|
July 8, 2008
The
Self-Serving System of Peer Review
by Gary North, Ph.D.
Every
civilization and every society within a particular
civilization rests on a series of presuppositions.
These presuppositions are considered sacrosanct by
most members of the society. They are considered
self-attesting, self-reinforcing, and self-evident.
In other words, they take on the characteristics of
a religion. That is because they are deeply
religious.
These presuppositions are considered so
sacrosanct that anyone who publicly challenges
them, let alone refers to them as self-interested,
risks becoming the target of a systematic program
of reprisals: shunning, loss of employment, and
ridicule. A person who challenges the fundamental
presuppositions of a society is comparable to a
person in Saudi Arabia who hands out gospel tracts
for Jesus. He is not going to get away with it at
no cost.
What I have said here regarding societies is
equally true of every special-interest
organization. Above all, it is true of a
special-interest organization that seeks tax
funding from the broader society.
THE MYTH OF NEUTRALITY
This myth was used in Prussia to justify the
independence of the faculty members in universities
funded by the Prussian state. This began in the
early 19th century.
It was used in the late 19th century by faculty
members in American colleges to escape screening by
the denominations that funded the colleges. The
colleges often filled their faculties with retired
pastors. Younger men wanted out from under this
control.
The myth of neutrality undergirds the doctrine
of academic freedom. Both doctrines have the same
practical goal: to provide safe, secure employment
for faculty members who do not share the worldview
of the people paying their salaries. These faculty
members want to convert the thinking of the next
generation of financial supporters.
Tax funding of higher education increases the
stakes. Anyone who seeks tax funding for his
particular educational organization must do so in
the United States in terms of the myth of
neutrality. This myth undergirds modern American
politics, so it also undergirds modern tax-funded
education.
A person who comes to a state legislature in the
name of sectarian truth is considered an outsider
and therefore not entitled to tax funding. To
provide tax funding for sectarian ideals would be a
violation of the myth of neutrality. No such
violation is allowed officially. The U.S. Supreme
Court has so determined since 1960.
The fact of the matter is this: every system of
truth rests on a denial of one or another
presupposition of a rival approach to truth. The
more widespread the doctrine of intellectual
neutrality, the more intensely the purveyors of
highly un-neutral worldviews will insist that their
worldview rests on universal principles of truth
that cannot successfully be challenged by purveyors
of rival worldviews.
There was a time when the doctrine of moral and
intellectual neutrality was not taken seriously by
leaders of societies. When societies were
self-consciously religious in outlook, they wound
up at war with other societies that were equally
committed to rival religious presuppositions.
Religious wars escalated in the West in the 17th
century. They culminated in the English Civil War
between Protestants, 1641-49, and the Thirty Years'
War in the German states between Protestants and
Catholics, 1618-48.
In reaction, critics of these religious wars
turned to the doctrine of the myth of neutrality as
a means of escaping from religious wars. They
believed that reason is neutral. This neutrality,
they believed, makes it possible to create entire
systems of thought that rest on universally
acceptable assumptions about the nature of
political sovereignty, political authority, civil
law, social causation, and history. As we look back
on the wars of the 20th century, some of us regard
these 17th-century dreams as remarkably
naïve.
The dream still exists in the field of
tax-supported education. In fact, without this
dream as the official doctrine, educators cannot
get their hands into the public till. Access to the
till demands the public affirmation of the myth of
neutrality.
PEER REVIEW
In the field of higher education, the myth of
neutrality is reinforced by a subordinate myth, the
myth of peer review.
Every academic discipline has dozens of
professional journals in every large nation. In
those universities that pay the highest salaries,
in order to gain tenure, an assistant professor
must publish articles in a small handful of these
peer-reviewed academic journals: the top dozen or
so.
These journals are edited by individuals who
represent the majority outlook of the members of a
particular academic discipline. It is a sub-guild
within the guild of higher education.
Every academic journal has an unofficial series
of presuppositions and rules governing the
publication of articles in the journal. These rules
are never put on paper. The editor of the journal
selects readers who hold doctorates in the field,
and who have specialized in a particular area, to
review submitted articles. The editor makes certain
that each of the members of the reviewing committee
understands the unofficial rules of the game. There
is an acceptable range of discourse within the
profession that must be respected. Any article that
promotes a view of the topic under discussion that
raises questions about the range of discourse in
the guild will be rejected.
The reviewers are anonymous. They do not have to
provide a reason for rejecting an article. They may
provide reasons, which are sent to the editor. The
editor may or may not pass on this list of reasons
to the person who submitted the article.
The closer the article gets to undermining
confidence in the received truths of the guild, the
less likely the submitter will be informed about
why his article was rejected. To provide the real
reasons why the article was rejected would call
into question the myth of neutrality; it would
point out the existence of guild requirements
within what is obviously a guild. This is simply
not done.
That which is obvious to everyone by the time he
is granted his doctorate is never stated publicly
by any official within the guild. All of this is
sub rosa. All of this operates behind the scenes.
Everyone knows it exists. Almost everyone approves
of it. Anyone who doesn't approve of it has these
choices: (1) find another academic journal to
publish his article; (2) start his own academic
journal; (3) write articles that do not lead to
doubts about the fundamental presuppositions of the
guild; (4) seek employment in a less prestigious
institution; (5) enter the private sector -- the
closest thing to the doctrine of hell that academia
has.
The widespread acceptance of this system was
undermined by a book: The
Structure of Scientific Revolutions,
by Thomas Kuhn, published by the University of
Chicago Press in 1962. It did not receive a lot of
attention until after 1965, when the worldwide
student revolutions began, and the counterculture
came into prominence. At that point, academic
outsiders in what was known as the New Left began
challenging the myth of neutrality in every
academic discipline in the humanities.
There were not many New Leftists in engineering,
chemistry, and physics, so these departments
continued to operate under the old umbrella of the
myth of neutrality. This is ironic, because Kuhn's
book focused on the natural sciences, especially
the history of chemistry. But in the social
sciences and humanities, the myth of neutrality
came under attack, and the most important single
document to justify this attack was Kuhn's
book.
University presses have also been peer-reviewed,
but not nearly so tightly as the journals.
University presses are run by editors who want to
increase sales. So, they have a tendency to accept
salable book manuscripts for publication that may
be outside the accepted limits of debate within a
particular academic guild. So, peer-reviewed
academic presses tend to be more lenient than
peer-reviewed academic journals.
A person is more likely to make an impact on his
peers through a book published by one of the major
university presses than he is by publishing an
article in one of the major academic journals. The
fact of the matter is, hardly anyone reads all the
articles in an academic journal. A person may read
a book cover to cover if the book is of interest to
him. Rare is the scholar who owes his reputation in
his guild solely to the publication of a few
articles. There are exceptions. Ronald Coase is an
exception. But there are not many like him.
When someone publishes a book, he opens himself
to criticism. Specialists in the field may decide
to review his book in a highly critical manner. He
has an opportunity to revise the book in a second
edition, if there is enough demand for the book to
justify a second edition. He may write a second
book that refutes the criticisms. The point is, the
real peer review is from the public that reads his
book. This public is much larger than the public
that reads a specialized academic journal.
THE DIVISION OF LABOR
We cannot know everything. So, we specialize.
But to keep things in perspective, we ally
ourselves with people who share at least some of
the fundamental presuppositions of our worldview.
We hire people to screen information for us. We
subscribe to a few journals. We read books
published by certain publishers. We trust some
screeners rather than others.
We want the specialists to do the screening in
terms of the presuppositions we hold to. We
understand that every special-interest group, every
church, every academic guild polices itself in
terms of certain interpretations of reality.
The problem comes when the organization seeks
public support, especially tax support, which means
that its members seek support from people who do
not share their presuppositions. At this point, the
deception begins. It is initially the deception of
the general public, but over time it becomes
self-deception on a massive scale. The
beneficiaries of the tax subsidies really do come
to believe that their narrow special interest
represents the best interest of the public at
large.
To deny this would mean denying the legitimacy
of the quest for tax support. Those who become
addicted to constant subsidies from the state are
unlikely to abandon the fundamental presupposition
that justifies their return to the government
trough. So, the myth of neutrality is publicly
upheld.
The legitimacy of peer review is also upheld. It
is not upheld as simply a way for a
special-interest group to screen those who provide
information to the members. It is upheld as part of
the prevailing myth of academic neutrality.
Therefore, anyone who violates the game by denying
the myth of neutrality is regarded in much the same
way that a heretic was regarded in Spain in
1492.
There is nothing inherently wrong with peer
review, but we should not be misled as to the
nature and function of peer review. In today's
academic world, its primary function is to justify
access to tax money. It is the justification for
the academic welfare state.
DELIVERANCE!
The good news is that the World Wide Web is
undermining the guild system.
The main barrier to entry in creating a new
academic journal used to be the cost of printing in
developing a mailing list. There had to be paid
subscribers in order for a journal to become
respectable within the guild. Today, however, the
cost of starting a journal is much lower. There are
no printing or mailing costs. As economics teaches,
when the cost falls, more will be supplied.
For three centuries, the growth of academic
journals has been high. The number now resembles a
parabolic curve stretching to the heavens.
Everybody wants to get published, so everybody has
an incentive in seeing an increase of peer-reviewed
journals.
The institutional problem, however, is that the
increased supply reduces the leverage of the
guild's screening process that is basic for
achieving tenure. So, the guilds have fallen back
on the tried-and-true insight of George Orwell: all
peer-reviewed journals are equal, but some are more
equal than others.
The World Wide Web is also undermining the
monopoly or semi-monopoly enjoyed by the University
press system, and by the New York City publishing
cartel. You can publish a book on the Web in
approximately 90 seconds. I do it quite
frequently.
Another reason why the Web is undermining the
peer-reviewed journals is because, in the field of
science, the law of success is "first come, first
served." The sooner you get your discovery
published in a public forum, the more likely you
will get credit for having made the discovery.
Waiting 18 months to two years to get your
discovery published in a peer-reviewed journal may
prove suicidal if another researcher goes on-line
with his discovery.
The peer-reviewed journals are now operating at
a huge disadvantage within the scientific
community. They are too slow. The early bird gets
the worm. If the worm is important enough, the
early bird either gets tenure or gets an offer at
twice the salary from another university.
So, we are seeing the destruction of academic
guilds. We are seeing something like open entry in
the field of ideas because of the Web. This is
hated by members of the guilds. They scream,
"Unclean! Unclean!" They dismiss an innovative
article for not having been published in a
peer-reviewed forum. But the logic of the system in
the natural sciences -- of early bird gets the worm
-- undermines all such criticisms. It also enables
outsider groups to call attention to the
non-self-evident nature of the presuppositions of
the existing guilds.
We are seeing the undermining of the legitimacy
of the self-interested guilds who have their hands
in the public till. The myth of neutrality is
losing adherents. This process is going to
accelerate.
This is the greatest single threat today to
tax-funded education. The costs of providing
alternative education are falling, and the last
remaining barrier to entry is academic
accreditation, which is the institutional
handmaiden of the guilds.
CONCLUSION
Guilds fear one thing above all else: open
entry. The main barrier to entry has been economic:
the cost of printing, the cost of gaining
accreditation, and the cost of gaining tax support.
On all fronts, the academic guilds are under
assault. This is going to increase over time. The
cost of launching an assault is getting ever lower,
and at lower cost, there will be increased demand
to join one or another assault team.
The academic guilds are not used to open entry.
They are not used to public criticism from
non-guild members. If the public ever figures out
that it can escape the clutches of higher education
in the United States, which absorbs about a third
of a trillion dollars a year, the game will end.
The guilds will have to compete in a free market.
They are not used to this. They will resent it. But
they are going to have to learn to live with
it.
Long live the Web.
Gary
North Archive
Dr.
Gary North earned a Ph.D. in history and is one of
America's keenest economic analysts and
commentators. He supports the Austrian school of
economics and is a previous assistant to
libertarian congressman Dr. Ron Paul. Visit his
website at http://garynorth.com.
To
subscribe to Gary North's Reality Check go to
http://www.dailyreckoning.com/sub/GetReality.cfm
If
you enjoyed this essay and would like to read more
of Gary's writing please visit his website at
http://www.garynorth.com
or http://www.freebooks.com
Because
The Radical Academy publishes essays and articles
on its website does not imply acceptance or
approval of the comments or opinions expressed by
the author of the material. Nor is the Academy
responsible for any misrepresentation of the facts
included. It is your job to be a critical
reader.
|