|
Note: For background on Alan Sokal's
position regarding the controversy over the
"humanities" in today's educational institutions,
see The Alan Sokal
Hoax in the Philosophy Resource Center.
What Is
Academia For?
by Alan de Botton
The popular acclaim for Alan Sokal's
"Intellectual Impostures" suggests a deep-seated
suspicion about the value of much theoretical work
in the humanities. But if the heroic age of
scholarship is past, what are the humanities for?
To teach us how to lead better lives?
The oldest and most widespread view of academics
is that they are really a bit odd. They often have
large foreheads, old-fashioned footwear and
high-pitched laughs. Something about their
intelligence seems to interfere with their ability
to deal with aspects of ordinary existence. Mastery
of the details of agrarian reform under Tiberius or
of Greek imagery in Keats's letters leaves them
ill-equipped to apply sun cream or order a pizza.
So entrenched is this portrait of the scholar that
the adjective "academic" has acquired a dual
connotation, both "from a university" and
"redundant, pedantic, overcomplicated."
However much fun it can be to lampoon academics,
cheap laughs at their expense obscure real
questions about their role and the purpose of
scholarship in general. These questions have been
around since at least the 16th century, when
Rabelais ridiculed the scholars of Paris university
in Gargantua and Pantagruel, accusing them of the
sins with which scholars have been charged ever
since: writing needlessly obscure books, ignoring
simple truths, teaching nothing of value and
abusing the respect of the population.
Even though huge numbers of students sign up to
study at universities every year, we should not
assume that these problems have vanished. Many
academics continue to adhere to a vision of
scholarship which appears baffling (and at times
laughable) to otherwise sober and judicious people
beyond university walls and, more significantly,
fails to tally with the expectations of students.
The doubts are not directed at all sectors of the
academy. It is those scholars in the humanities, in
departments of English, history, philosophy, modern
languages and the classics who are the chief
targets of complaints. The other-worldliness of
scientists is more readily excused by their
capacity to send men to the moon and to cure
tuberculosis.
In recent years, a focus of complaint has been
the way academics write. The output of university
presses shows that large numbers of scholars in the
humanities have been seduced by the technical
prose-style pioneered by leading French academics
in the 1960s and 1970s, loosely referred to as
"post-modernism." Opponents argue that this style
is a sham designed to make readers feel more stupid
and writers cleverer than they are - and no critic
has been more vociferous about this than the
American physicist, Alan Sokal. Last year, Sokal
wrote a now infamous article parodying
post-modernists' use of scientific and technical
language, entitled "Transgressing the Boundaries:
Toward a transformative hermeneutics of quantum
gravity." He sent it to the American journal Social
Text, which published the paper in all seriousness,
unable to distinguish deliberate nonsense from
material normally submitted by academics. Sokal
then followed up the article with a book
(co-written with Belgian physicist Jean Bricmont)
called Intellectual Impostures (Profile Books)
which considered the work of prominent French
academics including Jacques Lacan, Julia Kristeva,
Luce Irigaray, Jean Baudrillard, Gilles Deleuze and
Félix Guattari. The book set out to convince
us that these authors were intellectual buffoons,
guilty of using obscure scientific terms with no
grasp of their meaning, in order to seem profound
and get famous.
"An unbiased reader, opening one of their books
and then asking himself whether this is a tone of a
thinker wanting to instruct or that of a charlatan
wanting to impress, can't be in any doubt for more
than five minutes; here everything smells of
dishonesty... From every page and every line, there
is an endeavour to beguile and deceive the reader,
first by producing an effect to dumbfound him, then
by incomprehensible phrases and sheer nonsense to
stun and stupefy him, and again by audacity of
assertion to puzzle him, in short, to throw dust in
his eyes and mystify him as much as possible."
This is not, in fact, Sokal and Bricmont writing
about Lacan, Baudrillard and Deleuze; rather, it is
Schopenhauer writing about Hegel, Fichte and
Schelling in his Parerga and Paralipomena of 1851.
But Sokal and Bricmont are saying much the same
thing.
Why do human beings have such an appetite for
obscurity? Friends of dense works argue that the
difficulty merely reflects the complex subject
matter: if a work is written in language more or
less impassable to a lay reader, it is because its
subject is difficult to grasp. Hegel would have
claimed that it was impossible to articulate the
phenomenology of spirit in the language of the
daily paper; Lacan would have said that you
couldn't articulate a theory of phallic
interpretation and paternal metaphor without a
degree of technical language. The complexity of
form is an inevitable consequence of the complexity
of content.
Perhaps because so many important subjects
present challenges to the intellect, do not reveal
their secrets when skip-read in the bath, it is
natural that an association should be formed
between what is difficult and what is serious.
Science presents the best example of ideas which
are both hard to understand and still correct; it
is in part due to our awe of the powers of science
that we may form a general belief that the more
obscure a book, the more profound it must be. Which
is, of course, only half-true: difficulty is not a
necessary and sufficient condition of greatness,
although it has often been associated with it. How
easy, then, to exploit the ambiguity, playing on
the prestige of difficulty without having earned
the right to it.
Career anxieties may play a part in this
exploitation. So long as people are impressed by
difficulty, then, for academics, being difficult
will retain its status as a passport to better
jobs, salaries and offices. Moreover, in an
academic environment in which you are constantly
pressured to write more books, being hard to
understand at least offers protection against
having nothing much to say. Few readers will have a
dictionary large enough to find out that there is a
problem - and even then, intellectual masochism may
restrain us from blaming the author.
One of the finest critiques of academic
obscurity was written a few decades after
Rabelais's death by the French essayist, Michel de
Montaigne. In his Essays, Montaigne liked to remind
his readers how lazy he was. Long periods of
reading were not to his taste, he said; he lost the
thread in complex arguments; his concentration was
fragile; his patience thin. "I would very much love
to grasp things with a complete understanding but I
cannot bring myself to pay the high cost of doing
so... I am not prepared to bash my brains for
anything, not even for learning's sake however
precious it may be. From books all I seek is to
give myself pleasure by an honourable pastime... If
I come across difficult passages I never bite my
nails over them: after making a charge or two I let
them be... If one book wearies me I take up
another."
This was, of course, playful posturing by a man
with a thousand volumes on his bookshelf, an
intimate knowledge of Greek and Latin philosophy
and an encyclopaedic understanding of Christian
theology. But if Montaigne exaggerated his
laziness, delighting in presenting himself as a
dim-witted country gentleman always ready to fall
asleep when things got tough in Epicurus, or if
Seneca used long words, this was disingenuity with
a purpose. The declarations of laziness and
slowness were tactical ways of undermining the
worth of obscure books.
Montaigne's suggestion was that, carefully used,
boredom might be an indispensable guide to
assessing the merit of books. Although it could
never be a sufficient judge, dextrous use of
boredom was helpful in correcting an otherwise
excessive tolerance for balderdash. Those who did
not listen to their boredom, like those who paid no
attention to pain, were at risk of ending up in
trouble. Excessive generosity allowed works to gain
currency which well-applied laziness would more
justly have debarred.
Beneath the critique, Montaigne was making an
unusual suggestion: that there were no legitimate
reasons why a work should be difficult, that the
subject matter of philosophy (and, by implication,
of the humanities in general) - unlike that of
medicine or astrology - did not require the
specialized vocabulary which rendered works
impassable to lay readers.
"Just as in dress it is the sign of a petty mind
to seek to draw attention by some personal or
unusual fashion, so too in speech; the search for
new expressions and little-known words derives from
an adolescent schoolmasterish ambition. If only I
could limit myself to words used in Les Halles in
Paris."
But writing with simplicity requires courage;
there is a danger of being dismissed as
simple-minded by those who consider an impassable
prose style to be the only hallmark of
intelligence. Montaigne's work can be read as a
plea to take others seriously even when their
language is unintimidating and their ideas clear -
and to refrain from considering ourselves as fools
if our own vocabulary happens to be no larger than
that of a melon seller in Les Halles.
But linguistic obscurity is not the only - or
indeed the most trenchant - charge we might level
against academics. The enthusiasm for mocking
certain academics, evident in the popularity of
Intellectual Impostures, suggests that the public
has a broader range of gripes. Perhaps the bluntest
question we could ask of many academic works is
what exactly they are for. Unfortunately, the
question has too often been asked by people
disinclined to believe that any activity can be
justified without a concrete, preferably financial
result, a 7 per cent per annum yield or an increase
in the general health of the population. Measured
against such criteria, scholarly work - and indeed
most artistic work - seems a waste of time.
Nevertheless, the question of purpose can arise
even among less practically-minded people when they
discover the sort of subjects and the working
methods of many academics, their enthusiasm for
monographs on the most esoteric areas, their
commentaries on texts which have already been
interpreted a thousand times before. The standard
scholarly answer is that knowledge justifies
itself, that there is no further goal which it must
serve; to suggest otherwise is to set foot on a
slippery slope at the bottom of which lie vulgar
materialist arguments.
This leaves many people unconvinced. In search
of a more noble, yet still in some way useful
vision of what scholarship is for, we might turn to
Nietzsche's essay "On the Uses and Disadvantages of
History for Life," written in 1873. Nietzsche
begins by quoting a sentence by Goethe: "I hate
everything that merely instructs me without
augmenting or directly invigorating my activity,"
then indicates that history should help us to live:
"We need history, certainly, but we need it for
reasons different from those for which the idler in
the garden of knowledge needs it...We need it for
the sake of life and action... We want to serve
history only to the extent that history serves
life: for it is possible to value the study of
history to such a degree that life becomes stunted
and degenerate - a phenomenon we are now forced to
acknowledge."
According to Nietzsche, history could inspire us
to emulate certain deeds. The Renaissance could be
studied for practical tips by anyone seeking to
recreate the conditions of that great age:
"Supposing someone believed that it would require
no more than a hundred men educated and actively
working in a new spirit to do away with the bogus
form of culture which has just now become the
fashion in Germany, how greatly it would strengthen
him to realize that the culture of the Renaissance
was raised on the shoulders of just such a band of
a hundred men." Likewise, we could study the lives
of great individuals for guidance on how to shape
our character (a conception of history and
biography put forward by Plutarch), or else read
history as a compendium of mistakes we should
avoid, or as a way of bolstering our sense of
identity through an understanding of our
origins.
Despite a certain naïveté of tone,
Nietzsche was touching on something important. He
was speaking from a position of authority; he
wasn't a renegade who, having failed his secondary
school exams, had built up a distaste for academia;
at the time of writing this essay, he was a
professor of philology at Basel university. He
scandalized the academic community by arguing that
the true task of the classicist was not the
disinterested study of the past, but "the better
understanding of his own age by means of the
classical world." Nietzsche put his finger on a
hope shared by almost everyone who arrives at
university to study history, philosophy, the
classics or literature; that their studies will in
some way help them to live, will change their
lives, will aid them to become better people. Yet
no wish is more regularly frustrated and implicitly
ridiculed by those in charge of universities.
People have complained about learning which
lacks application to "life" since ancient times.
Here, for example, is Epicurus talking about the
right way to study philosophy, a view which,
incidentally, philosophers employed by universities
in Britain today would laugh at: "Vain is the word
of a philosopher by which no mortal suffering is
healed. Just as medicine confers no benefit if it
does not drive away bodily disease, so is
philosophy useless if it does not drive away the
suffering of the mind... Let no one put off
studying philosophy when he is young, nor when old
grow weary of its study. For no one is too young or
too far past his prime to achieve the health of his
soul."
The counter-argument to this
Nietzschean-Epicurean line is that unless scholars
are allowed to do painstaking and unglamorous work
- work which involves collecting manuscripts,
annotating texts, working out birth rates from
parish records - then there will be no reliable
body of history for people like Nietzsche to use
for "life." When confronted with the fruits of
patient scholarship, the superb collections of
letters of important people, the deciphering of
ancient texts, the correct dating of objects, we
can't help but be impressed. (Consider the
two-volume work on Hellenistic philosophy by AA
Long and David Sedley, the collection of
Schopenhauer's Manuscript Remains edited by Arthur
Hübscher and the edition of Hobbes's
correspondence by Noel Malcolm.)
Yet most scholars are not engaged in this kind
of work. Indeed, the heroic age of scholarship
(which started in about 1810) has in many ways
ended: most letters have been catalogued, most
texts deciphered, most lives written up
conclusively. Scholars - still urged to produce
books by their departments - merely resort to
writing pedestrian commentaries which neither
appeal to the general reader, nor make any
ground-breaking advances in their field.
If much academic work in the humanities is
regarded as parochial, it is also because of the
enormous respect academics have for the texts of
long-dead authors, as opposed to the themes with
which these authors were themselves concerned. In
an English department, you study what Keats thought
of love, you do not try to understand love via
Keats. In a classics department, you study
Epicures' thoughts on greed, not greed via
Epicurus. The emphasis is on recovering exactly
what Epicurus said, trying to understand precisely
what Keats meant - with no thought that this might
ultimately be quite dull or mistaken. It is a
culture of quotation.
To understand and gently question this, we might
again turn to Montaigne. His century witnessed an
explosion of interest in the texts of ancient
Greece and Rome. After hundreds of years of
neglect, the intellectual elites of Europe decided
that the greatest thinking had occurred in the
minds of a handful of geniuses in the city states
of Greece and in the Italian peninsula between the
fall of Troy and the sack of Rome; there could be
no greater scholarly priority, therefore, than a
patient understanding of their works and their
dissemination among the widest possible audience.
Books which had languished in monasteries or
libraries at last received attention. It became an
act of intellectual good taste and the ultimate
stamp of authority to back up any assertion with a
quote indicating that an ancient philosopher, Plato
or Lucretius, agreed with you; had said something
similar in Greek or Latin on a parchment scroll in
Athens or Rome centuries before. Meanwhile, in the
universities it became an established part of a
scholarly career to devote oneself to producing
commentaries on the ancient texts, attempting ever
more faithful accounts of their wisdom. Writing
books about books.
Montaigne was marked by these developments. He
quoted Plato 128 times in the Essays, Lucretius
149, Seneca 130. Those whom we quote often seem to
express our very own thoughts, yet with a clarity
and psychological accuracy we cannot match. They
know us better than we know ourselves. What was shy
and confused within us is unapologetically and
cogently phrased in them (our pencil-lines in the
margin indicating where we have found a piece of
ourselves). We invite these strangers into our
diaries or books as a homage for reminding us of
who we are.
But there may be more prosaic motives for
quoting. We may know exactly what we wish to say -
and yet be so reluctant to face public criticism
were we to say it ourselves that we opt to hire
others to speak for us. Aware that he would be
censured for some of his statements, more because
he was still alive than for anything inherently
wrong with his words, Montaigne admitted that he
wished to take shelter beneath the reputations of
long-dead authorities. Those tempted to mock him
(after all, these were the 1580s and the world did
not yet know that Montaigne would one day be
Montaigne), would have to risk contradicting names
they professed to revere.
"I have made a concession to the taste of the
public with borrowed ornaments which accompany
me... If I had had confidence to do what I really
wanted, I would have spoken utterly alone, come
what may." The tension between heeding to tradition
and speaking "utterly alone" is central to the
intellectual journey we call education, its
successful resolution a delicate balancing act
between two unpleasant alternatives: too much
respect for the past, and you end up a parrot; too
careless a departure, and it is shallow
rebellion.
It was the first danger that Montaigne was
particularly alive to, because - like the bookish
of every century - he was awed by the rich
tradition into which he had been born. Our earliest
experiences are always of knowing less than others,
of looking up at intellectual masters. Only the
pathologically arrogant would manage not to suffer
from an intellectual inferiority complex standing
in front of bookshelves, a fraction of whose
contents we despair of ever digesting. But though
the inferiority complex may be ubiquitous, it can
be resolved in a variety of ways.
Montaigne is an example and a guide because he
was honest both about his sense of inferiority and
its resolution. Gradually he began to doubt the
fashion for following the masters of the literary
and philosophical canon, for allowing others always
to determine the boundaries of his intellectual
foraging. A meeting in Italy focused his thoughts:
"In Pisa I met, in private, a decent man who is
such an Aristotelian that the most basic of his
doctrines is that the touchstone and the
measuring-scale of all sound ideas and of each and
every truth lie in conformity with the teachings of
Aristotle... Aristotle has seen everything, done
everything." Which was not entirely untrue. Of all
great intellectual figures, Aristotle was perhaps
the most comprehensive; his works ranged over the
full landscape of knowledge and an acquaintance
with his work would be invaluable in any process of
education. But there might also come a time when
Aristotle would begin to impede the education he
had done so much to foster. Like many great
authorities, he was almost too clever for our own
good; having greatly advanced human knowledge, he
had unwittingly acquired the power to hold it back.
Having acted as an intrepid tour guide, leading us
into terrain we would never have explored on our
own (logic, the reproductive systems of snails), we
risked acquiring a dependence on him which would
make us look nervously around us at all times to
see whether he was still approving of us.
Successful intellectual inquiry always requires
an intelligent gamble with irreverence: what made
Aristotle interesting was that he himself doubted
much of the knowledge that had been built up
earlier - not by refusing to read Plato or taking a
look at Heraclitus, but by mounting a critique of
their weaknesses premised on a knowledge and
appreciation of their strengths. To act in a truly
Aristotelian spirit - as Montaigne realized and the
man from Pisa did not - meant coming to intelligent
disagreements with him.
Montaigne urged a move from commenting on the
works of others to writing the sort of work that
might be commented on; a move from being a
commentator to being an author. "There are more
books on books than on any other subject: all we do
is gloss each other. All is a-swarm with
commentaries: of authors there is a dearth." By
authors he meant people who did not simply report
what others had said; they created arguments and
wrote things which were worthy of being reported
themselves. They did not leech on the views of
others. Was there not something timid, unoriginal
about the trend for quotation? "Invention takes
incomparably higher precedence over quotation. This
trend made us into little more than yappering
birds: We know how to say, 'This is what Cicero
said'; This is morality for Plato'; 'These are the
ipsissima verba of Aristotle.' But what have we got
to say? What judgements do we make? What are we
doing? A parrot could talk as well as we do."
Montaigne's arguments sound so sensible that it
is hard to understand why they have never made a
difference. Nor have Schopenhauer's critiques or
Nietzsche's; nor - probably - will those of Alan
Sokal and Jean Bricmont. The universities seem to
have an impressive ability to override the serious
questions which have been leveled at them for
centuries. The jokes have been the same since
Rabelais's day; the targets of the jokes have
hardly changed.
But those who are offended by the obscurity of
academic work in the humanities, who would like,
with Nietzsche, to see scholarship serve "life,"
who, with Montaigne, reject the mania for
quotation, can clutch at one straw. Students in
Britain are increasingly having to pay for their
higher education themselves. Their ability to
direct funds to certain institutions and withhold
them from others means that their boredom will have
important repercussions.
However naïve and immature these 18 year
olds may be, their conception of the objectives of
scholarship are, arguably, much closer to the views
of Epicurus, Montaigne, Schopenhauer and Nietzsche
than those of the collected vice-chancellors of the
country. They may yet be heeded.
|