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On November 12-16, 2000, Hillsdale College's
Center for Constructive Alternatives held a seminar
on "The Morality of Civility." Participants
discussed the decline of manners and civility since
the 1960s, and suggested ways that they might be
revived. In the following presentation, Dr. Kesler
addressed the connection of civility and
citizenship as understood by George Washington and
other Founding Fathers, against the backdrop of the
uncivil controversy in the aftermath of the recent
presidential election.
Civility
and
Citizenship
in Washington's America and Ours
By Charles R. Kesler
Professor of Government and Director of the
Henry Salvatori Center
Claremont McKenna College
As we meet here to consider the connection
between civility and citizenship, that connection
seems to have become weakened, at least in certain
select Florida counties. As shocking as some of the
shenanigans in those counties might seem, perhaps
they should not come as a complete surprise. After
all, the same people who now seem to love Election
Day to the point of wanting it to go on forever,
have for years been markedly unenthusiastic
about Constitution Day. Perhaps this is because
they understand the Constitution to "evolve" or
change from year to year &endash; or at least from
election to election, depending on who wins. This
changeability is what today's liberals mean when
they say we have a "living Constitution." It does
not represent constitutionalism in the older sense
of the word. Nor, I would argue, is it a formula
for good government, because it undermines the
constitutional morality that is essential to the
connection between citizenship and civility in
democratic or popular governments.
The Constitution as
Teacher
Consider the moral problem faced by our Founding
Fathers in the late eighteenth century. Looking
back over the history of previous popular
governments -- which James Madison, for one, did
extensively -- they discovered a generic problem.
This problem arises from the basic idea of
democracy -- the idea that the people ought to be
the source of all law. The problem is this: If the
people are the source of the law, why should they
respect it? Why should they not simply look on the
law as a tool or a convenience with which to
achieve their private ends? Most republics had
failed precisely because they had not solved this
moral conundrum. The people, being the source of
the law, had failed to distinguish their rights
from their desires, and had come to believe that
whatever they wanted passionately enough was their
right. This is the path down which democracies
descend -- the path of tyranny of the majority,
which Madison presents in The Federalist
Papers as the characteristic fault of
republican regimes.
The genius of the American Constitution is shown
in nothing more than in its ability to tutor the
American people in a way to overcome this fault and
make them law-abiding. Don't we all today look up
to the Constitution as an authority for us, even
though, technically speaking, its only legal and
moral authority comes from the fact that it was
ratified over 200 years ago by a generation that is
dead and gone? Of course, as each state enters the
Union, it must agree to abide by the Constitution.
And whenever we amend the Constitution, we in a
sense endorse it. But in fact, the American people
have legislated themselves a Constitution only
once, in 1787 and 1788, and since then we have
looked on it as authoritative. Thus for Americans,
the oldest law is the highest law.
This is not a normal or an automatic outcome of
popular government. Most of the time, republics and
the people who move their politics tend to think
that if they make a law "A" one day, and a law "B"
that contradicts "A" the next day, the newer law
supersedes the old. What is unusual about the
Constitution is that this rule is completely
reversed in respect of it. The oldest law is the
most authoritative, and is indeed the only law that
"the people" as such have ever passed. Other law is
statute law, law made by representatives of the
people. Thus every other law needs to be adjudged
in light of the only law that is genuinely ours,
the Constitution.
Creating this new category of law, the
Constitution, which is created by "we the people"
and yet ascends above us, was a great breakthrough
in political science and a great achievement of the
American Founders.
The Importance of
Washington
The theory of the Constitution is contained in
The Federalist Papers, but the moral
authority which backs up this theory is George
Washington -- our first president, and the only
president elected unanimously by the Electoral
College. There is a real sense in which the
prestige of the Constitution depends on the fact
that Washington stands behind it. Certainly he had
an enormous amount to do with its original success.
We can see how and why this is by considering the
connection of civility and citizenship. The problem
of this connection can be stated succinctly: Many
countries have citizenship without the restraints
of civility; nor is it unusual for non-fellow
citizens to be civil. But how is it possible to
combine civility and citizenship in healthy and
mutually reinforcing ways?
To be "civil," in ordinary usage, means to be
polite, respectful, decent. It is a quality
implying, in particular, the restraint of anger
directed toward others. In this sense, civility is
not the same thing as warmth and indeed implies a
certain coolness: civility helps to cool the too
hot passions of citizenship. When citizens are
civil to one another despite their political
disagreements, they reveal that these disagreements
are less important than their resolution to remain
fellow citizens. They agree on the fundamental
political questions, even if they differ on
secondary issues. Without this fundamental
agreement, citizenship would be self-contradictory
and finally self-destructive. The French Revolution
remains the unforgettable modern example of
citizenship's self-destruction in the absence of
civility. Citizen Brissot, Citizen Danton, Citizen
Robespierre -- one by one they fell victim to ever
more radical and exclusive definitions of the good
citizen. Tyranny itself is this process of
exclusion carried to its logical extreme.
Still, it would be a great mistake to believe
that the opposite of tyranny is simply a concord of
opinion. Political friendship can be based on
better or worse opinions. The criteria for
evaluating them must therefore be extrinsic to the
opinions themselves. In other words, even as
citizenship requires civility, so civility points
beyond itself to permanent and objective moral
standards -- to the nature of "civil government"
and, higher still, to the moral and theoretical
concerns of what is rightly called civilization.
Here the example of Washington is invaluable.
Civility in the first place is a matter of
shaping young people's character. The tools of this
art include precepts, examples, exhortation, and
shame. It is not surprising, then, to find that one
of the earliest writings of the young Washington,
laboriously entered into his copybook, is a set of
110 "Rules of Civility and Decent Behavior in
Company and Conversation." For the most part these
are useful lessons for reducing any adolescent to a
civilized state: e.g., "Shake not the head, feet,
or legs; roll not the eyes; lift not one eyebrow
higher than the other, wry not the mouth, and bedew
no man's face with your spittle by [approaching
too near] him [when] you speak." These
rules are a playful (though serious) reminder that
civility consists first of all in good manners.
"Every action done in company," reads the first
rule, "ought to be with some sign of respect to
those that are present."
Civility in this sense stands athwart the
contemporary ethic of self-expression.
Nevertheless, good manners aim not to crush but to
form individual character. Washington's list begins
with what might be dismissed today as mere social
conformity; but it ends, "Labor to keep alive in
your breast that little spark of celestial fire
called conscience." Conformity to social custom is
a part of good manners, but it is justified because
it frees us to cultivate the distinctions that
matter. Civility allows for, and at its best is,
the fanning of that "spark of celestial fire" in
man to produce a steady blaze of moral
seriousness.
Washington's civility is thus a species of honor
or of concern with honor. Explaining to his wife
why he had had to accept the command of the
Continental army, he wrote:
- It was utterly out of my power to refuse
this appointment, without exposing my character
to such censures, as would have reflected
dishonor upon myself, and given pain to my
friends. This, I am sure, could not, and ought
not, to be pleasing to you, and must have
lessened me considerably in my own esteem.
Washington's consciousness of his own honor,
reflected in and reflecting the honorableness of
his friends, provided the touchstone of his
conduct. At the highest level, his civility was
thus a form of magnanimity. As Aristotle explains,
the magnanimous man accepts external honors as the
highest tribute that can be paid him, but regards
all such popular offerings as vastly inferior to
its own sense of dignity and propriety.
One of the most instructive displays of
Washington's magnanimity was his response to
Colonel Lewis Nicola's letter, on May 22, 1782,
proposing that Washington be made King. At this
time the Continental Army was still assembled, and
its soldiers were deeply aggrieved due to the fact
that they had not been paid what they had been
promised by Congress for their service. Washington
might well have led this justly disgruntled army to
Philadelphia to assume the role of king or
dictator. Instead he replied to Nicola's proposal
as follows:
- With a mixture of great surprise and
astonishment I have read with attention the
Sentiments you have submitted to my
perusal
. I am much at a loss to conceive
what part of my conduct could have given
encouragement to an address which to me seems
big with the greatest mischiefs that can befall
my Country. If I am not deceived in the
knowledge of myself, you could not have found a
person to whom your schemes are more
disagreeable.... Let me conjure you then, if you
have any regard for your Country, concern for
yourself or posterity, or respect for me, to
banish these thoughts from your Mind, and never
communicate, as from yourself, or any one else,
a sentiment of the like nature.
What is remarkable here is the letter's tone:
not outraged or accusatory, it was calculated to
shame. And indeed, Nicola was so ashamed that he
wrote three apologies in as many days.
In this short letter, Washington refused the
honor of being king on the remarkable grounds that
it was beneath him! Honor without principle would
be infamy; true honor lay in performing just and
noble deeds for their own sake, not for the sake of
extrinsic rewards. And in the most fundamental
sense, the letter's tone was "civil"; it was not
the voice of a commander upbraiding his inferior
officer, but of one civilian to another. The
foundation of civilian control of the military was
the civility of the commanding general -- his
reasonable control of his militant passions.
Thus did Washington's civility lay the basis and
set the standard for republican citizenship in
America. His virtues may be considered the final
cause of the new regime, even as they played an
indispensable role in its efficient causation --
the victories won by the Continental army. Be that
as it may, the formal cause of the new order was
something different. This was the great principle,
proclaimed in the Declaration of Independence,
"that all men are created equal." It is a matter of
some academic and political dispute today how this
was understood at the time. Certainly, however,
there should not be any dispute over how Washington
understood it.
In his General Orders to the Army on March 1,
1778, Washington wrote that the fortitude of
- the virtuous officers and soldiery of this
Army
not only under the common hardships
incident to a military life, but also under the
additional sufferings to which the peculiar
situation of these States have exposed them,
clearly proves them worthy of the enviable
privilege of contending for the rights of human
nature, the Freedom and Independence of their
Country.
In addition to Washington's own honor, then,
there is an honor due to human nature, which honor
may be called the rights of man. It is an "enviable
privilege" to contend for them because they are
something special: they are based on what is
special to man -- his rank in Creation. Man's
possession of reason distinguishes him from the
beasts, but his imperfect possession of reason --
above all the fact that his passions may cloud his
reason -- distinguishes him from the divine being,
the kind of being whose rationality is perfect and
unaffected by desire. As the in-between being,
man's dignity derives from his place in this
ordered universe.
Civility and
Citizenship in the Founding
Washington expressed the whole purpose of the
Revolution -- in words that would be echoed, I
might note, in the Hillsdale College Articles of
Incorporation -- as follows: "The establishment of
Civil and Religious Liberty was the Motive which
induced me to the Field...." In the Christian West
prior to the American founding, citizenship and
civility were both endangered. Christianity, when
established by temporal authorities, had the
distressing if somewhat paradoxical tendency both
to sap obedience to civil laws and to invite civil
coercion in matters of faith. By virtue of the
first tendency, citizenship became peculiarly
problematic. By virtue of the second, civility
became swamped by fanaticism and hypocrisy.
Restoring the foundations of civility and
citizenship under these conditions was the great
accomplishment of the American Founding. It did
this in the name of civil and religious liberty,
not explicitly of virtue, for the deepest cause of
the civil war within the Christian West had really
been the dispute over the meaning of virtue -- not
only between competing religions, but between the
rational and revealed accounts of virtue, skeptical
reason and faithful obedience. But this was a
debate that had to be carried on at the highest
intellectual and spiritual levels. It could not be
conducted politically, and any attempt to do so was
bound to be tyrannical. This had been the cause of
the holocausts of the Old World. In America, people
would have the liberty to carry on this
transpolitical debate while cultivating the civic
and religious friendship that was its precondition
and product.
Two principles were required: a ground of
citizenship and a ground for separating citizenship
from church membership. Both were found in the
doctrine of the rights of man. In the first place,
the basis of political obligation was found in the
consent of each individual, premised on the grounds
of their natural freedom and equality. At the same
time, religious liberty is secured by virtue of the
limited nature of the social contract. "Civil
government" and "civil liberties" are made possible
by excluding questions of revealed truth from
determination by political majorities. Majority
rule and minority rights can be made consistent
only on this basis. Limited government is thus
essential to the rule of law. But the justice of
limited or moderate government for all times and
places depends upon the limits of human knowledge,
whether viewed in terms of Socratic ignorance or
man's inferiority to God. In light of these limits,
the separation of church and state means that
revelation is not forced to overrule the protests
of human reason, nor reason compelled to pass
judgment on the claims of revelation. The limits of
human wisdom from every point of view thus affirm
the justice of limited government and of
citizenship governed by civility. Both are embodied
in the Constitution of 1787.
Civility and
Citizenship Today
The principle that binds our political parties
together -- as it binds American citizens together
-- is allegiance to the Constitution and
constitutional morality. And as I recently observed
in the Claremont Review of Books, the
disturbing thing about the election of 2000 was how
thin that allegiance sometimes seemed. In the days
after November 7, it was widely and repeatedly
suggested that because the Vice President appeared
to have won a plurality of the nationwide popular
vote, he somehow must have won Florida's popular
vote, whether or not the election tally confirmed
it. Furthermore, it was suggested, his national
plurality meant that he somehow deserved Florida's
electoral votes and thus the presidency. Those
proposing these arguments seemed to be saying that
it was not how Americans actually voted but how
they meant to -- or should have -- voted that
counts. This is a theory that hitherto has been at
home only in banana republics and the phony
"people's republics" of the Communist world. In any
event, they never backed away from the notion that
the moral high ground was held by the popular vote,
not by the Electoral College. So it was not
surprising to hear that Senator-elect Hillary
Rodham Clinton promises as her first official act
to support an amendment to abolish the Electoral
College.
The Electoral College is a crucial part of the
Framers' machinery for combining democracy with
constitutionalism and the rule of law. It ensures
that the president will be chosen not by a
plebiscitary majority but by a constitutional one,
distributed by states and moderated by the need to
accommodate a variety of interests and viewpoints.
Without the Electoral College, our political party
system would fragment, smaller and more extremist
parties would proliferate, and election fraud would
multiply enormously. To abolish the Electoral
College would be to strike at the heart of the
Constitution.
The constitutional majority is, in fact, the
only majority that has ever governed the United
States as a free country. We don't determine which
party controls the Senate or the House of
Representatives by pointing to the raw national
vote totals rung up by each party. We count the
votes by state or by congressional district, and
control of the House or Senate goes to whichever
party has won more of the individual races. The
same principle applies to the presidency. Whoever
wins the majority of the electoral votes cast by
the states is thereby elected President. This is
not really a question of democracy. The principles
of one man, one vote, majority-rule democracy apply
scrupulously in every state. Rather the issue is
democracy with federalism (the Electoral College)
versus democracy without federalism (a national
popular vote).
In any case, one prays that these events do not
portend many such attempts in the future to break
the customary, unwritten rules of our
constitutional democracy. These habitual rules are
fostered by the Constitution, and nourish it in
turn. We undermine and weaken them at the peril of
our country. In conclusion, the Founding Fathers
were hopeful but not sanguine about the prospects
of the American experiment in free government. In
his famous Circular Letter of June 14, 1783,
Washington wrote:
- The foundation of our empire was not laid in
the gloomy age of Ignorance and Superstition,
but at an Epocha when the rights of mankind were
better understood and more clearly defined, than
at any former period; the researches of the
human mind, after social happiness, have been
carried to a great extent; the Treasures of
knowledge, acquired through a long succession of
years, by the labours of Philosophers, Sages and
Legislatures, are laid open for our use, and
their collected wisdom may be happily applied in
the Establishment of our forms of Government;
the free cultivation of Letters, the unbounded
extension of Commerce, the progressive
refinement of manners, the growing liberality of
sentiment, and above all, the pure and benign
light of Revelation, have had a meliorating
influence on mankind and increased the blessings
of Society. At this auspicious period, the
United States came into being as a Nation, and
if their Citizens should not be completely free
and happy, the fault will be entirely their
own.
The auspices could not have been more favorable,
but the political lesson was that the freedom and
happiness of the American people, and the destiny
of the civilization they represent, depend on their
conduct. As shown in their list of grievances
against the British king in the Declaration of
Independence, the Founders were well aware that
"cruelty and perfidy scarcely paralleled in the
most barbarous ages" could be committed by "the
Head of a civilized nation" -- were aware more
generally that ages of science and commerce could
be just as barbarous, in some respects more
barbarous, than ages of "Ignorance and
Superstition."
It was precisely such a threat from within that
faced the United States less than 75 years later in
the Civil War, when civility and citizenship were
rent in two by the controversy over slavery. It was
in the midst of this crisis that Abraham Lincoln,
leaving Springfield for the nation's capital,
declared somberly that he went "with a task before
me greater than that which rested upon Washington."
In contemplating the future of American citizenship
and civility, we ought to remember how he bore that
task -- and what he may have learned to help him
bear it, as an avid student of the life of
Washington, and of the constitutional morality it
embodied and upheld.
Charles R. Kesler, a professor of government and
director of the Henry Salvatori Center at Claremont
McKenna College, received his A.B. in Social
Studies and his A.M. and Ph.D. in Government at
Harvard University. He is editor of and contributor
to Saving the Revolution: The Federalist Papers
and the American Founding, and co-editor, with
William F. Buckley, Jr., of Keeping the Tablets:
Modern American Conservative Thought. Dr.
Kesler has published widely in newspapers and
periodicals such as the Wall Street Journal,
the Los Angeles Times, the Washington
Times, National Review, and the Weekly
Standard, and is editor-in-chief of the
Claremont Review of Books.
Reprinted by permission from IMPRIMIS, the
monthly speech digest of Hillsdale College
(www.hillsdale.edu).
Feel free to respond to this article in
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