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Abstract:
The term ancient Greek tribalism is used here to
denote the abstract, narcissistic notion that
certain ancient Greek tribes (like the Macedonians)
should be excluded from the Hellenic community, for
they were considered to be inferior compared with
the general Hellenic civilization.
In
the same sense, mutatis mutandis the term
modern Greek (or European) nationalism signifies
the general notion that modern Greek (or any
European) nation is de jure culturally
superior, for it is descended from ancient Greek
(or any other European) race which was magnificent
when other Europeans were still savages.
Furthermore,
modern Greek nationalists do not accept the ancient
Greek view that the ancient Macedonians are an
uncivilized barbarian Greek tribe. This is a
typical way in which modern Greeks interpret their
ancient Greek past. That is to say, a form of
ancient Greek tribalism (manifested in modern Greek
nationalism) is still present in modern
Greece!
The
present paper analyses comparatively the social
phenomena of ancient Greek tribalism and modern
Greek nationalism in order to answer the following
two questions: A). what distinguishes ancient Greek
tribalism from modern Greek nationalism? and B).
which model is the most appropriate for the modern
Greek nation: the civic model or the ethnic
model?
The Origin of
European Nationalism
Modern Greek
National Identity
by Michael Bakaoukas, M.Sc., Ph.D.
University of Piraeus,
Greece
I. A common way in
which modern Greeks interpret their ancient Greek
past: From ancient Greek tribalism to modern Greek
nationalism
Scholars agree that the majority of the ancient
Greeks found it difficult to see beyond the horizon
of the city-state or to overcome the limitations
that slavery and other facts of their life imposed
upon their sight. That is to say, the ancient
Greeks did not reach the picture of a world-society
in which not only those who enjoy Hellenic culture,
not only the wise, but all peoples, or at any rate
all civilized peoples, have a place [1].
These research findings explain why many ancient
Greeks called the ancient Macedonians uncivilized
barbarians [2].
According to Thucydides, Andriotis, Chatzidakis
and Wilkes, in the eyes of many ancient Greeks, the
Macedonians, the Epirotes, as well as the Boeotians
and the Thessalians were barbarian, uncivilized
Greek tribes. Thus, Andriotis also argues that the
designation barbarian was attributed by ancient
writers to other uncivilized Greek tribes, as well,
such as the Epirote tribe of Chaones (Thuc.
2.80) [3].
Chatzidakis agrees on this asserting that as was
the case with Macedonians, some included Macedonia
and Epirus in Greece, while others did not.
Thucydides speaks of the barbarian Chaones in B.80,
while in 81 it is mentioned that the Thesprotians
and the Molossi were also barbarians, according to
Thucydides [4].
Chatzidakis affirms that the term barbarian
Macedonian is not used in an ethnological sense,
but with a derogatory cultural meaning. Admitting
that, for some ancient Greeks, the Macedonians were
an uncivilized Greek tribe, Chatzidakis says that
for that reason many excluded certain tribes from
the national community, for they were considered to
be inferior compared with the general national
civilization [5].
Chatzidakis and Andriotis also attempted to
prove and defend the greekness of the ancient
Macedonians. On the contrary, some scholars (like
Vladimir Georgiev and O. Muller) supported that the
ancient Macedonians were not Greeks [6].
However, the archaeological findings of the Greek
archaeologist Andronikos in Vergina put an end to
the scientific disagreement about the origin of the
ancient Macedonians. Therefore, now it is certain
that the ancient Macedonians were Greeks despite
the fact that, in the eyes of many ancient Greeks,
the Macedonians were a barbarian, uncivilized Greek
tribe.
Nevertheless, the debate about the origin of the
ancient Macedonians is not over. Modern Greek
nationalists and the (former Yugoslavian Republic
of) Slav Macedonia nationalists (FYROM) will still
quarrel about the origin of the ancient
Macedonians. For FYROM nationalists, the ancient
Macedonians were not Greeks, since they were
barbarians, a fact which to their view makes the
Greek Macedonia theirs. On the contrary, modern
Greek nationalists usually say that the
music-loving Macedonians who offered hospitality to
Euripides and built a monument to honour him could
not have been barbarians. Both of them do not
understand the fact that what we think and know
today about the Macedonians and what the ancient
Greeks really thought about them are two completely
different things. They do not like the fact that,
for some ancient Greeks, the Macedonians were
uncivilized barbarian Greeks. Modern Greek
nationalists often misinterpret even substantiated
research findings. The modern Greek nationalistic
reasoning will not allow us to term the ancient
Macedonians as barbarians, for this way we are
playing into the hands of the Slav Macedonia
(FYROM) and all kinds of enemies of Greece (who
today claim the Greek Macedonia). This national
argument is indicative of modern Greek nationalism,
which regards as an enemy everyone who attacks the
repute of the ancient Macedonians [7].
II. Modern Greek
nationalism: The theories of Renan and
Smith
The question now is where modern Greek
nationalism lies. It cannot be accounted for by
ancient Greek tribalism, since the latter is a
phenomenon of the ancient pre-modern society and
does not apply to the modern society of the
nation-states in the eighteenth, nineteenth and
twentieth centuries. In other words, the ancient
Greeks cannot be characterised as nationalists and
racists under the current meaning of the terms.
That would be an anachronistic interpretation,
since modern nationalism and racism have nothing to
do with ancient Greek tribalism, as expressed by
the dichotomy between Greeks and barbarians. As
Kyrkos and Hall note, in the 5th century BC the
dichotomy between Greeks and barbarians had a
political and not an anthropological dimension,
i.e. the Greeks were considered superior, however
not on an anthropological level, but only thanks to
the superior form of political life they had
established on their own, free from any coercion
[8].
That is, ancient Greek ethnic groups were not
ultimately natural, racial entities. In contrast,
modern nationalism and racism (e.g. that of
National Socialism) has a mostly anthropological
meaning. The ideologies that animated modern racism
are the following: a) a mythological-intellectual
saga according to which the superior man comes from
the Ideal Nordic race, b) a scientific, biological
Darwinism which was the dominant influence on
Hitler and c) a nationalist-conservative strain of
thought which called for a strong state to be
governed by a single individual. All three strains
extolled German superiority and provided the force
that linked leadership, party and the German people
[9].
These modern strains of thought have nothing to do
with ancient tribalism.
In other words, despite any similarities,
ancient Greek tribalism cannot account for modern
Greek (or any other European) nationalism (and
racism) by itself. To understand how and why modern
Greek nationalism emerged (in the eighteenth and
nineteenth centuries), one must comprehend how and
why the modern nation-state emerged in Europe
during that same period. One of the most important
explanatory models of nation is that of Renan.
According to Renan (1823-1892), a nation is a
soul, a spiritual principle. Man does not belong to
his language or to his race. What makes a nation is
not speaking the same language or belonging to the
same ethnographic group. There is in humanity
something superior to language; it is will
[10].
In other words, the disparate (according to this
view) bilingual ethnic groups, such as the
Albanian-speaking Greek Arvanites (like Markos
Botsaris, one of the chiefs of the Greek War of
Independence) or the Romanian-speaking Greek Vlachs
(like Rigas Pheraios, one of the spiritual leaders
of the Greek revolt against the Ottomans) or the
Slavophone Greeks, were not belonging to the same
ethnographic group. That is, they were foreign to
each other and had no connection to any common
ethnic cultural background capable of unifying them
into a single nation. Therefore, based on this
view, modern Greek nation was formed on the basis
of an idealistic will and not thanks to an ethnic
umbilical cord that connected those ethnic groups.
This theory has become quite widespread. It has
deeply influenced such modern theorists of
nationalism as Ernest Gellner and Benedict
Anderson, who consider that the nation is an
imagined political community and imagined as both
inherently limited and sovereign [11].
This theory is quite convincing, but, as will be
shown, applies only to the colonialist countries of
the West and the subsequent colonial countries of
the 20th century; it is not valid in the case of
the Balkan, Greek nation. So, the question is what
is the position of Renan in the international
bibliography and why it does not apply in the case
of the Greek nation.
According to the current international thinking,
there are two main models of nation: (a) the
territorial and civic model and (b) the
ethnic-genealogical model. The theory of Renan
belongs to the western civic model, as per which a
historic territory, legal-political community,
legal-political equality, and common civic culture
and ideology are required for the formation of a
nation [12].
According to the alternative ethnic model, which is
supported by one of the most prominent modern
theorists of nationalism, Anthony Smith, nation as
a community is based on the common predecessors,
the common descent of the different ethnic groups
and their native culture [13].
The question now is which model is the most
appropriate for the Greek historical reality: the
civic model of Renan, Gellner and Anderson or the
ethnic model of Smith. In other words, which of the
two types of nationalism (emanating from the two
models) applies to the Greek nation: the civic
model or the ethnic model?
The civic model nationalism applies to nations
with a colonialist or imperialistic past, such as
Russia, China, Japan, Persia, Ottoman Turkey and
Ethiopia, but also to non- western countries that
made their first steps as colonies of foreign
powers, such as the Gold Coast, the Ivory Coast,
Nigeria, Egypt, Kenya, the Belgian Congo, India,
Iraq, Burma, Indonesia etc. It would take a lot of
imagination or we would have to invent many
fantastic utopias or Atlantis to include the Greek
nation in the above-mentioned colonialist or
imperialist group [14].
III. The ethnic model
nationalism
The nations with an ethnic or genealogical basis
seek to expand so as to include the ethnically kin
populations that are beyond the current borders of
the ethnic nation, along with the territories where
they live, or aim for the creation of a much larger
ethic-national state, merging into other culturally
and ethnically kin states. This is the case of the
pan-nationalism of the unredeemed and all other
kinds of pan-nationalisms [15].The
characteristics of the genealogical nationalism of
the unredeemed fit the Greek nation almost
perfectly. Greeks will still talk about the "The
Great Idea" and the unredeemed Hellenism (e.g. that
of northern Epirus), even though these ideas have
fortunately faded after the Asia Minor Catastrophe.
However, what is happening today and what happened
in the nineteenth century, when the Greek nation
was built on the basis of the
unredeemed-ethnic-genealogical nationalism and much
less on the vision of Renan , are two completely
different things.
IV.
Conclusion
In other words, the example of the Greek nation
substantiates Smith's theory. That is to say, the
modern Greek nation is not an entirely modern
formation, for it is based on much older cultural
groups (ethnies). Greek ethnies (like Arvanites,
Vlachs, Slavophones etc.) present "permanent
cultural attributes" such as memory, value, myths
and symbolisms. Greek ethnies present a common
cultural origin descending from ancient Greece and
Byzantium. For example, all Greek cultural groups
believe in the myth of "Gorgona" who seeks to find
Alexander the Great. That is to say, the modern
Greek nation (in the beginning) was not "a
community of citizens" but a "cultural" group
[16].
Thus, as Smith points out, "the challenge for
scholars is to represent more accurately and
convincingly the relationship of ethnic, cultural
(Greek) past to modern (Greek) nation" [17].
NOTES:
1. H.C.Baldry, "The Idea
of the Unity of Mankind," in C. Swhalb, H. Diller,
O. Reverdin, W. Peremans, H.C. Baldry, A. Dihle,
Grecs et Barbares, Six exposes et discussions,
Entretiens sur l antiquite classique, tome
VIII, Geneve, 4-9 Sept. 1961, pp. 176-177, 188-189.
Return
2. See G. Chatzidakis,
On the Greekness of the ancient Macedonians,
Karavias, Athens, pp. 5, 10 (in Greek). Return
3. N. Andriotis, On
the language and the Greekness of the ancient
Macedonians, Macedonian Popular Bibliotheque,
Thessalonike, 1952, p. 22 n. 18 (in Greek). Cf. J.
Wilkes, The Illyrians, Odysseus, trs. in Greek Ava
Peppa, Athens, 1999, pp. 143-144. Return
4. Chatzidakis,
Macedonians; greekness, pp. 5, 10. Return
5. Chatzidakis,
Macedonian greekness, p. 13. Cf. C. Swhalb, H.
Diller, O. Reverdin, W. Peremans, H.C. Baldry, A.
Dihle, Grecs et Barbares. Six exposes et
discussions, Entretiens sur l' antiquite
classique, tome VIII, Geneve, 4-9 Sept. 1961,
69-82, 169-204 passim. Return
6. For the disagreement
about the origin of the ancient Macedonians, see O.
Muller, Ueber die Wohnsitze, die Abstammung and
die altere Geschichte des Macedonischen Volkes,
Berlin, 1825 - V.I. Georgiev, Die Trager der
kretisch-mykenischen kultur, ihre Herkunft und ihre
Sprache, Sofia, 1937 - Chatzidakis, Macedonian
greekness, p. 7 ff - Andriotis, The Greekness of
the ancient Macedonians, p. 12. Return
7. See my articles: 1).
"The History of the Greek Barbarians,"
Fortnightly Independent Political Review
Anti 692 (1999), pp. 26-31, 2). "What did the
barbarians mean to ancient Greeks?" Historia
Illustrated, 385, 2000, pp. 34-39 and 3) "Greek
Arvanites and Albanians: two different ethnies"
Kyriakatiki Avgi, 17th Dec. 2000. In these
articles I explained the reason why the ancient
Macedonians were called by many ancient Greeks
barbarians. A nationalistic reply to my articles
was published in Historia Illustrated, (389,
2000, pp.126-127) in which it is argued that by
calling the ancient Macedonians barbarians we
provoke FYROM to claim Macedonia. Also a left wing
political reply to my article was published by the
daily communist Greek newpaper Kyriakatiki
Avgi (Eleni Perdikouri, Arvanites and
Albanians, 31 Dec. 2000). Return
8. B. A. Kyrkos, The
Ancient Greek Enlightenment and the Sophistic
Movement, Athens, 1993 (2nd ed.), p. 73 (in
Greek); Jonathan Hall, Ethnic Identity in Greek
Antiquity, Cambridge, 1997, passim. Cf.
W.C.K Guthrie, The Sophists, [Cambridge
Univ. Press, 1971], tr in Greek Dam.
Tsekourakis, MIET, Athens, 1989, pp. 204-205.
Return
9. See Eric H. Viler,
The Ideological Roots of German National
Socialism, Peter Lang Publishing, 1999,
passim. Return
10. Ernest Renan, "What
is a Nation?" in Eley, Geoff and Suny, Ronald
Grigor (ed.), Becoming National: A Reader,
New York and Oxford, 1996, pp. 41-55, 52-54. Cf.
Herman Brauer, The Philosophy of Ernest
Renan, PhD Thesis, Reprinted from the Bulletin
of the University of Wisconsin, Philology and
Literature Series, Vol.2, No.3, pp. 205-379,
Madison, Wisconsin, Oct. 1903, passim.
Return
11. Benedict Anderson,
Imagined Communities: Reflections on the Origin
and Spread of Nationalism, London-New York,
1991, 1991, p. 5. Return
12. Anth. D. Smith,
National Identity (1991),tr in Greek Eva
Peppa, Odysseus, Athens, 2000, p. 27. Return
13. Smith,
National Identity, ibid. Return
14. See Smith,
National Identity, pp. 123, 145-155, 155 ff.
Return
15. See Smith,
National Identity, pp. 123-124. Return
16. See Dominique
Schnapper, Community of Citizens: On the Modern
Idea of Nationality, trs Severine Rosee,
Transaction Publishers, 1998 (trs in Greek by
Despoina Papadopoulou, Gutenberg, Athens, 2001).
Return
17. A. D. Smith,
Gastronomy or geology? The role of nationalism in
the reconstuction of nations, in Nations and
Nationalism 1, No (1994), p. 18 - Smith, National
Identity, pp. 51, 236-237. See also Ernest Gellner,
Do nations have Navels?, in The nation: real or
imagined?, Nations and Nationalism 2, no. 3 (1996),
pp. 367-368. Cf. my article Barbarians are the
people who believe in barbarism, Fortnightly
Independent Political Review Anti 2000 (718-719),
pp. 56-61. Return
Dr. Michael Bakaoukas is teaching philosophy at
the University of Piraeus, Greece and at the
Technical and Vocational Teacher Training Institute
(SELETE), Greece. He studied Ancient and Modern
Philosophy at the University of Ioannina, Greece,
receiving his Bachelor's degree in 1993. He
received his Master's in Philosophy from the
Philosophy Department of the University of
Edinburgh in 1995 working with Dr Theodore Scaltsas
at Project Archelogos. He obtained his PhD in
Ancient Greek Philosophy from the Department of
Methodology, History and Theory of Science of the
University of Athens, Greece.
He has published numerous papers in Greek and in
English. The English written papers are the
following: "Gorgias the Sophist on What is not: How
to interpret Gorgias," The Radical Academy
(Oregon), The Philosophy Resource Center, 2001,
1-11 (www.radicalacademy.com);
"Gorgias the Sophist on Not-Being: A
Wittgensteinian Interpretation," Sorites, ISSN
1135-1349, Issue #13 - October 2001, Pp. 80-89,
(www.
Sorites.net); "Solon`s Forgotten Genealogy,"
Electronic Antiquity, Vol. 6, nu. 1, 2001, 1-7
(http://scholar.lib.vt.edu);
"Understanding Ancient Greek Biographies, or
Solon`s Forgotten Descent," Pomoerium. Studia et
commentarii ad orbem classicum spectantia, vol.
4-5, 2002-2003 (http://pomoerium.com);
"Solon`s Salaminian Descent," Ancient/Classical
History, http://ancienthistory.about.com/library/bl/uk_bakaoukas1a.html;
"The Ancient Greek Concept of Non-Being,"
Ancient/Classical History,
(ancienthistory.about.com/) (not yet published); "A
Concise Critical History of Presocratic Philosophy:
A Gorgiantic Approach," Ancient/Classical History,
ancienthistory.about.com (not yet published).
He has recently published the following books:
The Presocratic Philosophers, A Concise Critical
History of Presocratic Philosophy: A Gorgianic
Approach, Helias I. Bartzoulianoy Publishing
Co., Athens, 2002, ISBN: 960-87255-0-X, (in Greek
with an extended summary in English); Nothing
Exists: A History of the Philosophy of
Non-Being, Xlibris, Philadelphia, USA, 2002,
ISBN 1-4010-6910-X (not yet published).
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