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May 9, 2006
Spinoza,
on Freedom, Ethics, and Politics
by Edward W. Younkins, Ph.D.
If
one mentions the name Spinoza, he is likely to get
as a response something like "Oh, wasn't he the
pantheist philosopher who lived around the time of
Hobbes and Locke?" Of course, he was but he was
also much more than that. Baruch (Benedict de)
Spinoza (1632-1677) promulgated a deductive,
rational and monist philosophy that exhibited a
mathematical appreciation of the universe and that
held that things can only be understood when viewed
in relation to a total structure. Spinoza's thought
is still extremely relevant to 21st Century
thinkers in areas such as methodological
individualism, value theory, ethical naturalism,
self-perfectionism, and political philosophy. For
example, many of Spinoza's ideas are reflected in
the works of contemporary philosophers such as
Douglas Den Uyl, Douglas Rasmussen, and Tibor
Machan.
Metaphysics
There is no ontological hierarchy for Spinoza.
For him, the transcendent world does not exist. He
proclaims there is no world except the existing
one. In Spinoza's pantheistic notion there is only
one substance (God), an absolutely infinite being
made up of infinite attributes of which only two,
thought and physical extension, are known by man.
He states that God's existence is necessary and
that, because there is nothing other than the
divine substance and its modifications, there is
nothing that is contingent. All entities, including
man, are determined by universal natural laws to
exist and to act in a given definite and fixed
manner. Spinoza maintains that all things in the
universe are modifications of the same single
substance and, therefore, not totally free in the
sense in being able to do anything whatsoever.
Man is a modification (or mode) of the unique,
infinite substance that is God or Nature. Nature is
an indivisible, uncaused, and substantial whole and
is the only substantial whole. God is simply nature
under another attribute. Every single mode is
caused by God's infinite power that necessarily
creates the whole of nature. Spinoza thus conceives
of God as the immanent cause of Nature. Spinoza's
God is the cause of all things because all things
follow necessarily and causally from his divine
nature. This is in contrast to the Judeo-Christian
idea of God as a transcendent being who causes a
world separate from himself to exist by creating it
out of nothing.
Man is a composite mode of the attributes of
thought and extension and therefore man only knows
two attributes of God or Nature &endash; mind and
body. Mind and body are different aspects of a
single substance that Spinoza calls alternately God
and Nature. For Spinoza, man is non-durational and
rooted in the timeless essence of God, expressly as
one of the innumerable specific ways of God being
externalized. The mind and the body are different
expressions under thought and under extension of
the same existent &endash; the human person.
Human
Nature
Human beings are bound by the same natural laws
as are all other segments of the universe. Man is
an integral part of nature and therefore subject to
its laws. In Spinoza's system, men are undisputably
part of nature, a domain governed by cause and
effect. However, the human body, including its
corresponding mind, is significantly more complex
than other entities with respect to its composition
and in its dispositions to act and to be acted
upon. For Spinoza, action refers to the human power
to influence causal chains. He explains that all
thinking is action and that all action has its
concomitant in thought.
According to Spinoza, primacy of self-interest
is a basic law of human nature. He says that human
beings share a common drive for self-preservation
and seek to maintain the power of their being.
Conatus is the power to preserve in being.
Spinoza's conatus principle states that
human individuals aim to persist in being in order
to assert themselves in the world in their distinct
individuality. Like all things in nature, man
through his body and through his mind strives to
persevere in his being and his mind is conscious of
this striving. It is in man's capacity to think
that he differs from all other natural
entities.
Spinoza explains that all things in nature
proceed from an eternal necessity. Viewing cause
and reason as equivalent terms, Spinoza says that
there is no freedom if we understand freedom to be
to the power of performing an action without cause
or reason. Everything, including man, is bound by
laws of nature and other natural constraints. Human
beings have a caused nature and are not outside
nature. Nature's bounds are set by laws which have
attachment to the eternal order of the whole of
Nature, of which man is but a part. Man functions
as an individual relative to other entities, and,
at the same time, he is part of the universe.
Freedom and
Ethics
How can freedom exist in Spinoza's
"deterministic" universe? According to Spinoza's
definition of freedom, a thing is said to be free
which exists by the mere necessity of its own
nature and is determined in its actions by itself
alone. Like Aristotle, Spinoza values something as
terms to the extent to which it realizes its
nature. Real freedom, for Spinoza, means acting
according to the necessary nature of man. Freedom
means to follow the determined conatus which
is man striving to persist in his own being. When
applied to human beings, the general law of
self-preservation has distinctive importance to
Spinoza's concept of freedom.
Spinoza's ethics is based on an ontology of man
whose moral condition can only be accounted for by
his own existential condition. Spinoza's moral
philosophy has a definite naturalistic character.
He sees the foundation of virtue as the endeavor a
person makes to preserve his own being. It follows
that the basic unit of Spinozist ethics is the
individual human person. The attainment of virtuous
beliefs is a legitimate end the acquisition of
which is something for each individual to achieve
if he can. It is in a person's interest to be moral
and virtuous. For Spinoza, virtue involves the
fuller development of one's individuality.
If ethics is possible, there must be a mode in
which determinism is combined with freedom. Spinoza
notes that people experience and distinguish
between good affects that favor the originating
conatus of life and bad ones that do not. He
explains that in a totally determined system there
would be no reason for such qualitative
distinctions. He concludes that people live in a
universe determined by a type of relative necessity
in the circumstances and not in one of absolute
necessity. According to Spinoza, man's necessary
nature (i.e., to persist in his own being) is not
absolutely necessary. Instead, it is possible,
contingent, and voluntarily acquired depending upon
an effective person's chosen activities. For
Spinoza, freedom means the existence of options and
the ability to make value judgments and decisions.
He says that a human being has the power to act and
is the origin of the impulse to act.
Spinoza teaches that to behave virtuously is to
act, live, and preserve one's being in accordance
with reason and on the basis of what is in our own
interest and is useful to us. He views freedom as
the positive intellectual capacity to act in order
to attain our own ends with the knowledge that our
actions are always limited by natural law. For
Spinoza, power is the knowledge of necessity. He
explains that powerful (i.e., virtuous) persons act
because they understand why they must act. To be
free is to be guided by the law of one's own nature
which, according to Spinoza, is never inconsistent
with the law of another's nature. He explains that
a person's interactions with the rest of nature can
either increase his ability or power to preserve in
his existence or decrease his ability to do so. It
follows that we should pursue what we believe will
benefit us by increasing our power to act.
The conatus is a potency which requires
human effort. According to Spinoza, ideas are
active and prompt people to act. He explains that
the failure to act may indicate an absence of
insight. He says that insight into a man's relation
to God is the initial step toward virtue. Virtue
consists in the pursuit of knowledge and the
understanding of adequate ideas. Spinoza sees
rationality as an essential means of attaining the
good life. Man reaches happiness through
understanding. Happiness and well-being lie in the
life of reason.
Spinoza describes perfection of the human mind
in terms of its power of thinking and freedom in
terms of not being controlled completely by
external forces. We are free when the causes of our
action are internal to us and we are unfree when
those causes are external to us. Bondage means
acting because of forces external to the actor or
being moved by causes of which the person is
unaware. We are not free to the extent that we act
because something beyond our control causes us to
act. When the cause of something lies in our own
nature, it is a matter of the mind acting. When the
cause is external to our nature then we are passive
and being acted upon. Things that happen to us tend
to produce joy or sadness. It follows that people
should attempt to understand the reasons they are
affected by the outside world in the ways that they
are affected. Reason helps individuals to
understand the causes in the form of external
forces that limit their power to act. Once
understanding is achieved people are able to
overcome their sadness. In addition, the act of
understanding the cause or nature of anything
naturally leads to joy.
Spinoza maintains that emotions may be the most
serious threat to a person's freedom and that it
takes a man of wisdom to break the chains that
enslave him to his passions. An individual is
capable of controlling his passions by attaining
insight into the nature and causes of his emotions.
A man should endeavor to free himself from his
passions, or at the minimum try to restrain or
moderate them, thus becoming an active autonomous
person. If this freedom can be achieved, a person
will be free in the sense that whatever happens to
him results from his own nature rather than from
things external to himself. Spinoza teaches that a
man can moderate and restrain the affects via
virtue. A person should free himself from reliance
on the senses and imagination and rely as much as
he can on his rational faculty. Liberation lies in
acquiring knowledge which empowers the mind thus
making it less susceptible to external
circumstances. Knowledge, virtue, power, and
freedom are one.
Ethics, for Spinoza, is a matter of liberation
from the bondage to passive affects through the
cultivation of reason. He says that the mind is
able to weaken the hold passions have over an
individual. This is accomplished by acquiring
adequate ideas of the affects. To reach higher
intelligent expressions of human power, reason must
regulate passion. As we gain more adequate
understanding of the causes acting on us, our power
(or freedom) increases. Such freedom is realizable
through the exercise of reason and reflection. A
person's goal is to attain a relative adequacy that
will increase his powers of intellectual and
physical self-determination in place of passive,
self-enslaving passions. This involves acting to
escape the constraints and to embrace the
possibilities and necessitates an enactive
enhancement of individual power and autonomy. The
mind is active only in so far as it understands
adequate ideas. This understanding is the basis of
virtue. In fact, the effort to understand is the
primary and sole foundation of virtue.
According to Spinoza, adequate ideas are formed
in an orderly and rational manner in three stages
including sense experience (and imagination),
reason, and intuition. If a mind reaches the level
of scientia intuitiva it realizes its actual
nature and sees individual things for what they
truly are. Understanding through this type of
knowledge is under the aspect of eternity and in
relation to God. Spinoza was optimistic with
respect to the cognitive powers of human beings for
understanding the nature of the individual human
person and other organisms and their place in the
natural order of the world. Spinoza explains that a
person whose mind is made up mainly by adequate
ideas participates more fully in eternity than a
man whose mind is constituted largely by inadequate
ideas. He says that a man's intellect is eternal as
part of God's infinite intellect. Genuine
understanding of the universe is the form of a
person's participation in the absolute and eternal
God-substance. The human mind is part of the
infinite intellect of God, and, when the mind
knows, it is God who knows and who is known to the
extent that he can be explained through the nature
of the human mind. A person of higher understanding
is aware of a certain eternal necessity of himself,
of objects, and of God. As a result, he enjoys
peace of mind and self-control.
Spinoza's free person experiences calmness of
mind and experiences good and bad events with
equanimity. By living under the guidance of reason,
a person will enjoy the pleasure of
self-contentment. He will concentrate on doing
those things that are most important to him and he
will take care of others. For Spinoza, virtue
involves the seeking of one's own advantage. The
virtue of courage is the desire of an individual to
endeavor to preserve his own being according to the
dictates of reason alone. In addition, nobility is
the virtue of a person to attempt to help others
and to be friends with them. Man is aware of his
kinship with, and similarity to, others.
Recognizing man's natural sociality, Spinoza states
that it is natural to pursue the happiness of our
fellow men.
According to Spinoza, the free individual does
not fear eternal punishment nor does he expect
eternal rewards in some after-life. He is not
concerned with notions such as apocalypse,
redemption, and so on. Such a man realizes that the
mind (or soul) is not immortal in any personal
sense but that it does have a particular type of
eternity. The human mind, being part of the
intellect of God, cannot be destroyed absolutely
with the body. There is something of it that
remains which is eternal. Although Spinoza holds a
doctrine of personal identity, he does not hold a
doctrine of personal immortality.
Spinoza provides the moral world with an
immanent basis. His metaphysics and ethics are
inextricably connected. He says that to act in
accordance with our nature is to act virtuously.
The purpose of his ethics is free people to live in
the world as it is without distracting themselves
by appealing to a transcendent divine providence.
In his ethical naturalism, ethical propositions are
explainable in terms of natural propositions.
Spinoza's goal was to bridge gaps and reconcile
schisms such as God versus Nature, determinism
versus freedom, fact versus value, mental versus
physical, eternity versus temporality, reason
versus passion, objective versus subjective,
etc.
Spinoza explains mental phenomena as grounded in
the objective natural world and moral values as
rooted in the objective characteristics of the
universe. He views the study of the mind and the
study of ethics to be deeply intertwined &endash;
ethics is a function of the understanding mind. By
nature, the domain of the mind is ethical in
character.
Spinoza's ethics is organized around the search
for the highest good, the achievement of the
highest human perfection, which once attained will
guarantee happiness. The good is whatever makes a
person more perfect and it is up to each individual
to evaluate or judge what is good and what is bad.
For Spinoza, something is useful and, therefore
valuable, if it increases a person's power of
action. It is obvious that Spinoza's value theory
is connected to his metaphysics. He says that if
something agrees with our nature then it cannot be
bad and that a useful thing is valuable in relation
to a particular agent. Although value is relative
to a man's essence as a rational being, it is also
objectively valuable because it is grounded on a
standard independent of subjective attitudes.
Although maintaining that goods are only
valuable relative to particular individuals,
Spinoza argues that some goods have value which
does not change with the person or the
circumstances. He distinguishes between
circumstantially valuable goods and
non-circumstantially valuable goods. According to
Spinoza, goods for the body can be truly valuable
and good, but what leads to understanding is
certainly valuable and good. He says that knowledge
of God is the mind's greatest good. Knowledge of
God is always useful and is thus
non-circumstantially valuable. Whereas some
knowledge is useful in some circumstances and for
some persons but not for other persons, knowledge
of God is always beneficial to every individual.
Knowledge of God is knowledge of nature including
the principles, laws, and rules by which nature
operates.
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