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Efficient
Causality
The
Traditional View of Classical
Realism
Scientists and philosophers often speak a
different language when they discuss questions
referring to "cause" and "causality." The
scientist, as a scientist, is not supposed to be a
philosopher or metaphysician. He is not interested
in the ultimate explanation of things, but in those
which are relatively proximate in character. In his
proper field of research the term "cause" has a
different meaning for him than it has for the
metaphysician who seeks to penetrate into the
deeper reasons of things. What the scientist calls
"physical causes" are but the necessitating and
indispensable conditions or
antecedents of physical events, not the
"producing agencies" which exert a positive
influence in bringing things from non-existence to
existence through a process of productive change or
through creation. Thus, John Stuart Mill says:
- The causes with which I concern myself are
not efficient, but physical
causes. They are causes in that sense alone, in
which one physical fact is said to be the cause
of another. Of the efficient causes of
phenomena, or whether any such causes exist at
all, I am not called upon to give an opinion.
[1]
As long as the scientist restricts himself to
this negative attitude, the philosopher need not
quarrel with him. But sometimes the scientist
surreptitiously turns metaphysician and denies the
validity of the concept of efficient causality as
proposed by the philosopher. According to him the
"physical causes," in the sense just indicated, are
the only true causes; "efficient causes"
simply do not exist in nature. It thus becomes
imperative to vindicate the validity of the concept
of "efficient causes" and "efficient causality" in
a philosophic sense.
CAUSE, CONDITION,
OCCASION
The efficient cause is that by
which something is produced. A being of one
kind is changed into a being of another kind by
means of the action of the agent or efficient
cause. In order to arrive at a better understanding
of the problem, it will be necessary to compare the
nature of an efficient cause with the concepts of
"condition" and "occasion." These concepts are
closely allied.
A condition is something required in
order than an efficient cause can act, but it
does not contribute any positive influence toward
the production of the effect itself. That the
filament of an electric bulb may become
incandescent, it is necessary to push the button of
the switch, so that the electric circuit will be
closed; but the pushing of the button does not make
the filament glow. Clear weather is a condition for
effective artillery action; but the weather has in
itself nothing to do with shooting off a
cannon.
If a condition is so necessary that the
efficient cause cannot produce its effect under any
circumstances without it, it is called a
conditio sine qua non, i.e., "a condition
without which the cause does not act." Thus, the
knowledge of a good is the conditio sine qua
non for an appetitive faculty to strive for the
good. Light is the conditio sine qua non for
the act of seeing. It is obvious, however, that the
intellect itself does not "strive" for the good,
but the appetitive faculty; nor does the light
"see," but the eyes.
Sometimes the "condition" consists merely in the
removal of an obstacle for the cause; the
presence of the obstacle hinder the cause from
acting. Thus, if a person's feet are tied, it is a
necessary condition for walking that the impediment
be removed. If a person is locked in a room, the
door must first be unlocked before he can leave the
room. The rope and the locked door are obstacles
which must be removed; but that the person actually
walks, that is due to the person's own efficient
causality.
An occasion is a circumstance or
combination of circumstances which affords an
opportunity for an efficient cause to act. A
crowd is an occasion for a pickpocket to ply his
trade. A tavern may be the occasion for a drunkard
to indulge his pet vice. Election time is the
occasion for political oratory. The meeting with a
friend may be the occasion of a confidential
chat.
The difference between and "occasion" and a
"condition" should be fairly obvious. A condition
is such that its fulfillment or presence is
required in order that an efficient cause
can act; an occasion is not a requirement for
action, but its presence is something which merely
gives the opportunity for action. Thus, the
presence of a tavern gives a drunkard the
opportunity to obtain the liquor needed to get
intoxicated, and the tavern is for this reason an
"occasion" for intoxication; but the possession of
a quantity of liquor, sufficient to become
intoxicated, is required, and this possession is,
therefore, a "condition" for intoxication.
Neither a condition nor an occasion amounts to
the causality of an efficient cause. They exert an
indirect influence on an agent to act, but it is
the action of the agent which positively
influences the production of something; and
efficient causality consists precisely in
this productive action of the agent. To take the
example just mentioned; it is neither the presence
of the tavern (occasion) nor the possession of the
liquor (condition) which makes the drunkard
intoxicated, but the actual drinking (action) of
the man himself (agent).
KINDS OF EFFICIENT
CAUSES
Efficient causes may be viewed from a variety of
standpoints. This gives rise to a number of
classification.
First Cause and Second
Cause
By "First Cause" we understand one whose
causality is absolutely independent of any
other cause or being, and on which all other
causality depends. This is God or Supreme Being.
God is the uncaused Cause of all things. Since He
is the source of all being, He must be independent
of all beings in everything He is. And since all
beings owe their essence and existence to Him,
their causality is ultimately dependent on Him.
By "second cause" we understand one whose
causality is dependent on some other cause
or being. Since all creatural beings are dependent
in their essence and existence on God, the First
Cause, their causality is also dependent on Him.
Hence, creatural beings are "second causes."
Physical and Moral
Cause
A "physical" cause is one which produces an
effect by its own direct action. For
example: the carpenter who makes a table, the boxer
who defeats his opponent by knocking him
unconscious, the boy who throws a snowball through
a window, the violinist who draws his bow across
the strings, the philosopher who thinks, the orator
who gives a speech.
A "moral" cause is one which inclines a free
agent to act; this may be done by an appeal, by
a threat, by a promise, etc. The politician is a
moral cause, when he induces an official to give
him a position by paying him a sum of money. A
criminal who extracts money from his victim by
means of blackmail, is a moral cause. The detective
who wrings a confession from a suspect by threats
of the "third degree," is a moral cause.
Principal and
Instrumental Cause
A "principal" cause is an efficient cause which
produces an effect in virtue of its own
power. An "instrumental" cause is an efficient
cause which produces an effect in virtue of the
power of another cause. Principal and
instrumental causes are correlatives; the one
implies the other.
A carpenter uses a saw to cut a board; the saw
is the instrumental cause, the carpenter is the
principal cause. A hunter kills a deer by shooting
it with his rifle; the rifle is the instrumental
cause performing its action under the direction and
control of the hunter.
It should be noted that both causes exert their
own peculiar causality. The saw cuts and the rifle
shoots; but they would not act at all and not in
this particular manner, were it not for the
direction and control of the principal cause.
Cause per se and
Cause per accidens
A cause is said to be a cause per se, it
it has the natural tendency to produce a
particular effect or, if it be a free agent, if it
intends freely to produce it. It is a cause
per accidens, if it produces an effect
toward which it has no natural tendency and
which the free will (if that be the cause in
question) does not intend.
When I take a hammer and deliberately drive a
nail into a board, I am the cause per se
that the nail enters the wood; but if I thereby hit
my finger, I am the cause per accidens for
that, because I did not intend that particular
effect as the result of my attempts at
carpentering.
Proximate and Remote
Causes
A "proximate" cause is one which produces its
effects directly, in virtue of its own
action, without using the action of some
intermediate cause. When I walk, eat, push a cart,
swing a stick, catch a ball, etc., I am the
proximate cause of these effects, because they are
the results of my own direct action. In melting
snow, in boiling water, in making a piece of iron
glow, in expanding the mercury in a thermometer,
etc., heat is the proximate cause, because these
phenomena are the direct result of the heat's
action.
A "remote" cause is one which produces an effect
through the direct action of some intermediary
cause or causes. When my finger pulls the
trigger of a rifle and explodes the charge of the
cartridge, a bullet is ejected which travels
through the air and kills a deer at a considerable
distance; the bullet is the proximate cause of the
death of the deer, while the exploding charge, the
action of my hand and arm, and the deciding
influence of my will, are the remote causes of the
killing. Naturally, the ultimate cause in this
particular chain of causes is my will.
Total and Partial
Cause
A cause is said to be the "total" cause, when
the entire effect is produced by its action;
if only a part of the entire effect can be
attributed to a particular cause, it is a "partial"
cause. The masons, carpenters, plumbers,
plasterers, etc., who assist in the construction of
a building, are all part-causes of the
construction. But when I lift a plank, push a
table, walk a mile, dig a hole, throw a ball, etc.,
I am the total cause of these effects.
Univocal and Equivocal
Cause
A "univocal" cause is one which produces an
effect similar to itself in nature. Thus,
the oak produces an oak, the maple a maple, the dog
a dog, the robin a robin, man a man. Living beings,
therefore, which reproduce their own kind, are
univocal causes in this respect, because these
effects are similar to themselves in nature.
An "equivocal" cause is one which produces an
effect dissimilar to itself in nature. When
a dog, for example, gnaws a bone, the splintering
of the bone is an effect dissimilar to the nature
of the dog; the dog is the equivocal cause of this
effect. When a robin builds a nest, the robin is an
equivocal cause of the nest. A painter is the
equivocal cause of his paintings, a writers of his
writings, a builder of his buildings, because the
effects are different in nature from himself as
their cause.
Necessary and Free
Cause
A "necessary" cause is a cause which is
determined by its nature to produce a
certain effect, provided the requisite conditions
are present. If I throw a stone into the air,
gravity must pull it back to the earth, because
gravity is a necessary cause and is determined to a
definite line of action without choice.
A "free" cause is a cause which is not
compelled to act, even though all the requisite
conditions for action are present. Thus, man is
free in very many of his actions, like walking,
eating, smoking, playing, etc. He can perform them
or omit them, as he chooses.
After this brief enumeration and explanation of
the various classes of efficient causes, as handed
down to us by the traditions of philosophy, we must
turn our attention to the far more important
question of the existence of such efficient causes.
In considering this question, we must accept the
term "efficient" cause in the meaning previously
given: as something which, through its positive
action, produces something.
THE EXISTENCE OF
EFFICIENT CAUSES
Briefly, the status of the question is this: Is
there really a causal connection between
things? Does the being and existence of things
really depend intrinsically upon other things? Does
one reality actually produce another
reality? In a word, are there efficient causes in
the universe?
Phenomenalism in its various
guises denies the existence of efficient causes. It
contends that we cannot possibly know anything of
the reality of "causes." "Cause" is an obscure
metaphysical notion without any objective
foundation in the things or in the events of
nature. Our knowledge is restricted to
sense-perception; and the senses can contact only
the phenomena or appearances of things, but not
their inner nature or energy. Hence, according to
phenomenalistic philosophers, the only facts
accessible to our knowledge are objects in a
local and temporal sequence: things
are perceived as following each other; that is the
total extent of our valid knowledge. We perceive
antecedents and consequents, nothing
more. Man arbitrarily changes this local and
temporal sequence in serial happenings into an
imagined "causal connection," in virtue of which
the later phenomenon is considered to be "produced"
by the earlier.
David Hume attacks efficient causality in
the following words:
- When we look towards external objects, and
consider the operation of causes, we are never
able, in a single instance, to discover any
power or necessary connection; any quality,
which binds the effect to the cause, and renders
the one an infallible consequent of the other.
We only find, that the one does actually, in
fact, follow the other. The impulse of one
billiard-ball is attended with motion in the
second. This is the whole that appears to the
outward senses. The mind feels no
sentiment or inward impression from this
succession of objects; consequently, there is
not, in any single, particular instance of cause
and effect, any thing which can suggest the idea
of power or necessary connection.
[2]
He then takes the case of the will commanding
bodily members to act, and argues:
- The motion of our body follows upon the
command of our will. Of this we are every moment
conscious. But the means, by which this is
effected; the energy, by which the will performs
so extraordinary an operation; of this we are so
far from being immediately conscious, that it
must for ever escape our most diligent enquiry.
[3]
John Stuart Mill agrees with this view of
Hume:
- The Law of Causation, which is the main
pillar of inductive science, is but the familiar
truth, that invariability of succession is found
by observation to obtain between every fact in
nature and some other fact which has preceded
it; independently of all considerations
respecting the ultimate mode of production of
phenomena, and of every other question regarding
the nature of "Things in themselves."
[4]
For Kant and his disciples, a knowledge
of efficient causes in the world is also
impossible, but for a very different reason.
According to the traditional view, these efficient
causes would be the things-in-themselves, as they
exist outside the mind in the universe. The mind,
however, according to Kant, cannot know such
things-in-themselves. "Causality" is a
category of the mind, and the "category" is
an innate, a priori mental form which acts
as a regulative principle in arranging our
judgments. But the category of causality is not
derived from our experience of things and events as
they actually exist in nature, and as such tells us
nothing about the efficient causality of such
things. The causal connection which we place
between things and events is purely mind-made and
has value only for the mind and its operations.
The occasionalists, like
Malebranche and some others, accept the efficient
causality of God, but deny it altogether of
creatures. God is the only efficient cause
in existence. If creatures seem to produce effects,
this is only a mistaken notion on our part: it is
God alone who acts, using the creatures as His
instruments.
In opposition to these views, traditional
Classical Realists contend that the concept of
efficient cause is an objectively valid concept,
based on the data furnished by experience
and demanded by reason as the only true
explanation of the facts. What must be proved, of
course, is, that a mere "invariable sequence of
antecedents and consequents" is not sufficient to
account for our concepts of "cause and effect," but
that there exists the actual production of
one thing or event by another thing or event.
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