A
Philosopher of Freedom and Natural
Rights
John
Locke
by Jonathan Dolhenty, Ph.D.
(A short biography of Locke is
presented here.)
It is an undisputed fact of history that the
germs of the American Declaration of Independence
are contained in the writings of British
philosopher John Locke, specifically the second of
his Two Treatises on Government. This tract was
published in 1690 in order to justify the British
Whig Revolution of 1688 and laid some of the main
foundations for the American Revolution of 1776.
Additionally, the constitutional and cultural life
of the United States was also deeply influenced by
Locke's Letter on Toleration (1689), which argued
for the necessity of separating Church and
State.
The key elements in Locke's political theory are
natural rights, social contract, government by
consent, and right of revolution. Locke was very
concerned with the "property right" and derived
property right from higher law, although for Locke
that higher law remained natural rather than the
result of Divine Revelation. He declared that
natural law remained operative in civil society as
the fundamental measure of men's rights. For Locke
natural law essentially begins and ends with the
natural right of property. The true end of civil
government is protecting property and the right of
property is the effective limitation upon the
powers of the government. Locke interpreted natural
law as a claim to innate, indefeasible rights
inherent in each individual. Both government and
society exist to preserve the individual's rights,
and the indefeasibility of such rights is a
limitation on the authority of both.
According to Locke, primitive man existed in a
"state of nature," which was one of peace, good
will, mutual assistance and preservation. He
defends this latter concern on the ground that the
law of nature provides a complete accouterment of
human rights and duties. The defect of the state of
nature lies merely in the fact that is has no
organization to give effect to the rules of right,
such as judges, written laws, and fixed penalties.
Locke maintains that whatever is right or wrong is
so eternally and "positive law" adds nothing to the
ethical quality of different kinds of conduct; it
merely provides an apparatus for effective
enforcement.
In the state of nature every man must protect
his own as best he can. His right to his own and
his duty to respect what is another's are as
complete as ever they can become under civil
government. Moral rights and duties are intrinsic,
morality makes law and not law morality, and
governments have to give effect to what is
naturally right prior to its enactment.
Locke believed that property was common in the
state of nature in the sense that everyone had a
right to draw subsistence from whatever was offered
in nature. He asserted that a man has a natural
right to that with which he has "mixed" the labor
of his body, for instance, by enclosing and tilling
land. His argument was that the right to private
property arises because by labor a man "extends"
his own personality into the objects produced. By
expending his internal energy upon them he makes
them a part of himself. Generally speaking, their
utility depends upon the labor expended upon
them.
From his theory of the origin of private
property, Locke concluded that the right to
property is prior even to the primitive society
which he described as the state of nature. This is
a right which each individual brings to society in
his own person. Therefore, society does not create
the right of property and, except within certain
limits, cannot justly regulate it. At least in
part, both society and civil government exist to
protect the prior right to private property.
It needs to be said at this point that Locke did
not believe that the right to property was the only
natural right, although he spent most of his time
examining the property right. The expression which
Locke uses to identity natural rights was "life,
liberty, and estate." This expression, of course,
should be familiar to all Americans; except in the
Declaration of Independence it became "life,
liberty, and the pursuit of happiness."
Regardless of the fact that Locke tended to
concentrate on the property right, he conceived all
natural rights as of the same import, as attributes
of the individual person born with him, and hence
as indefeasible claims upon both society and civil
government. These claims can never justly be set
aside because society itself exists to protect
them. These rights can be regulated only to the
extent it is necessary to give them effective
protection. The "life, liberty, and estate" of one
individual can be limited only to make effective
the equally valid claims of another individual to
the same rights.
Once Locke had described the state of nature as
a condition of peace and mutual aid and having
defined natural rights as prior even to society, he
then went on to derive civil society from the
consent of its members. Political power he defined
as "the right of making laws with penalties of
death, and all less penalties, for the regulating
and preserving of property, and of employing the
force of the community in the execution of such
laws, and in the defense of the commonwealth from
foreign injury, and all this only for the public
good." Such a power can arise only by consent and
it must be the consent of each individual for
himself.
Political power, according to Locke, can have no
right except as this is derived from the individual
right of each man to protect himself and his
property. The executive and legislative powers used
by civil government to protect property are nothing
except the natural power of each man resigned "into
the hands of the community," or "resigned to the
public," and they are justified merely because it
is a better way of protecting natural rights than
the self-help to which each man is naturally
entitled. This is the original "compact" by which
individuals incorporate into one society and is a
bare agreement to unite into one political
society.
The setting up of a civil government is much
less important, according to Locke, than the
original compact that makes a civil society. Once a
majority has agreed to form a civil government,
"the whole power of the community is naturally in
them." The specific form or structure the
government takes really depends on the disposition
of the majority of the community. In any case, the
legislative powers of the civil government are
limited, cannot be exercised in an arbitrary
manner, and cannot be composed of extemporary
decrees. Furthermore, legislative powers cannot
take property without consent (interpreted as
majority-vote by Locke) and they cannot be
delegated since they fundamentally reside in the
community in the first place.
Having made a the distinction between civil
society and civil government, Locke continues on to
discuss the right to resist tyranny. Civil
government exists for the well-being of civil
society and a government which seriously
jeopardizes social interests is rightly changed.
Locke distinguishes between just and unjust
warfare. A mere aggressor gains no right, and even
a conqueror in a "just" war can never establish a
right which contravenes the liberty and property of
the conquered. Moral validity and force are two
distinct things, says Locke, and the latter is
incapable of giving rise to the former. Therefore,
a civil government which begins in force can be
justified, as all governments are justified, only
by its recognition and support of the moral rights
inherent in individuals and communities. The moral
order is permanent and self-perpetuating.
Governments are only factors in the moral
order.
A civil government is dissolved either by a
change in the location of legislative power or by a
violation of the trust which the people have
reposed in it. Any invasion of the life, liberty,
or property of individuals is ipso facto void and a
legislature which attempts these wrongs forfeits
its power. In this case, power reverts to the
people, who must provide by a new act of
legislation for a new legislature.
Locke's defense of resistance in the name of
inalienable rights of personal liberty, consent,
and freedom to acquire and enjoy property had a
profound effect on the apologists of the American
Revolution. His sincerity, his deep moral
conviction, his genuine belief in liberty, in
individual rights, and in the dignity of human
nature, united with his moderation and good sense,
made Locke an ideal spokesman of a middle-class
revolution. He was an important philosophical force
in the promotion of classic liberal ideals and
Americans who are still believers in the right to
life, liberty, and private property owe him a debt
of thanks for providing no small justification for
the inalienability of these rights.
A SHORT
BIOGRAPHY
John Locke was the son of a country attorney and
grew up amid the civil disturbances which were
plaguing 17th century England. He attended Christ
Church, Oxford, where he remained a student for
many years, becoming increasingly disenchanted with
the scholastic curriculum offered there.
Locke became interested in the great
philosophical and scientific questions of his time
and this interest brought him into contact with
distinguished scientists such as Robert Boyle. He
was elected a fellow of the Royal Society in 1668
and it was then he began to form his views on
politics and religion.
An accidental meeting with Lord Ashley in 1666
led to a lifelong friendship with the man who would
later become the first Earl of Shafesbury. This
association would change the whole course of
Locke's career. He became a secretary and
confidante of Lord Ashley's and held a number of
government posts while Ashley was in office.
In 1675, Locke became ill and was forced to
leave his employment, choosing to recuperate in
France for nearly four years, spending his time in
studying and writing. He reentered Ashley's service
upon his return to England but four years later
Ashley had to flee to Holland because he supported
the wrong leader during the Monmouth rebellion in
1685.
Shortly after Ashley left England, Locked
followed him and remained there until the
Revolution of 1688. Returning to England, Locke
began to rapidly issue a number of his works, the
result of years of study and meditation.
Chief among these were his Essay Concerning
Human Understanding, Two Treatises on Government,
and Letters on Toleration. These exerted an
immediate and profound influence on English thought
and helped to provide a philosophical foundation
for the American Revolution.
Also see: A Guide
to Reading John Locke's Concerning Civil
Government (Second Essay)
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