not. The
state can either take it away or it cannot.
I think it's necessary for advocates of capital
punishment to meet this issue head on and explain
how they can logically subscribe to what seems to
be two contradictory ideas. It may be true that
certain heinous crimes are deserving of death at
the hands of the state, but the fact that we feel
they deserve capital punishment does not alter the
need to logically justify such a procedure based on
our traditional concept of "inalienable"
rights.
I challenge those who believe in our traditional
theory of natural rights, and its expression in the
Declaration of Independence and the Bill of Rights,
to show me how they can argue, on the one hand,
that we possess certain inalienable natural rights
granted to us by nature's God or human nature
itself (rights that cannot be forfeited or taken
away), and then argue, on the other hand, that
these inalienable natural rights can be taken away
by the state when it wants to do so.
You cannot have it both ways and claim to be
logical. Those who advocate capital punishment
while still clinging to a theory of inalienable
rights are, I'm sorry to say, preaching
philosophical nonsense. They are under a moral
obligation to respond to this dilemma and clarify
their position because it involves that most basic
right of all natural rights, the right to life
itself.
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