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NOTE: If you are unfamiliar with Realistic
Epistemology (Theory of Knowledge), it is suggested
you read An Introduction to
Epistemology, or at least read What
is Philosophical Realism? before reading this
essay.
A Basic
Introduction to the Methods of Science - Part
2
by Jonathan Dolhenty, Ph.D.
The Inductive
Method
It is the purpose of empirical science to
discover the causes and laws of natural phenomena.
This is done by induction. There are various phases
that empirical science goes through to establish
truth and these are generally known as inductive
methods. These include observation, the
establishing of hypotheses, and
experimentation.
Observation
Observation is the close scrutiny and
examination of natural occurrences in order to
determine their causes and effects. There are two
operations involved here:
- First, all the facts connected with the
natural phenomenon under investigation must be
identified and placed in their proper
order.
- Second, these facts must be analyzed for the
purpose of discovering the causal connections
between certain "antecedents" and "consequents"
which appear in "invariable sequences."
Let's consider the meaning of the terms that
appear in the second operation just described. The
term "invariable sequences" refers to a series of
events taken sequentially, that is, one after the
other, where the events occur in an invariable
manner. Event "A" is followed by event "B" and
event "C" follows event "B."
The "antecedents" are events which occur prior
to a central event and the "consequents" are events
which occur after a central event. For example,
event "A" is antecedent to event "B" and event "B"
is consequent to event "A."
It is important to realize, however, that not
all "invariable sequences" describe a causal
relationship. For instance:
- The season of winter always follows the
season of autumn. This is an invariable
sequence. The antecedent here is autumn. The
consequent is winter. Autumn (the antecedent)
always comes before winter (the consequent). But
autumn is not the cause of winter, that is, the
antecedent does not cause the consequent.
- Night follows day and day follows night in
an invariable sequence. But the one is not the
cause of the appearance of the other.
It is only our intellect that can distinguish a
cause from a simple sequence in the physical
connection of events. Our physical senses, such as
sight and hearing, are capable only of apprehending
the sequence of events. The intellect does rely on
the senses to provide it with the "facts" of any
events in question and assumes, for the most part,
that the data provided by the senses are accurate.
But it is ultimately the intellect which must make
the judgments and draw the conclusions regarding
the events in question.
We all know, of course, that our physical senses
have their limitations. There is only a small
portion of the electromagnetic spectrum that we can
perceive. Human beings are able to perceive
ordinary red light, for instance, but are unable to
perceive infrared light. The naked eye can perceive
large objects in our ordinary world but fail to see
the extremely small bacterial organizations which
play such a prevalent role in our bodily
existence.
Since our physical senses have their
limitations, and we recognize this, we and
professional scientists realize that these
limitations are an important factor in our
observation of physical events. Our intellects may
be impeded in our search for physical data about
our natural world. Fortunately, mankind has been
able to invent instruments which extend our senses
into micro-worlds not immediately apparent to our
naked senses. The invention of the microscope and
the telescope are just two examples that spring to
mind.
Three important things are present, therefore,
in any observation that may be called "scientific"
in any sense. We have the sense data which is
provided by our ordinary physical senses. We have
the intellect which must take this data, make
judgments, and draw conclusions. We can be assisted
by mechanical instruments which extend our ordinary
senses into realms which are immediately unknown to
us. Through the use of these three factors,
empirical science has made tremendous progress in
adding to human knowledge.
Observation, as careful and complete as it
can be performed, is a vital method of
induction.
Establishing
Hypotheses
A second important factor in induction is the
formation of hypotheses. A hypothesis can be
defined as a provisional explanation of a
phenomenon, based on probable arguments, until
verified (or disproved) by subsequent evidence. It
is the guiding norm in experimentation. A
hypothesis is not just a guess, a "hunch," or an
arbitrary opinion. Any good hypothesis has some
basis in fact. It is justified, provisional
explanation for some event in the natural
world.
There are two kinds of hypotheses: the
hypothesis of cause and the hypothesis of law.
Let's take a look at both of these.
The Hypothesis of Cause
This is a hypothesis which is used to establish
the causes which contribute toward the production
of a phenomenon. You are probably familiar with
many examples of this type of hypothesis. For
instance:
- The work of Louis Pasteur in connection with
anthrax and rabies involved the use of a
hypothesis of cause. Pasteur assumed that some
cause (in this case, a deposit of small rodlike
corpuscles) was involved in producing the
diseases and formulated the germ theory of
infection. This, in turn, led to the development
of vaccines for diseases and other medical
breakthroughs.
- The discovery of the planet Neptune provides
another example of hypothesis of cause. It was
noticed that the planet Uranus exhibited strange
orbital behavior. It was hypothesized that an
unknown planet must be exerting a gravitational
force on Uranus. Two mathematicians calculated
the exact position of the unknown planet. Later
an astronomer, having the aid of a more powerful
telescope, found the planet Neptune in the exact
position that was predicted by the hypothesis of
the mathematicians.
The Hypothesis of Law
This is a hypothesis used in an attempt to
explain the manner in which the causes of a
phenomenon operate. The cause may have already been
discovered. Now the scientist wants to know the way
in which this cause operates. It is also possible
that the specific cause alludes the scientist but
he wants to know the law operating in the
phenomenon. For instance:
- The nature of gravitation as a cause is not
yet known. The scientist Isaac Newton, however,
based his hypothesis regarding gravitation on
Kepler's laws of motion. He was able to
formulate the law of gravitation that all bodies
in the universe tend to move toward each other
with an acceleration that varies directly as the
product of their masses and inversely as the
square of their distance.
Hypotheses are generated as possible
explanations based on the observation of certain
physical events. But in order to verify a
hypothesis as possessing some degree of certainty,
more must be done. Further observation is
necessary, of course, but so is an important task
of empirical science called "experimentation."
Experimentation
Experimentation is the observation of phenomena
under selective and controlled conditions. Ordinary
observation yields much information about our
natural world. Observation by itself, however, is
of limited use in helping discover the causes and
laws connecting the facts observed. For this
reason, experimentation is very important in
empirical science.
There are two notions which dominate the
procedure of experimentation: the negative
principle and the positive principle.
The Negative Principle
There is a "negative" principle which states:
Whenever a phenomenon can occur without a certain
antecedent being necessarily present, this
antecedent is in no way the cause of this
phenomenon. This is hardly surprising. Every
effect, as we have learned, must have an adequate
cause. Without it, it would not have sufficient
reason for its existence.
An event in nature is an effect and it would not
occur if no cause was present. If an event occurs,
its cause must be present. So, when a certain
antecedent is not present and the event occurs
anyway, the "supposed" antecedent can not
contribute to the production of the event and is
not its cause.
The Positive Principle
There is a "positive" principle which states:
Whenever a certain antecedent must be present, so
that the phenomenon in question will not occur
without it, this antecedent is the total or partial
cause of this phenomenon. Like the negative
principle, this is also hardly surprising. Physical
causes are necessary causes. When physical causes
operate, they must produce their effect.
If the presence of a specific antecedent is
necessary for an event, that is, the event cannot
occur without it, it can only be because the
antecedent contributes in some necessary way to the
production of the event. The presence of the
antecedent is required as a cause. Conversely, if
this specific antecedent were not a real cause of
the event, there would be no reason why the event
could not occur without its presence.
It is necessary in experimentation for the
scientist to eliminate all extraneous and
nonessential factors involved in the experiment.
Experiments must be varied and tried again and
again. A scientist may perform hundreds of
experiments, eliminating one antecedent after
another, and still fail to find the cause of a
particular event. One hypothesis after another may
be discredited and thrown away. Such is the
exhausting and tedious work of modern empirical
science.
The Stages of Certainty
in Induction
Here is a summary of the various stages an
empirical scientist generally goes through when he
uses the inductive method.
- Observation: A phenomenon or a group of
related events is observed.
- Hypothesis: A working (preliminary)
hypothesis is formulated to explain the observed
event.
- Experiment: Experiments are performed to see
if the working hypothesis works.
- Scientific Theory: If the hypothesis gives a
satisfactory explanation of the event or group
of events, it is adopted as a scientific
theory.
- Scientific Fact or Law: When the theory is
positively demonstrated without any possibility
of error, it becomes a scientific fact or
law.
Rules for the Inductive
Method
A hypothesis must be verified if it is to add to
scientific knowledge. Once a hypothesis is shown to
have a high degree of certitude, it is no longer
considered merely to be a hypothesis. It is now
genuine knowledge in the form of a law of nature or
a scientific theory. There are certain rules of
induction which are used in science to aid in
proving or disproving hypotheses. These rules have
been aptly formulated by the philosopher John
Stuart Mill. These rules will merely be given
briefly here for those who are interested in a more
intimate acquaintance with the inductive
methodology.
Method of agreement
If two or more instances of the phenomenon under
investigation have only one circumstance in common,
the circumstance in which alone all the instances
agree is the cause (or effect) of the given
phenomenon.
Method of difference
if an instance in which the phenomenon under
investigation occurs, and an instance in which it
does not occur, have every circumstance in common
save one, that one occurring only in the former:
the circumstance in which alone the two instances
differ is the effect, or the cause, or an
indispensable part of the cause, of the
phenomenon.
The Joint Method of Agreement and
Difference
If two or more instances in which the phenomenon
occurs have only one circumstance in common, while
two or more instances in which it does not occur
have nothing in common save the absence of that
circumstance: the circumstance in which alone the
two sets of instances differ is the effect, or the
cause, or an indispensable part of the cause, of
the phenomenon.
Method of Residues
Subduct from any phenomenon such part as is
known by previous inductions to be the effect of
certain antecedents, and the residue of the
phenomenon is the effect of the remaining
antecedents.
Method of Concomitant
Variations
Whatever phenomenon varies in any manner
whenever another phenomenon varies in some
particular manner, is either a cause or an effect
of that phenomenon, or is connected with it through
some fact of causation.
To The Nature of
Scientific Research
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